Advisor Desktop / Core Platform Navigation Guide - SEI

Advisor Desktop / Core Platform Navigation Guide Available on Advisor Desktop as of 08/26/2013

Available on Core Platform as of 08/26/2013

Yes1 No No No Yes No No

Yes Yes Yes Yes No Yes Yes

Firm Model Management: Add, Copy, Modify and Delete Custom Models Strategy Analysis

No No

Yes Yes2

Activity Management: Tasks Assigned to Me Tasks Assigned to Others View Firm Level Activities View Activity Detail Activity Approval

Yes Yes Yes Yes Yes

Yes No Yes Yes Yes

Household Level Information

No

Yes – Limited3

Capability Practice Level Information: Firm Level AUM My AUM CAA Book of Business Report Fee Management Reports Net Flows Bulk Statement Downloads Reporting

1. Historical

AUM and export available via the Core Platform Drift Summary Report 3. Household Level views available via Investment Group creations 2. Strategy

6/5/2013

Advisor Desktop / Core Platform Navigation Guide Available on Advisor Desktop as of 08/26/2013

Available on Core Platform as of 08/26/2013

Client Level Information: Client Overview Client Profile Client Holdings Client Transactions Client Activities Client Documents (Statements, Tax Forms) Client Level Realized Gain/Loss Client Level Unrealized Gain/Loss

Yes No Yes Yes Yes No Yes Yes

Yes Yes Yes Yes Yes No1 Yes Yes

Account Level Information: Account Overview Account Profile Account Holdings Account Transactions Account Activities Account Level Realized Gain/Loss Account Level Unrealized Gain/Loss Account Documents (Statements, Tax Forms) Manager Allocation Breakdown

Yes Yes Yes2 Yes3 Yes Yes3 Yes No Yes

Yes Yes Yes Yes Yes Yes Yes Yes No

Capability

1. Ability

to create Communication Groups via the Core Platform holdings available via the Core Platform 3. Accessible via drill down from Client Level views. 2. Historical

6/5/2013

Advisor Desktop / Core Platform Navigation Guide Self-Service Capability as of June

30th,

2013*

Account Level Model Assignments/Changes Cash Distributions Trading (Buys, Sells, Exchanges) Tax Harvesting Raise Cash Ad-hoc Rebalance Firm Level Custom Model Management Invoice Fees

Available on Advisor Desktop as of 08/26/2013

Available on Core Platform as of 08/26/2013

No No No Yes No No No No

Yes Yes Yes No Yes Yes Yes Yes

* An additional list of actions and transactions that are not currently available for Self Service and require an SEI Private Trust Company form can be found on the Transaction Initiation Guide as of June 30, 2013 located on the Advisor Briefcase under the Home page Quick Tips.

08/26/2013