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ABSTRACT Benchmark calculations on the molar atomization enthalpy, geometry, and vibrational frequencies of uranium hexafluoride (UF6) have been ...
27 卷 8 期 2008. 8

结 构 化 学(JIEGOU HUAXUE)Chinese J. Struct. Chem. Dedicated to Professor Zhang Qianer on the occasion of his 80th birthday

Vol. 27, No.8 967~974

Benchmark Calculations on the Atomization Enthalpy, Geometry and Vibrational Frequencies of UF6 with Relativistic DFT Methods① XIAO Hai

LI Jun②

(Institute of Theoretical and Computational Chemistry, Department of Chemistry & Key Laboratory of Organic Optoelectronics and Molecular Engineering of Ministry of Education, Tsinghua University, Beijing 100084, China) ABSTRACT

Benchmark calculations on the molar atomization enthalpy, geometry, and

vibrational frequencies of uranium hexafluoride (UF6) have been performed by using relativistic density functional theory (DFT) with various levels of relativistic effects, different types of basis sets, and exchange-correlation functionals. Scalar relativistic effects are shown to be critical for the structural properties. The spin-orbit coupling effects are important for the calculated energies, but are much less important for other calculated ground-state properties of closed-shell UF6. We conclude through systematic investigations that ZORA- and RECP-based relativistic DFT methods are both appropriate for incorporating relativistic effects. Comparisons of different types of basis sets (Slater, Gaussian, and plane-wave types) and various levels of theoretical approximation of the exchange-correlation functionals were also made. Keywords: UF6, atomization enthalpy, relativistic effect, density functional theory

1 INTRODUCTION

molecule with an octahedral structure has been extensively studied by using various experimental

Theoretical prediction of physicochemical pro-

techniques, thus building an ideal platform of ex-

perties of actinide compounds is challenging to

perimental data for benchmark of theoretical me-

computational chemistry because accurate theoreti-

thods[1]. Theoretical study of UF6 molecule has a

cal calculations of the complicated electronic struc-

long history[2

tures of actinidecomplexes require simultaneous

calculations of the physicochemical properties of

consideration of electron correlation effects, scalar

UF6 have only emerged recently. For example, de

relativistic and spin-orbit coupling effects, and high-

Jong et al. studied relativistic effects on the elec-

ly accurate one-electron basis sets. Unlike in light-

tronic structure and atomization energy of UF6 via

element chemistry, actinide chemistry suffers from

Dirac-Fock CI calculations[6]. Hay and Martin per-

the lack of gas-phase experimental data to appraise

formed benchmark calculations on geometry and

theoretical methodologies. Due to its important role

vibrational frequencies of UF6 with large-core ECPs

in separating and enriching uranium isotopes in

for uranium[7]; García-Hernández et al. studied rela-

atomic energy and other nuclear technology, UF6

tivistic effects on geometry and vibrational fre-

~ 5]

, although quantitative relativistic

Received 10 June 2008; accepted 18 July 2008 ① This work was supported by NKBRSF (2006CB932305, 2007CB815200) and NNSFC (20525104). The calculations were partially performed using an HP Itanium2 cluster at Tsinghua National Laboratory for Information Science and Technology ② Corresponding author. Li Jun, PhD, Cheung Kong Professor of Chemistry. E-mail: [email protected]

968

XIAO H. et al.: Benchmark Calculations on the Atomization Enthalpy, Geometry and Vibrational Frequencies of UF6 with Relativistic DFT Methods

quencies of UF6 with two-component DFT methods [8]

No.8

generalized gradient approach (GGA), and hybrid

based on Douglas-Kroll-Hess (DKH) approach ;

GGA, a number of new exchange-correlation func-

Batista et al. performed benchmark calculations on

tionals have been developed in recent years, in-

U-F bond dissociation energy, geometry and vibra-

cluding meta-GGA, hybrid meta-GGA, and others. It

tional frequencies of UF6 to compare large- and

is thus important to evaluate the performance of

[9]

small-core ECPs for uranium . Rösch and co-

these new generations of DFT methods on calcu-

workers carried out detailed theoretical investi-

lating the properties of actinide compounds. In this

gations of the heat of formation of UF6 and UF5

[10]

.

article we performed systematic theoretical calcu-

Despite these theoretical investigations providing

lations on the molar atomization enthalpy, geometry,

important insight on various aspects of accurately

and vibrational properties to assess the performance

calculating the geometry, vibrational frequencies,

of various exchange-correlation functionals in acti-

and energetics, no systematic investigation has been

nide chemistry.

carried out on the performance of various ex-

Considering a system at a local minimum of

change-correlation functionals on the properties of

geometry R0 , its ground energy, as a function of

UF6. In addition to the local density approach (LDA),

geometric variable R , can be expanded as,

v v dE E ( R ) = E ( R0 ) + v dR

v

v

v v 1 d 2E v ( R − R0 ) + v 2 dR 2 R0

v R0

v v ( R − R0 ) 2 + K

(1),

where the first term on the right-hand-side is

de[11]. These calculations employed the local density

implicitly related to atomization enthalpy or bond

approach (i.e. Slater-Vosko-Wilk-Nusair[12]) and ge-

dissociation energy etc., while the second and third

neralized gradient approaches with Becke-Lee-

terms explicitly correspond to local minimum geo-

Yang-Parr (BLYP)[13], Perdew-Wang 91 (PW91)[14],

metry and vibrational frequencies, respectively. The

and Perdew-Burke-Ernzerhof (PBE)[15] XC func-

higher-order terms are small and negligible under

tionals. Uncontracted all-electron triple-zeta STO

normal chemical conditions. Therefore, we perfor-

basis sets with two polarization functions were used

med systematic benchmark calculations on the molar

for U and F. Scalar relativistic (SR) effects and spin-

atomization enthalpy, geometry, and vibrational fre-

orbit (SO) coupling effects were taken into account

quencies of UF6, employing various levels of re-

by using zeroth order regular approximation (ZO-

lativistic DFT methods, basis sets, and exchange-

RA)[16]. Tight numerical integration accuracy of 10-8

correlation (XC) functionals, to shed light on

was used throughout, with the convergence thre-

choosing appropriate theoretical methodology for

sholds set at 10-5 Hartree/Å for Cartesian gradients

calculating properties of uranium-containing com-

during geometry optimizations and at 10-8 for energy

pounds. We have chosen to use relativistic DFT

iterations during self-consistent field (SCF) calcu-

methods because they are efficient in treating large

lations. For the open-shell calculations of atoms,

molecules and convenient in handling electron cor-

noncollinear relativistic approach was used when SO

relation and relativistic effects.

coupling effect was included. The Gaussian type orbital (GTO) basis sets cal-

2

CALCULATIONAL DETAILS

culations were performed by using NWChem program[17]. In addition to LDA and GGA functionals

The theoretical calculations with Slater type

mentioned above, meta-GGA functional Tao-Per-

orbital (STO) basis sets were performed by using the

dew-Staroverov-Scuseria (TPSS)[18], hybrid-GGA

Amsterdam Density Functional (ADF2007.01) co-

functionals B3PW91[19], B3LYP[20] and PBEh[21],

2008

Vol. 27







学(JIEGOU HUAXUE)Chinese

hybrid-meta-GGA functionals TPSSh[22] and M06[23]

J.

969

Struct. Chem.

in which all species are treated as ideal gases and the

, and Hartree-Fock (HF) method were also

thermal contributions of vibration, rotation and

used in the benchmark calculations. Small-core,

translation of the atoms are omitted. The enthalpy

relativistic energy-consistent pseudopotential (RE-

was computed under standard condition (1 atm.) at

CP), augmented by spin-orbit operators, was used

298.15 K.

2X

for U, where the 32 “valence” electrons are varia-

Inasmuch as theoretical determinations of atomic

tionally treated. The Stuttgart basis set of triple-zeta

reference energies using DFT methods are generally

quality was used for U, with the default (12s11p-

cumbersome for heavy elements[29], we used an

10d8f)/[8s7p6d4f] contraction[24] and two g-type

approach that has been recently proposed by

polarization functions added (α = 1.52399155,

Johnson, Dickson, and Becke to calculate atomic

[25]

. Dunning’s all-electron augmen-

reference energy of uranium atom[30]. In this ap-

ted correlation-consistent basis set aug-cc-pVTZ has

proach, the configuration energies of all possible

0.3745056345)

[26]

been used for F

. Two levels of relativistic DFT

electron occupations in real orbitals were calculated

methodologies were used, i.e., quasi-relativistic (QR)

and occupations with the lowest total energies were

DFT and spin-orbit coupled DFT (SODFT) methods,

used to reproduce the multiplet energies of complex

and the convergence criteria are comparable to those

angular momentum eigenstates. In the NR, SR and

used in the ADF calculations.

QR calculations we adopted a D2h symmetry in

We also performed supercell DFT calculations

calculating atomic energies to differentiate dege-

using plane-wave (PW) basis sets and the Vienna

nerate real orbitals. Through numerous calculations

[27]

Ab-initio Simulation Package (VASP 4.6.31)

1

.

we find that the electron configurations d x2 − y 2 -

Only LDA, PW91 and PBE were employed with this

(ag) f z 3 (b1u) f z ( x2 − y 2 ) (b1u) f y ( 3 x2 − y 2 ) (b2u) and

1

1

1

code. The projector augmented wave (PAW) me-

p1z (b1u) produce the lowest reference energies for U

thod[28] was applied to describe the core electrons

and F atoms, respectively. However, we adopted C1

and to incorporate scalar relativistic effects impli-

symmetry for spin-orbit calculations of open-shell

citly, i.e., quasi-relativistically (QR). The plane-

atoms in the ADF and NWChem codes, so average-

wave basis sets with cutoff energy of 400 eV were

of-configuration (AOC) spin-orbit results of atoms

used to expand the valence electronic wavefunction

were obtained. Although we constrained D2h sym-

2

6

2

3

1

metry on atoms by using cuboid supercells in VASP,

and F 2s 2p . The convergence criteria for electronic

only AOC results were obtained due to the lack of

with valence configurations of U 6s 6p 7s 5f 6d 2

5

-6

SCF and geometry optimization were set at 10 and

occupation control in this code.

-4

10 eV/Å, respectively. The sum of electronic energy calculated by

3 RESULTS AND DISCUSSION

quantum chemistry methods and thermal contributions from vibration, rotation and translation render the thermodynamic internal energy. For the ato-

3. 1

Comparison of relativistic methods

For heavy-element compounds relativistic effects

mization reaction of UF6 below,

play an important role in their geometries and

UF6 (g) = U (g) + 6F (g)

electronic structures. Fig. 1 depicts the AOC energy

The molar atomization enthalpy (∆H0) can be obtai-

levels of U atom calculated using non-relativistic (NR), scalar relativistic (SR), and spin-orbit (SO)

ned as follows:

relativistic methods. The SR effects stabilize the 7s

∆H = EU + 6 EF − ( EUF6 + Evib + Erot + Etrans ) + 6 RT 0

(2)

orbital (direct relativistic effects) and destabilize the 5f and 6d orbitals (indirect relativistic effects). The SO effects split the 5f and 6d orbitals into two

XIAO H. et al.: Benchmark Calculations on the Atomization Enthalpy, Geometry and Vibrational Frequencies of UF6 with Relativistic DFT Methods

970

No.8

components, with the energetic splitting for 5f larger

gies, while the NR formalism incorrectly weakens

than that for 6d. From Table 1, the inclusion of SR

the U-F bonding because of erroneous radial

effects improves the description of structural and

contractions and energy lowering of the 5f and 6d

ground-state vibrational properties of UF6. For

orbitals (Fig. 1). In fact, from Fig. 1, the NR for-

example, the mean absolute errors (MAE) of cal-

malism predicts a wrong ground-state electron con-

culated vibrational frequencies decrease more

figuration for U due to the significant stabilization of

-1

from non-relativistic (NR) calcula-

5f orbitals from SR to NR case. When SO coupling

tions to SR calculations. All the methods over-

effects are further included in the calculations, the

estimate the molar atomization enthalpy partially

calculated energies and molar atomization enthalpy

due to the DFT difficulty in accurately calculating

are improved, while little improvement is shown in

the multiplet energy of U ground state. However, the

the structural parameters due to the absence of the

molar atomization enthalpy from the NR calcula-

first-order SO coupling effect in the closed-shell UF6.

tions agrees better with experiments than that from

In general, SO coupling has important effects on

the SR and SO calculations, which is caused by

energies but few effects on ground-state geometry

cancellation of two errors: these LDA and GGA XC

and vibrational frequencies because of the quasi-

functionals generally overestimate the binding ener-

atomic nature of SO coupling[8].

than 40 cm

Fig. 1.

Average-of-configuration (AOC) atomic orbital energy levels of U calculated with various relativistic effects and PW91 functional. NR, SR, and SO denote non-relativistic, scalar-relativistic, and spin-orbit, respectively. Table 1. Calculated Molar Atomization Enthalpies (∆H0), U-F Bond Lengths (R), and Vibrational Frequencies (ν) with Various Levels of Relativistic Methods

XC

∆H0 / kJ/mol-1

|δ∆H0/∆H0|

R/Å

ν / cm-1

|δR/R|%

%

A1g



Eg

T1u

T1u

T2g

T2u

NR LDA

3641

15.4

1.995

0.1

600

447

593

132

188

69

55

BLYP

3081

2.3

2.055

3.0

546

414

540

125

176

99

76

PW91

3093

1.9

2.031

1.8

558

415

557

128

181

88

72

PBE

3097

1.8

2.030

1.7

565

423

558

128

183

89

68

LDA

4076

29.2

1.994

0.1

657

541

628

171

182

133

10

BLYP

3360

6.5

2.040

2.2

610

507

581

173

185

131

28

PW91

3490

10.6

2.021

1.3

627

519

598

169

185

132

21

PBE

3497

10.9

2.021

1.3

625

516

595

174

185

133

21

LDA

3994

26.6

1.989

0.4

664

550

634

170

183

134

12

BLYP

3372

6.9

2.035

2.0

615

513

586

173

187

133

25

ZORA-SR

ZORA-SO

2008

Vol. 27







学(JIEGOU HUAXUE)Chinese

J.

971

Struct. Chem.

PW91

3504

11.1

2.016

1.0

631

524

602

170

186

133

18

PBE

3485

10.5

2.017

1.1

633

525

601

175

186

134

17

LDA

4062

28.8

1.988

0.4

664

547

629

172

185

132

10

BLYP

3385

7.3

2.034

1.9

613

508

579

176

188

131

27

PW91

3524

11.7

2.015

1.0

631

519

602

186

198

130

15

PBE

3504

11.1

2.015

1.0

630

518

594

176

187

132

20

LDA

4043

28.2

1.982

0.7

666

548

633

174

186

133

10

BLYP

3408

8.1

2.029

1.7

615

509

583

177

189

133

25

PW91

3545

12.4

2.009

0.7

633

521

600

177

188

133

17

PBE

3525

11.8

2.010

0.7

632

520

598

177

188

134

18

Expt.a

3154(~10)



1.996(8)



667(1)

534(1)

626(1)

186(1)

200(1)

143(2)



QR/RECP

SODFT/RECP

a.

Experimental data are taken from Refs. [32], [33] and [34].

Meanwhile, by comparing the calculation results

The two traditional quantum chemistry basis sets,

from RECP- and ZORA-based relativistic methods

STO and GTO, have their respective merits: STOs

(Table 1), one can see that these relativistic methods

are closer to the actual orbitals in radial forms, thus

both give reasonable results for the properties con-

requiring less BFs to achieve completeness; while

sidered, indicating that it is appropriate to incor-

GTO basis sets greatly reduce the computational

porate relativistic effects via either ZORA Hami-

costs because of the well-known advantages in

ltonian or RECP.

molecular integrals. Although PW basis set type is

3. 2

primarily designed for periodic systems, it performs

Comparison of basis set types

For the evaluation of different types of basis sets,

well for the calculations of aperiodic UF6 molecule

completeness and computational efficiency are two

when using large supercell. PW basis set has several

of the most important aspects. From Table 2, cal-

advantages over STO and GTO basis sets because it

culations with three types of basis sets (STO, GTO,

does not suffer from the basis set superposition

and PW) all demonstrate good performance. With

errors (BSSE) and the linear dependence problem.

STO using 339 basis functions (BFs), GTO using

When combined with pseudopotentials or the PAW

381 BFs, and PW using millions of BFs, the com-

method, PW basis set is probably more promising in

putational costs for calculations with three different

calculating large actinide systems, such as nano-

types of basis sets are all comparable to each other.

clusters, surfaces, and crystals.

Table 2. XC

∆H0 / kJ/mol-1

Calculated Molar Atomization Enthalpies (∆H0), U-F Bond Lengths (R), and Vibrational Frequencies (ν) with Various Basis Set Types

|δ∆H0/∆H0|

R/Å

ν / cm-1

|δR/R|%

%

A1g



Eg

T1u

T1u

T2g

T2u

ZORA-SR (STO) LDA

4076

29.2

1.994

0.1

657

541

628

171

182

133

PW91

3490

10.6

2.021

1.3

627

519

598

169

185

132

10 21

PBE

3497

10.9

2.021

1.3

625

516

595

174

185

133

21

LDA

4062

28.8

1.988

0.4

664

547

629

172

185

132

10

PW91

3524

11.7

2.015

1.0

631

519

602

186

198

130

15

PBE

3504

11.1

2.015

1.0

630

518

594

176

187

132

20

LDA

4033

27.9

1.996

0.0

661

547

629

169

177

126

13

PW91

3618

14.7

2.023

1.4

629

523

597

173

182

129

21

PBE

3555

12.7

2.023

1.4

628

522

596

173

183

130

21

Expt.a

3154(~10)



1.996(8)



667(1)

534(1)

626(1)

186(1)

200(1)

143(2)



QR/RECP (GTO)

QR/PAW (PW)

a. Experimental data are taken from Refs.

XIAO H. et al.: Benchmark Calculations on the Atomization Enthalpy, Geometry and Vibrational Frequencies of UF6 with Relativistic DFT Methods

972

3. 3

No.8

properties of UF6 in our benchmark calculations,

Comparison of XC functionals

Since the SO coupling effects are less important in

with only 2% relative errors in general. However,

ground-state properties of UF6, we performed RE-

hybrid-meta-GGA functional (TPSSh) does not seem

CP-based QR calculations with GTO basis sets for

to perform as well as hybrid-GGA functionals, but

comparing the performance of the new generation of

the relative errors around 2% are already within the

XC functionals implemented in NWChem. The

accuracy limit of approximate XC functionals in

calculated molar atomization enthalpy, U-F bond

DFT for such a simple closed-shell compound UF6.

length, and vibrational frequencies and their relative

Other benchmark calculations indeed show that

or absolute errors are shown in Table 3. As expected,

hybrid-meta-GGA functionals possess obvious im-

all the DFT techniques perform better than the Har-

provements over hybrid-GGA functionals[22, 23].

tree-Fock (HF) method due to the lack of Coulomb

In summary, as far as accuracy is concerned, hy-

electron correlation effects in the latter. Though

brid density functionals should be the best choice in

higher order wavefunction-based electron corre-

applying DFT methods for actinide complexes like

lation methods, such as multi-reference (MR) con-

UF6. Overall the PBEh and TPSSh functionals

figuration interaction (CI) and coupled cluster me-

perform reasonably well for the properties inves-

thods, can handle complicated electronic correlation

tigated and can be used for future theoretical in-

effects in actinides, they are usually too expensive

vestigations of actinide compounds. However, the

for large actinide complexes. With much less com-

use of hybrid functionals raises computational cost

putational effort, DFT methods can account for the

due to the evaluation of HF exchange term. In

electron correlation effects reasonably well.

addition, hybrid functionals are not implemented or

In Table 3, the performances of different levels of

quite expensive in many computational chemistry

DFT theoretical approximations in predicting the

codes using Slater or plane-wave basis functions

properties of UF6 are shown. As the basic appro-

(e.g., ADF and VASP). Therefore, GGA functionals,

ximation of XC functionals in density functional

such as PW91 and PBE, are still a good choice in

theory, LDA usually overestimates the binding

computational actinide chemistry, and the LDA

energies. Consequently, the molar atomization en-

functional provides good geometries and can be used

thalpy calculated by using LDA method is in great

as reference for comparing the XC functionals. With

error even though the LDA geometry is reasonable.

these benchmark calculations, one can investigate

From Table 3, GGA functionals remedy this defect

the geometries, electronic structures, and spec-

reasonably well, and the meta-GGA functional (TP-

troscopic properties of other complicated actinide

SS) further improves the results. Compared to pure

complexes. We have recently used these DFT

density functionals (LDA, GGA, meta-GGA), hy-

methods to investigate a UO6 molecule that has an

brid density functionals (B3LYP, B3PW91, PBEh,

extremely high +XII oxidation state and the results

M06-2X) show excellent accuracy in predicting

are presented in a recent publication[31].

Table 3

XC

∆H0 / kJ/mol-1

Calculated Molar Atomization Enthalpies (∆H0), U-F Bond Lengths (R), and Vibrational Frequencies (ν) with Various XC Functionals |δ∆H0/∆H0| %

R/Å

|δR/R|%

ν / cm-1 A1g

Eg

T1u

T1u

T2g

T2u



QR/RECP (GTO) HF

1987

37.0

1.976

1.0

746

540

657

199

222

143

25

LDA

4062

28.8

1.988

0.4

664

547

629

172

185

132

10

BLYP

3385

7.3

2.034

1.9

613

508

579

176

188

131

27

PW91

3524

11.7

2.015

1.0

631

519

602

186

198

130

15

2008

Vol. 27







学(JIEGOU HUAXUE)Chinese

J.

973

Struct. Chem.

PBE

3504

11.1

2.015

1.0

630

518

594

176

187

132

20

TPSS

3381

7.2

2.013

0.9

638

524

602

173

184

129

18

B3PW91

3210

1.8

1.994

0.1

671

535

624

188

198

140

2

B3LYP

3186

1.0

2.006

0.5

660

530

614

185

198

139

5

PBEh

3186

1.0

1.987

0.5

683

539

632

186

199

141

5

TPSSh

3258

3.3

2.001

0.3

658

532

617

178

190

133

8

M06-2X

3142

0.4

1.981

0.8

711

552

650

198

214

152

20

3154(~10)



1.996(8)



667(1)

534(1)

626(1)

186(1)

200(1)

143(2)



a

Expt.

a. Experimental data are taken from Refs.

incorporating relativistic effects and handling elec-

4

CONCLUSION

tron correlation at the same time. For the selection of different types of basis sets, Slater, Gaussian and

We have performed benchmark calculations on

plane-wave basis functions are all good options for

the molar atomization enthalpy, geometry, and

computational investigations of actinide complexes.

vibrational frequencies of UF6 using relativistic DFT

For various approximations of DFT exchange-

methods with various exchange-correlation func-

correlation functionals, we have demonstrated that

tionals. In general, the scalar relativistic effects are

hybrid density functionals show excellent perfor-

important for structural properties of actinide com-

mance for predicting properties of UF6, while GGA

plexes, while the SO coupling effects are much less

functionals, such as PW91 and PBE, can produce

important for calculated ground-state geometries and

satisfactory results with less computational costs.

vibrational frequencies of closed-shell UF6. We have

These results provide theoretical guidance in selec-

also shown that the ZORA- and RECP-based re-

ting exchange-correlation functionals for calculating

lativistic DFT methods are both appropriate for

actinide complexes.

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