Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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Biofilm development in water distribution and drainage systems:
2
dynamics and implications for hydraulic efficiency
3
M.W. Cowlea; A.O. Babatundea*; W.B. Rauenb; B.N. Bockelmann-Evansa; A.F. Bartonc
4 5 6 7 8 9 10
a
b
Hydro-environmental Research Centre, Cardiff School of Engineering, Cardiff University, The Parade, Cardiff, CF24 3AA, UK
Graduate Programme in Environmental Management, Universidade Positivo, Av Prof. Pedro Viriato Parigot de Souza, 5300, Curitiba/PR, 81280-330, Brazil c
School of Science, Information Technology and Engineering, Federation University Australia, Victoria 3353, Australia *
Corresponding Author:
[email protected]
11 12 13 14
This is an accepted manuscript of an article published in Environmental Technology Reviews on 16/06/2014, available online: http://www.tandfonline/10.1080/09593330.2014.923517
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Abstract
17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35
Pipeline distribution systems account for the vast majority of the physical infrastructure in the water and wastewater industry. Their effective management represents the primary challenge to the industry, from both an operational and public health standpoint. Biofouling is ubiquitous within these systems, and it can significantly impede their efficiency, through increase in boundary shear and associated flow resistance caused by characteristic change in surface dynamics. Nonetheless, conventional pipeline design practices fail to take into account such effects, partly because research findings that could contribute to upgrade and optimise design practices appear scattered in the literature, and are often offering conflicting views as to its causes. This makes it difficult for the adoption of adequate predictive and preventative measures. The aim of this review is to update and contribute to a better understanding of the development and impact of biofilms and biofouling within water management pipelines, particularly within the academia and the general engineering community. The review has confirmed that the potential impact of biofouling on pipeline performance can be significant and that current design approaches are outdated for biofouled surfaces. Further research on this topic is therefore, essential, to ensure that both current and future systems are as effective as possible, both environmentally and financially. In particular, more advanced mathematical modelling frameworks which include the dynamic and case-specific nature of biofouling should be developed. Such a framework could give rise to a real time monitoring platform to assist the adoption of more cost-effective approaches to maintain and repair the system.
36 37
Keywords: Biofilm, biofouling, drainage system, drinking water distribution system, hydraulic efficiency
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Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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1. Introduction
2
1.1 Background
3
The effective management of pipeline distribution systems is arguably the single most
4
important challenge to the water and wastewater industries from both an operational and
5
public health standpoint. This challenge is exacerbated by the environmental complexities of
6
such systems which can have highly diverse and variable flow rates, contents, and
7
temperatures. Fouling mechanisms (individually and cumulatively, see Figure 1) both
8
contribute and are governed by these inherent complexities.
9
pipeline biofouling which refers to the natural, albeit sometimes undesirable process through
10
which a complex microbiological slime layer, composed of microbial cells and colonies
11
embedded within a highly hydrated, protective polymer matrix – referred to as a biofilm –
12
forms upon the surface of the pipeline. The term biofouling, can also include the
13
physicochemical interaction of the biofilm with the pipe surface and external environment
14
such as scaling and corrosion. Although, the focus of this paper is solely on biofouling, it
15
should be noted other mechanisms such as scaling and the accumulation of sediments,
16
loose deposits and FOGs (fats, oils and greases) (see Figure 1) can contribute to fouling
17
within pipelines and subsequently impair their ability to convey flow resulting in reduced
18
hydraulic efficiency.
19
2
Of particular concern, is
Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
a) Rising/Force Main
b) Gravity Sewer Main
c) Drinking Water Main
Dry Biofilm High Flow Level Mean Flow Level
Wet/Dry Biofilm
Low Flow Level
Wet Biofilm
Wet Biofilm Sediment/Loose Deposits, including organic and inorganic material
Sediment/Loose Deposits, including organic and inorganic material (including fats, oils and greases)
1 2 3
Figure 1. Typically fouled water and wastewater pipes, including a) rising/force wastewater main, b) traditional gravity fed wastewater main, and c) a pressurised drinking water main.
4 5
Any pipe conveying a liquid is potentially susceptible to biofilm development and thus
6
biofouling to some degree, as microorganisms; namely bacteria, algae, fungi, mosses and
7
invertebrates seek to exploit the desirable growth conditions that their surface provides.
8
Such ecological advantages include: a constant source of nutrients, sufficient aeration and
9
waste removal [1, 2]. The resulting microbial system, typically dominated by bacterial
10
species – in particular the Proteobacteria phylum (namely Bataproteobacteria, and
11
Gammaproteobacteria within drinking water, wastewater and hydropower pipelines) is
12
generally classified in terms of their structure (on the macro-scale) as either low-form
13
gelatinous or filamentous (or both), with the former being more common within most pipeline
14
systems [3-5].
15
The presence of such microbial structures on the surface can significantly alter the
16
pipelines solid-liquid interface, typically resulting in increased boundary shear stresses and
17
associated flow resistance, thereby affecting the pipe’s hydraulic efficiency over time. For
18
example, the primary cause of energy losses and thus flow capacity reductions within
19
pipelines is due to friction along the solid-liquid interface which tends to increase with
20
increasing surface roughness and interface instabilities [6]. This is illustrated in Figure 2,
3
Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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which shows the impact of biofouling on the performance of a range of concrete pipelines
2
with internal diameters from 400 mm to 1000 mm. This is evident through an increase in flow
3
resistance resulting from an increase in equivalent roughness (namely the Nikuradse-type
4
equivalent sandgrain roughness, ks), as estimated using the widely applied Colebrook-White
5
(C-W) equation [7, 8]. From Figure 2 it can be seen that an increase in ks from the “clean”
6
pipe value of 0.06 mm to the UK’s recommended ks range for fouled pipes, namely 0.6 mm
0.60
3
m/s), whereby sediments and other loose deposits remain suspended within the water
4
column or at least deposited in areas and amounts which can be re-suspended later
5
following the next flow event [32], an accurate wall roughness must be known. Otherwise,
6
the deposits will accumulate upon the surface, further impeding the flow and potentially
7
resulting in clogging, surcharge and ultimately flooding issues [34]. Moreover, an accurate
8
underlying wall roughness is also required in the modelling of effective flushing strategies [35,
9
36].
10
Furthermore, within DNs, biofilms also contribute to the production of unwelcome
11
gases, namely hydrogen sulfide and methane, which present their own problems for the
12
industry, ranging from odour and corrosion issues, to potentially endangering maintenance
13
crews [37, 38]. Hence, biofouling is likely to be more substantial and have a more significant
14
impact in DNs than in DWDSs. This is the general perception within the drinking water and
15
sanitation industries, whereby biofouling is perceived to have a greater impact upon DNs
16
than DWDSs. Nevertheless, greater emphasis within the industry and in literature is put on
17
the latter, primarily due to the greater pumping requirements of the application and biofilm
18
related water quality issues. Such water quality issues include impeded taste, odour and
19
colour; in addition to causing potential health problems to consumers, ranging from viral and
20
bacterial gastro-enteric diseases, to infections such as hepatitis A and giardiasis [5, 39-41].
21
Furthermore, with DWDSs, the biofouling impact on surface roughness is generally
22
considered to be of secondary importance to these water quality issues. This is because the
23
poor water quality will generally result in more customer complaints and it is generally
24
considered to be compromised by a very thin biofilm (i.e. > 30 μm). Therefore, it is the
25
general practice of pipe owners to make use of disinfectants and regular flushing events to
26
minimise biofouling within DWDSs. However, biofilms have been found to have a high
27
resilience to these control measures [5], and in any case, even a relatively thin biofilm (i.e. >
7
Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
1
160 μm) can potentially cause a considerable increase in the pipe’s frictional resistance
2
(Schultz and Swain 1999), particularly in long pipe runs. The early observations within water
3
mains by Seifert and Kruger [23] and Sharp [24] and Minkus [22], also highlight the potential
4
impact that biofouling can have on DWDSs, notwithstanding the reported biofilm thickness’s
5
(i.e. the order of 1 mm to 9.4 mm) being unrepresentative of biofilm typically found within
6
modern, well maintained DWDSs (which seldom exceed 1 mm). Furthermore, the resultant
7
decreases in flow capacity within DWDSs as a result of biofouling, will also increase the
8
planktonic (free-floating) bacteria concentrations, through an increase in pipelines hydraulic
9
retention time (HRT) [42]. Consequently, the water quality is impaired and likelihood of
10
further fouling and fouling issues (i.e. public health problems) is increased. Therefore,
11
although, the magnitude of growth may differ significantly between the two applications (i.e.
12
DN > DWDS), the impact will nonetheless be considerable in both cases for different
13
reasons, i.e. in terms of operational performance/costs and public health.
14 15
3. Biofouling within Pipelines – Nature, Processes and Causes
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3.1 The Process of Biofouling
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The majority of all biofilm development occurs within a thin layer located near the solid-liquid
18
interface, and which coincides with the boundary layer defined in fluid mechanics [43].
19
Typically, biofilm development comprises of four stages, (as shown in Figure 3), namely: (i)
20
conditioning stage; (ii) initial cell attachment stage; (iii) main development stage; and (iv)
21
equilibrium stage. These stages are outlined below;
22
(i) Conditioning Stage – this stage is initiated within seconds of the biological matter
23
entering the pipeline, with the spontaneous adsorption and formation of a conditioning layer
24
or film. The conditioning film is formed mainly by organic molecules, however, films
25
consisting of inorganic materials such as metallic oxides or fine clays have also been
26
documented [44]. The duration of the conditioning stage is commonly referred to as the lag8
Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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time, and it is a function of the operational conditions of the pipeline including fluid viscosity,
2
flow hydrodynamics and surface roughness (see Figure 6 and Table 1).
3
(ii) Initial Cell Attachment Stage - Initial microbiological adhesion occurs during the
4
initial cell attachment stage and this is predominately encouraged by the conditioning film,
5
owing to: i) neutralisation of the surface charge, ii) provision of nutrients and iii) polarisation
6
of the forces between the film and the microorganisms. Therefore, the conditioning film is
7
essentially the catalyst in the initial attraction and attachment of the discrete planktonic
8
bacterium, and is therefore, a vital component in the successful development of biofilms
9
within pipelines. Initially, the surface will only consist of a few randomly distributed cells (or
10
initial colonisers), adhered to the surface via weak, reversible forces known as Van-der-
11
Waals forces [45]. Cell division and EPS secretion then follows, along with the formation of
12
substantially stronger bonds, which anchor the now densely packed cell matrix to the pipe
13
surface [46].
14 15 16
Figure 3 - Idealised biofilm development for a high and low flow velocity scenarios. Initially the surface becomes colonised by nutrients and discrete microorganisms, which is then followed by rapid growth
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Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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and the formation of a dense film (log growth phase) and then ends with stabilisation (steady state) and the detachment of dead material from the surface (plateau and death phase) [19, 46].
3 4
(iii) Main Development Stage – This stage is characterised by further colonisation
5
and growth which takes place over time. This results in an increasingly thicker and denser
6
structure, which protrudes further into the flow. Within the boundary layer, viscous effects
7
cause the flow velocity to decrease steadily to zero at the wall. In the near vicinity of the wall,
8
the turbulent fluctuations of the flow are considerably reduced [43]. Therefore, as the biofilm
9
structure grows in the direction normal to the wall, different parts of the biofilm will be subject
10
to different conditions, which become gradually more hostile as the distance from the wall
11
increases. This stage of development continues until a point of equilibrium is reached
12
between the favourable and adverse growth conditions. Typically, under idealised conditions
13
(i.e. sufficient nutrient availability) and within many drainage networks, this will occur when
14
the biofilm has extended through the boundary layer and into the outer flow region. At this
15
point the biofilm’s internal cohesion is significantly impaired by the numerous adverse
16
conditions associated with the outer flow region, namely increased flow shear.
17
(iv) Equilibrium Stage, “Steady State” - provided that the environmental and
18
operational conditions (e.g. flow velocity, boundary layer structure, nutrient content etc.)
19
remain reasonably constant, the biofilm thus formed tends to reach a pseudo-steady state.
20
Depending on the subjected conditions this can be between 14 to 385 days [47, 48], with the
21
latter typically associated with low nutrient and DWDS conditions (i.e. Assimilable Organic
22
Carbon, AOC in the order of 5 µg/L).
23
Once a biofilm has formed on a section of a pipe under favourable conditions and
24
locations (i.e. at joints and bends), it may quickly spread through the entire pipeline system
25
and induce colonisation in other areas that were not initially favourable to growth. This
26
happens as cells and/or whole clusters are “sloughed off” the surface and are carried by the
27
flow as floating biofilms which then settle downstream [49, 50]. Further growth can be
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Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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promoted downstream by the waste generated by the upstream biofilms, which can be
2
utilised as either a conditioning material or as a direct source of nutrients. Therefore, the
3
attainment of a pseudo-steady state in a region of a pipeline is not necessarily indicative of
4
equilibrium in the whole system.
5
It should be noted that in a given pipeline, the properties of the mature biofilm such
6
as its overall structure; surface topography; thickness; morphology and microbial
7
composition [5, 15, 19] will change over time. This is due to competition between biofilm
8
species, the relatively short term survival of biofilm species (the life and death cycle), and the
9
varying (seasonal and daily) operational and environmental dynamics of the pipeline (Table
10
1).
11 12 13
Table 1. Key aspects and perceived impacts on i) substrate accumulation ii) biofilm structural composition and iii) biofilm dynamic behaviour due to flow interaction, within pipelines Factor
Impacts upon growth (i) (ii) (iii)
Residual disinfectant concentration* Flow hydrodynamics
Nutrient and biological content
Surface Material
Reference Cloete et al. [51], Hallam et al. [47], Tsvetanova [52], Zhou et al. [53] Pedersen [54], Stoodley et al. [30], Stoodley et al. [16], Cloete et al. [55], Lauchlan et al. [56], Tsvetanova [52], Lambert et al. [10] Costerton and Lewandowski [1], Melo and Bott [46], Stoodley et al. [30], Gjaltema et al. [57] Pedersen [54], Van der Kooij et al. [58], Niquette et al. [59], Hallam et al. [47], Manuel et al. [60], Zhou et al. [53]
Seasonal/Daily Perkins and Gardiner [61], Barton Variations in [15] Conditions *Only applicable within certain drinking water distribution systems 14 15 16
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Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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3.2 Causes and Nature of Biofouling within Pipelines
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A number of factors impact upon biofilm development within pipelines and the resultant
3
growth interacts with the system hydraulics. This section is focused on the review of the key
4
factors as listed in Table 1 with the exception of disinfectant concentration which has been
5
comprehensively reviewed over the years, most notably by Bridier et al. [62].
6
3.2.1 Flow Hydrodynamics and Nutrient Availability
7
There is an inherent link between flow hydrodynamics and nutrient availability on biofilm
8
development, owing to their influence on mass transfer and diffusion rates.
9
The mass transfer and diffusion rates of a system are predominantly governed by the
10
level of turbulence in the flow, which is usually estimated by the Reynolds number (Re). Re
11
represents a balance between the magnitude of inertial and viscous forces. Since high Re
12
values are associated with high velocity flows, it follows that viscous effects are not
13
important in establishing the flow condition in the turbulent flow regime. Low Re values
14
indicate that viscous effects significantly influence the flow condition under relatively low
15
speeds. The flow within most DWDSs and DNs is typically turbulent in nature. However,
16
laminar flow conditions have been observed especially in areas of low water consumption
17
(i.e. typical at night and rural areas) and/or towards the end of long branches and the
18
network periphery, where the flow can be very low or periodically stagnant.
19
Conceptually, the boundary layer of turbulent flows can be divided into two regions
20
namely; (i) the viscous or laminar sublayer and (ii) the logarithmic sublayer. The viscous or
21
laminar sublayer is closest to the pipe wall and has a thickness calculated as δ’ = ν/u*;
22
where ν is the kinematic viscosity of the fluid and u* is the shear velocity which is calculated
23
as u* = (τ0 /ρ)
24
the value of δ’ is a function of the type of fluid and the flow condition. For example, an
25
increase in flow rate leads to an increase in u* and a decrease in δ’ for the same fluid, i.e. it
26
causes a reduction of the boundary layer thickness. Beyond the logarithmic layer lies the
; where τ0 is wall shear stress and ρ is the specific mass of the fluid. Hence,
0.5
12
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outer flow region, where the mean flow velocity is that of the free stream. As illustrated in
2
Figure 4, there are three types of boundary layers, namely hydraulically smooth (Figure 4a),
3
transitional (Figure 4b) and hydraulically rough (Figures 4c and 4d). The classification
4
depends upon the thickness of the absolute surface roughness height (k) relative to δ’. A
5
boundary layer is classed as hydraulically smooth for k < δ’ and it is classed as hydraulically
6
rough for k > δ’. For k δ’, the boundary layer is classified as transitional. For each of these
7
classifications, the influence of the surface roughness on biofilm development is inherently
8
different, with the greatest impact occurring under hydraulically rough conditions and the
9
least impact under hydraulically smooth conditions.
10
11 12 13
Figure 4. Boundary layer classifications, including; a) hydraulically smooth, b) transitionally rough, and c) hydraulically rough [15]
14 15
Previous studies have shown that the boundary layer structure is altered by the
16
presence of a biofilm [18, 63]. Andrewartha and Sargison [63] found that biofilms altered
17
both the turbulent structure and thickness of the boundary layer. The altered boundary layer
18
then impacts upon further biofilm development, thereby establishing a dynamic two-way
19
(symbiotic) feedback relationship. This process has a subsequent effect on flow resistance
20
and flow rate. Such changes in the operating conditions affect δ’ further, as well as its
13
Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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relationship to k, and so on until a point of equilibrium can be reached. This complex matrix
2
of interacting causes and effects is illustrated in Figure 5. If these conditional changes are
3
significant, then they can be considered as influential upon the resulting biofilm development
4
as the flow hydrodynamics.
5
6 7 8
Figure 5. Schematic representation of the dynamic feedback relationship that exists between the boundary layer hydrodynamics, biofilm development, operational and environmental conditions
9 10 11
The degree of influence that flow hydrodynamics can have upon
biofilm
development is highly dependent on the system’s flow classification [30, 64].
12
In laminar flow conditions there is a relatively thick boundary layer. The ample
13
boundary layer and the low near wall shear forces are in theory conducive to successful
14
biofilm development [30]. However, such a large boundary layer combined with the inherent
15
lack of mixing within laminar conditions is non-conducive to successful mass transfer, as it is
16
likely to retard the influx and diffusion of microorganisms, dissolved oxygen and nutrients to
17
the surface, thus potentially impairing overall biofilm growth rate. On the other hand, within
18
DWDSs which utilise disinfectants, the retarded diffusion rates are likely to reduce the
19
disinfectant’s effectiveness, to the benefit of the biofilm. Moreover, the low flow speeds in
14
Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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laminar conditions will promote planktonic growth, through an increase in HRT, which will
2
subsequently increase the likelihood of accumulation and growth on the surface [42].
3
Ultimately, laminar conditions provide numerous benefits for successful and significant
4
biofilm growth, although, it’s overall growth rate will be impaired by the low diffusion rates.
5
Consequently, the resultant biofilm coverage, within laminar conditions is generally irregular,
6
isolated and sparsely located across the surface [30, 64, 65]. For example, both Gjaltema et
7
al. [57] and Stoodley et al. [30] noted that in low nutrient and flow (i.e. laminar) conditions,
8
the resultant biofilms were isolated and sparsely located. The overall effect of a biofilm on
9
frictional resistance under laminar conditions has been found to follow the traditional smooth
10
pipe friction law relationship [10]. Whereby, the overall pressure drop is primarily influenced
11
by skin friction and hence by the total surface area of the biofilm as opposed to the shape or
12
structure of the fouled surface [16]. Therefore, in laminar conditions, conventional design
13
guidelines [9, 25, 26] will apply to biofouled surfaces.
14
In fully turbulent flow conditions, the laminar sublayer reduces significantly in
15
thickness relative to the total boundary layer thickness. In such situations, the frictional
16
resistance of the biofouled surface has been observed to increase dramatically with Re [10,
17
27]. The overall pressure drop in turbulent conditions is influenced to a greater extent by
18
surface roughness, which produces form drag when sufficiently great (i.e. from transitional to
19
hydraulically rough). Therefore, the structure, shape and nature of a fouled surface also has
20
the ability to influence the pressure drop in fully turbulent flow [16]; and in turn, these
21
characteristics are significantly affected by turbulence. The considerably reduced laminar
22
sublayer and increased turbulent mixing in the near proximity of the wall (induced by the
23
presence of the roughness element within the logarithmic region) greatly increases the influx
24
and diffusion of microorganisms, dissolved oxygen and nutrients to the surface. Thus, the
25
resultant biofilm coverage is likely to be more dense and compact than in laminar conditions
26
[66-68]. The additional turbulence will also result in more efficient waste removal. Therefore,
27
the favourable mass transfer and diffusion rates will likely increase the overall fouling and
15
Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
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the inherent relationship between turbulent flow and surface roughness will significantly
2
accentuate its total impact [67]. Percival et al. [67], found more rapid and extensive biofilm
3
growth at relatively high Re (including Re = 1.90x104 and 3.50x104), which was followed by a
4
statistical steady-state. However, Lambert et al. [10] observed a significant decrease in the
5
biofilm thickness as a result of the increased turbulence in the vicinity of a pipe bend.
6
Therefore, flow shear is a key controlling factor on biofilm development within pipelines, and
7
its resultant equivalent roughness scale [29]. Moreover, the typically dense and compact
8
coverage inherent within turbulent conditions (with sufficient nutrient loading) may lead to
9
skimming flow, i.e. the relocation of the velocity profile to the top of the roughness element –
10
which is, in this case, the top of the biofilm layer [16]. Skimming flow has been documented
11
to cause significantly higher flow resistance, and can be triggered by as little as an 8.3%
12
surface coverage [69]. Other factors contributing to form drag, namely the biofilm’s shape
13
and thickness, are likely to have a greater impact upon the overall pressure drop under
14
turbulent flow conditions after the onset of skimming flow [16].
15
The favourable mass transfer and diffusion rates associated with turbulent flow
16
conditions will also amplify the overall impact of nutrient loading. For example, Melo and
17
Bott [46] reported a 400% increase in biofilm thickness when nutrient levels increased from
18
4.00 mg/l to 10.00 mg/l, within a system in which the average streamwise velocity remained
19
constant at 1.20 m/s. Alternatively, irrespective of the favourable mass transfer conditions, if
20
the nutrient loading is reduced or is relatively low to start with the opposite is likely to occur,
21
and the overall growth and development will tend to be more restricted and sparse, i.e.
22
similar to that in laminar conditions [30, 46, 57].
23
Another important hydrodynamic aspect is that of the formation of elongated cell
24
clusters in the downstream direction (known as streamers) which have been documented to
25
occur under high flow conditions [16, 30, 64, 67]. Howevr, such filamentous biofilms can also
26
develop irrespectively of the hydrodynamic conditions, provided that certain bacteria species,
27
such as Hyphomicrobium, Spharotilus and Beggiatoa are present. The resulting cell 16
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1
formation will further aid cell adhesion by providing a greater attachment and shelter area, in
2
addition to providing the embedded microorganisms greater access to essential nutrients
3
and dissolved oxygen within the flow [67].
4
Consequently, systems and areas (i.e. contractions, expansions and bends) of high
5
turbulence are likely to foster substantial and dynamic biofilm growth, but the maximum
6
biofilm thickness is limited. Moreover, unlike within laminar conditions, current design
7
practices and theories cannot accurately evaluate the resultant growths frictional behaviour.
8
This, coupled with the complex growth patterns and dependences inherent in turbulent
9
conditions makes the task of designing an efficient pipeline challenging, if not impossible.
10
3.2.2 Pipe Material
11
Microorganisms have been found to adhere and thrive upon a wide variety of pipe materials,
12
ranging from concrete and metal, to plastic-based materials, such as high-density
13
polyethylene (HDPE) and polyvinyl chloride (PVC) [59, 70, 71]. The properties of these
14
materials that have been shown to have a significant impact upon microbial attachment and
15
subsequent biofilm development include:
16
(i) Surface roughness - typically, all microbial material found within pipelines are likely
17
to be significantly smaller than the gaps and crevices that make up the overall surface
18
roughness. Therefore, they will often find shelter and protection from turbulent flow and
19
shear forces within these roughness elements. This type of protection is only required within
20
the logarithmic region, and consequently surface roughness is only likely to affect microbial
21
accumulation and biofilm development when the boundary layer is classified as either
22
transitional (see Figure 4b) or hydraulically rough (Figure 4c). However, when the system is
23
classified as hydraulically smooth (see Figure 4a), the surface roughness is unlikely to have
24
any significant impact upon the degree of microbiological material attachment, other than
25
providing a greater surface area. This is because the relatively low velocities occurring in the
26
laminar sublayer are less likely to dislodge deposited materials. Moreover, in situations of
17
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low resistance to attachment, biofilms may fixate upon the roughness peaks or high points to
2
gain an ecological advantage within the flow regime. In such situations, i.e. in laminar
3
conditions, traditional hydraulic theory applies.
4
Within transitional or hydraulically rough conditions the magnitude of the absolute
5
surface roughness will either promote or hinder microbial attachment and development by
6
providing (or not) sufficient attachment area and protection. This implies that microbial
7
adhesion is likely to be slower upon smooth pipe materials, compared to rough materials [15,
8
52, 56]. Moreover, smoother surfaces will generally induce higher near wall velocities and
9
provide less protection and attachment areas than rougher materials. In contrast, the
10
rougher the material, the greater the area of protective and attachment potential, both of
11
which favour greater microbial accumulation [1, 54, 57, 67, 72-74]. By favouring initial biofilm
12
development when internal cohesive forces are relatively weak, rough surfaces are likely to
13
accommodate more mature biofilms, as a biofilm can propagate out of the numerous
14
roughness crevices, following the formation of strong and permanent internal bonds (see
15
Figure 6). Naturally, the opposite is true for relatively smooth materials. This theory is also
16
supported by the findings of several authors who have found that plastic- and copper- based
17
materials (typically smooth), supported less biofilm growth over the short and long term [54,
18
59, 70, 74]. In particular, Niquette et al. [59] found that the density of fixed biomass on a
19
cement-based surface (typically rough) was 2.63 times greater than on PVC. However, this
20
may not always be the case, as shown by Momba and Makala [71] where it was reported
21
that concrete-based materials supported less fixed biomass than plastic-based materials.
22
18
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1 2
Figure 6. Biofilm propagation over time on a rough surface and some unique growth phenomena
3 4
Interestingly, Barton [15] and Andrewartha [75] suggested that certain growth
5
practices could potentially smoothen the initial roughness of a pipe surface, and therefore
6
reduce its associated frictional resistance. Such growth practices are common with low level
7
fouling, which is typically within many DWDSs. Therefore, there is a high potential that within
8
DWDSs, biofilm development could in fact improve the hydraulic performance for an initially
9
rough surface. However, this may not always be the case, as shown by Barton [15] who
10
noted that under low fouling conditions biofilms formed upon the peaks of roughness
11
elements to gain an ecological advantage. This, combined with the typically isolated growth
12
patterns associated with low nutrient loading will likely have the opposite effect, whereby the
13
overall frictional resistance of the pipeline will be significantly impaired, via an accentuation
14
in the absolute roughness and induce wake interactions.
15
(ii) Chemical composition, resistance to corrosion and abrasion – In certain
16
situations, surface roughness can be considered to be a key aspect in microbial
17
accumulation and potential biofilm growth. Therefore, any factor that can potentially affect it
18
should be assessed. For example, cement-based materials, are particularly susceptible to
19
one of the most well-known and documented corrosive processes within DNs, namely
20
corrosion via microbial production of acids (in particular sulphuric acid) [76-78]. In such
21
situations, hydrogen sulphide, a commonly found compound within DNs, is oxidised by
22
sulphur-oxidising bacterium (such as Thiobacillus Thiooxidans) to form sulphuric acid, which 19
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1
attacks the surface of the pipe, increasing its internal roughness and impairing structural
2
integrity. Moreover, iron and steel based DWDSs have also been found to be impaired by
3
microbial corrosion [59]. Although, many water authorities (particularly, within the UK) do not
4
recommend the use of such materials within future pipelines, thus limiting its potential impact
5
within DWDSs.
6
The additional roughness caused by corrosion can also promote further attachment
7
of microorganisms and more importantly nutrients [59]. This leads to further microbiological
8
corrosion in a positive feedback mechanism with negative consequences for the pipe
9
structure. It is generally considered that the increased magnitude of fouling within pipes
10
made of traditional materials, compared to plastic-based materials can ultimately be linked to
11
their susceptibility to corrosion [59]. This problem has been addressed by manufacturers
12
through the lining of susceptible pipes with corrosion-resistant materials, such as plastics
13
and resins. However, this may add to the cost and carbon footprint of the fabrication process.
14
The surface topography and roughness of a pipe may also be affected by abrasion
15
caused by debris impacting upon the surface during operation. Abrasion resistance refers to
16
the ability to withstand mechanical erosion. The extent of the problem depends on the type
17
of abrasive event, frequency, flow velocity and pipe material. Abrasion is particularly high in
18
areas of high turbulence. Any selected pipe material used in DNs requires a significantly
19
high abrasion resistance, as it is not uncommon in such applications for grit and other
20
suspended solids to be present.
21
3.2.3 Seasonal effects – Temperature
22
The internal temperature of a pipeline can also have a significant impact upon the resultant
23
biofilm development. As temperature is generally considered to be a significant controlling
24
factor in biological growth, it has the potential to offset other factors, especially if high
25
enough. This is highlighted by the use of high disinfectant levels within DWDSs in summer
26
months [79]. Moreover, it has been observed that large temperature deviations can
20
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1
encourage filamentous- type growth, which otherwise would not have been expected, based
2
on other conditions [15].
3
3.2.4 Summary of Interacting Conditions – Controlling Factors within DWDSs and DNs
4
In reality, in natural systems the aforementioned factors will be continuously interacting with
5
each other. By assessing these interactions, the factor deemed most influential and
6
controlling can be determined. Such information is vital in the development of improved
7
design considerations.
8
There is compelling evidence in the literature to suggest that flow hydrodynamics and
9
residual disinfectants (if utilised) are the two most influential factors governing biofilm
10
development within pipelines, due to their potential to remove existing biofilm and/or
11
counteract further growth [47, 52, 53]. This is highlighted by their common use in pipeline
12
cleaning for biofilm control and maintenance strategies [5]. The influential impact of flow
13
shear has been reported e.g. by Percival et al. [67] and Perkins et al. [27], who inferred that
14
high freestream velocities (> 1.77 m/s) limited biofilm development in the pipelines
15
investigated. Perkins et al. [27] further reported that such a control measure tended to
16
reduce the overall pressure loss within a hydropower pipeline.
17
A comparison of the relative impact of flow hydrodynamics and residual disinfectant
18
treatments was made by Tsevtanova [52], who found that the latter, which is usually only
19
applicable in certain DWDSs, was the most influential of the two. However, nutrient content
20
and fluid temperature were not examined in such study, despite their inherent importance to
21
biological growth (see Section 4.1 and 4.4). Thus, flow hydrodynamics (particularly in terms
22
of boundary layer diffusion and flow shear) and residual disinfectants (if used) are likely to
23
have an impact upon biofilm growth, although ultimately, it is the nutrient content (or lack of it)
24
that is the underlying limiting factor in DWDSs. On the other hand, within DNs where it is
25
more likely that sufficient nutrients are available, flow hydrodynamics will be the primary
26
controlling factor. However, if nutrient levels are high enough, they can potentially offset any
21
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1
hydrodynamic effects [30]. Although, the nutrient levels documented within the study were
2
particularly high even for DNs.
3
The impact of material properties, as reported in the literature is seemingly conflicting.
4
A number of studies have suggested that different pipe materials can have a considerable
5
impact upon biofilm formation [13, 53, 54, 59, 71, 80, 81], while some other studies suggest
6
that any potential impact from the pipe material is offset by other factors, namely flow
7
hydrodynamics, nutrient availability and disinfectant levels [46, 47, 55, 56, 82, 83]. Therefore,
8
materials which are relatively smooth, such as plastics and metals are not necessarily less
9
rough when fouled than materials with a higher natural roughness, such as concrete. For
10
example, in an investigation involving different wastewater pipeline materials and flow
11
velocities, Lauchlan et al. [56] found that the magnitude of the material effect was
12
indistinguishable from the standard deviation of the whole data set obtained under similar
13
flow conditions. On the other hand, flow velocity was found to have a significant impact on
14
the resultant roughness scale value. A relationship between the two variables was obtained
15
however, the data scatter was large and in some cases, of several orders of magnitude. In
16
agreement with the findings of Lauchlan et al. [56], Cloete et al. [55] reported notable
17
changes in the biofilm growth rate as a result of varying flow velocities, and no significant
18
difference in growth between the pipe materials assessed. The types of materials assessed
19
included asbestos-cement, coated cast iron, galvanized steel, and PVC, all typically used
20
materials both in DNs and DWDSs. The average streamwise velocities used, however, were
21
particularly high, ranging from between 3 m/s and 4 m/s, and therefore unrepresentative of
22
most field conditions (particularly within the UK). For example, in the UK, DWDSs are usually
23
operated at average freestream velocities of between 0.04 m/s to 2.00 m/s, with most
24
tending towards the lower end of the spectrum, with 0.06 m/s being the average [41].
25
Appraising the aforementioned studies critically, it may be concluded that the
26
material properties undoubtedly have an impact upon initial attachment, both in terms of
27
protection and induced turbulent mixing. Whether this promotion of initial attachment can be 22
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1
linked to future growth will likely depend on the favourability of other factors. In the situations
2
where material properties were considered more influential, factors such as flow velocity and
3
disinfectant residuals, were seemingly low (i.e. 0.00 m/s to 0.30 m/s and < 0.10 mg Cl/l -
4
0.20 mg Cl/l, respectively) [54, 59]. Such conditions can occur in many DWDSs, particularly
5
at the end of long runs and branches, and are prevalent in DNs, as disinfectants are not
6
used and flow rates are naturally low.
7
For the sake of conclusion, in reality, there is no absolute controlling factor to biofilm
8
development (in Table 1) and, thus, to the effective roughness of a biofouled surface. The
9
answer to this depends upon the specific condition of the pipeline in question, as appraised
10
in this Section. Such an understanding is not yet reflected in current pipeline design
11
practices [9, 25, 26].
12
3.3 Extracellular Polymer Substances (EPS)
13
The Extracellular Polymer Substances (EPS) are vital to a biofilm and thus contribute
14
significantly to biofilm- and biofouling- related problems within pipelines. These highly
15
hydrated, “slime-like” substances, in which the biofilm cells are embedded, are mostly
16
produced and secreted by the cells themselves [84, 85]. They are essentially the “glue”
17
which holds the microorganisms and biological matter together, and to the surface. The
18
stronger these bonds, the stronger the structural integrity of the biofilm, both internally and
19
externally [86].
20
phosphate) and inorganic (e.g. iron and manganese) materials, and can protect the
21
individual components of the biofilm from the negative influence of their surrounding
22
environment, such as flow shear and residual disinfectants [48, 62, 85, 87-90]. For example,
23
it has been documented that even a relatively high shear stress (≥ 3 N/m2) caused by a
24
flushing event, did not completely remove a biofilm from the pipe wall [5].
The EPS can also trap free-floating organic (e.g. carbon, nitrogen and
25
The EPS also contributes to many of the commonly associated properties and
26
characteristics of biofilms and biofouled surfaces, such as their: i) “slimy” or gelatinous
23
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1
appearance, ii) visco-elastic and filamentous nature, and iii) adsorptive nature [15, 17].
2
Therefore, EPS contributes significantly to the additional energy dissipation mechanisms
3
associated with biofouled surfaces and the inherent difficulties of their frictional evaluation.
4
The higher the EPS fraction of the biofilm biomass, the more visco-elastic the biofilm layer
5
becomes and therefore the more energy it can potentially remove from the flow, leading to a
6
higher effective roughness [17].
7
The EPS matrix can account for over 90% of the dry biomass [85] and commonly
8
consists of a variety biopolymers, including polysaccharides, proteins, nucleic acids, lipids
9
and extracellular DNA [85, 91, 92]. However, the exact proportions of each are highly
10
variable both in space and time, as they are influenced significantly by environmental
11
conditions. The type of the microbial community present also influences the overall EPS
12
composition ratios. Environmental factors, such as flow shear stress and nutrient content, in
13
addition to the biofilm age and growth rates have been shown to influence the EPS
14
production rate and exact composition, both directly and indirectly through changing
15
microbial community structure [5, 93-95]. It has also been reported that the slower the biofilm
16
growth rate, the more energy is available for EPS production [96]. Furthermore, as biofilm
17
growth rate is greatly influenced by nutrient availability, so also is EPS content and
18
production rate [97]. For example, the introduction of additional phosphates (commonly used
19
to prevent corrosion within DWDSs) of the order of 3 µg/l to 300 µg/l was found to promote
20
biofilm growth (both in terms of thickness and coverage) and inhibit EPS production [98].
21
Similarly, it has been documented that in wastewater treatment processes
22
phosphate levels caused increased carbohydrate levels in the EPS [99]. Phosphorus
23
released from plastics such as polyethylene (PE) was also documented to promote growth,
24
although EPS production was not monitored [79].
reduced
25
Flow shear has also been documented to impact upon the structure and composition
26
of the EPS matrix and thus the biofilm itself. Generally, high shear and turbulent conditions
27
favour the production of more dense and compact biofilms, as such conditions encourage 24
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1
EPS production and higher cohesiveness [100]. Consequently, under low shear conditions
2
the resultant biofilm is likely to be less stable. Biofilm growth under favourable EPS
3
production conditions will have a high resistance to external detachment forces [60].
4
Consequently, when EPS is inhibited the resultant biofilm (although, maybe thicker) is likely
5
to be less stable and more susceptible to flow shear and residual disinfectant. The flow
6
conditions in DWDs and DNs are likely to vary, and therefore, the cohesive forces of the
7
EPS will very too.
8
Polysaccharides and in some cases proteins, are generally reported as the
9
predominant component of the EPS matrix, representing over 50% of the overall EPS
10
fraction [85, 91]. The mechanical stability of the EPS matrix comes from a multitude of
11
relatively weak physicochemical forces, the majority of which are supplied by the
12
polysaccharides due to their filamentous nature [101]. Polysaccharide concentration can
13
therefore be considered a useful measure of overall stability and resilience. However, as
14
EPS composition also depends on microbial community structure, and thus differing among
15
discrete biofilms [102], a more robust EPS quantification should incorporate multiple EPS
16
aspects, in addition to polysaccharide concentration.
17 18
4. Quantifying Pipeline Hydraulic Efficiency
19
4.1 Traditional Approach
20
Historically, the most widely employed relationships for assessing the frictional effects of
21
Newtonian liquids flowing within a pipeline are that of the Darcy-Weisbach equation [103], C-
22
W equation [7] and the Moody Diagram [104]. These relationships are based on empirical
23
information and geometric similarity considerations for the hydraulically smooth, transitional
24
and fully rough turbulent flow regimes. Surface roughness characteristics such as height,
25
orientation, geometric arrangement and spacing are defined globally within the
26
aforementioned relationships by one-dimensional roughness scales, namely ks and n. It is 25
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1
also common practice to employ the Hazen-Williams frictional relationship and roughness
2
coefficient, despite its documented limitations, particularly notable when simulating large-
3
diameter pipelines [105, 106]. The C-W equation can better represent a wider range of pipe
4
diameters and flow conditions. The C-W equation is given by:
1 √𝜆
= -2 log (
𝑘𝑠 2.5 + ) 3.7𝐷 𝑅𝑒√𝜆
(1)
5 6
Where λ is the friction factor and D is the internal pipe diameter. The Darcy-Weisbach
7
equation is given by:
𝐻𝑓 =
̅ 𝜆𝐿𝑈 2𝑔𝐷
(2)
8 9
Where Ū is the average freestream flow velocity, L is the pipe length and g is the
10
acceleration due to gravity.
11
4.2 Accounting for Biofouling
12
The traditional approach of adopting the C-W equation to simulate pipeline hydraulics has
13
been proven to be inadequate in evaluating the frictional resistance of biofouled pipelines
14
[15, 18, 21, 29]. However, under certain situations this is proven not to be the case, namely
15
at the polar extremes of the Moody diagram (i.e. very low and very high flow), and traditional
16
approaches are valid irrespective of the presence of a biofilm. For example, Lambert et al.
17
(2009) documented that a 25 mm diameter biofouled pipe followed a smooth pipe law
18
frictional relationship at Re < 5000 (equating to a Ū ≈ 0.2m/s). This is attributable to the
19
larger boundary layer associated with such conditions and thus the onset of hydraulically
20
smooth flow. Similarly at the other extreme, high detachment inducing shear forces are likely
21
to limit the extent of biofilm growth. However, such situations are generally uncommon within
26
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1
most DNs and DWDSs. The application, therefore, of traditional practices in most cases can
2
lead to under- or over- estimated pipeline flow capacities, which will result in unforeseen
3
efficiency issues. For example, if the flow capacity of a pipeline is underestimated, it may fail
4
to achieve the design velocity required for self-cleaning and the likelihood of future fouling
5
and fouling issues will increase. Furthermore, in such an instance, the pipeline would have
6
been oversized and this could add unnecessarily to the cost and environmental impact (i.e.
7
in terms of the carbon footprint) of the project, due to additional pipe material and ground
8
excavations required.
9
Lambert et al. [29] used experimental observations to obtain a modified C-W
10
equation, which is aimed at addressing the inadequacy of the original equation for relating
11
frictional resistance and equivalent roughness for biofouled pipes. The modified C-W
12
equation is given by:
1 √𝜆
=−
1 √8𝜅
In (
𝑘𝑠 2.5 + ) 0.85𝐷 𝑅𝑒√𝜆
(3)
13 14
where κ is a modified von Kármán constant applicable to biofouled pipes, which was found
15
to be lower than the conventional value of 0.421 ± 0.002 [107] and a function of Re such as:
𝜅 = 1.00 × 10−6 𝑅𝑒 + 0.26
(4)
16 17 18
A more practical form of equation 3 is equation 5, which combines the modified C-W equation of Lambert et al. [29] with the Darcy-Weisbach equation (equation 2), such as:
̅ = 𝑈
𝜅√𝑔𝐷𝑆𝑓 2
In (
𝑘𝑠 2.5𝜐 + ) 0.85𝐷 𝐷√2𝑔𝐷𝑆𝑓
19
27
(5)
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1
Figure 7 illustrates the detrimental impact of applying the traditional C-W equation as
2
opposed to the modified C-W equation proposed by Lambert et al. [29] for biofouled pipes, in
3
terms of flow rate estimations. For example, the flow rate estimated for a 400 mm internal
4
diameter pipe with ks = 0.6 mm, using equation 1 and 3 are 0.19 m3/s and 0.09 m3/s,
5
respectively. There is considerable disparity between these two estimates, 56% in this
6
instance. This highlights the potential error that could arise through the application of the
7
traditional C-W equation for biofouled pipes.
8 9 10 11 12
Figure 7. Percentage reduction in flow rate, Q from the application of the original Colebrook-White (CW) equation (equation 1) to the modified C-W equation (equation 3) for a range of pipe diameters from 400 mm to 1000 mm, each flowing full and with a pipe invert slope of 1:150. The flow within them was assumed to be uniform and hence Sf = invert slope.
13 14
Equation (5) is recommended in principle for use in simulating pipelines at the
15
pseudo-equilibrium biofouling stage, in that it presupposes the use of a constant ks value. It
16
was recently shown that the modified equation presented by Lambert et al. [29] had good
17
correlation with experimental results obtained below the critical shearing velocity of 1.77 m/s
18
[27]. It should be noted, however, that Lambert et al. [29] assessed a relatively small range
19
of environmental and hydrodynamic conditions. For example, only three different mean
28
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1
velocity values, namely 1.15 m/s, 0.89 m/s, and 0.22 m/s were assessed. Furthermore, only
2
two very unique water sources were employed (Myponga Reservoir and River Murray water,
3
South Australia), which again limits the broader application of the equations, particularly the
4
derived κ relationships. Since the roughness characteristics of biofilms are highly dependent
5
upon the conditions they are subjected to, further experimentation is required to attest to the
6
validity or obtain a refined equation for use under a range of environmental conditions and
7
flow regimes [29]. Other predictive equations have been found in the literature for specific
8
situations [32] or based upon results with considerable scatter [56]. As such, they should
9
also be used with caution.
10
4.3 Gaps in the Quantification of Unsteady Effects
11
Under relatively constant operational conditions in a pipeline with a mature biofilm, i.e. one
12
that has reached the pseudo-equilibrium stage of development, the use of a constant
13
roughness scale value in equation (5) may represent well the actual conditions, provided that
14
the correct ks value is used. For example, Andrewartha [75] found that the frictional
15
behaviour of a hydropower channel covered by freshwater low-form gelatinous biofilms
16
supported the rigid wall similarity hypothesis normally used in pipeline modelling studies.
17
However, errors can arise from applying a generic global ks value for biofouled pipes, such
18
as ks = 0.6 mm or 1.5 mm, as also recommended in practical guidelines [9], without further
19
verification of the actual conditions. In particularly, these guidelines were derived from a
20
seemingly limited data sets and based on work carried out between 1966 and 1979.
21
Considerable advances have since been made within the industry, especially with regards to
22
the use of different pipe materials. All such advances will be considerably weakened by the
23
use of these out-dated design guidelines.
24
The traditional approach of using a constant roughness scale value in a one-
25
dimensional hydraulics model has been found to fail under highly unsteady conditions [10,
26
15, 18, 21, 32]. This is typically due to the biofilm’s vibrating and oscillating behaviour [10, 12,
29
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1
15, 16, 20, 29, 30, 75]. For example, the effective roughness scale of a thin low-form
2
gelatinous biofilm has been found to be up to three times higher under normal flow
3
conditions than its dimensions would initially suggest, due to vibration-induced drag and
4
pressure loss [15]. In the case of filamentous biofilms (or streamers), the resultant increase
5
in drag is a function of the resonant/oscillating frequency of the streamer and is, therefore,
6
governed by its length and diameter, as well as the flow velocity [12, 16]. The effect of
7
filamentous formation on effective roughness can be significant.
8
Furthermore, flow induced biofilm oscillation and vibration behaviour will result in
9
temporal fluctuations onto the structure of the boundary layer and cause a phenomenon
10
known as vortex shedding
11
phenomena allows for a time-averaged analysis approach of the net effects of processes on
12
the energy dissipation in a biofouling pipeline – although such an approach has not been
13
reported in the literature. Typical assessments of flow-related impacts on pipeline biofouling
14
found in the literature involved the mean flow speed and turbulence intensity, as inferred
15
upon based on Re [10, 15, 27, 29, 108].
[12, 16]. In theory, the periodical nature of such fluctuating
16
Biofilms have also been documented to compress themselves under pressure, which
17
tends to confer an increased ability to resist the effects of flow shear [5, 67]. Such effects
18
have been shown to occur even when the surface is classified as hydraulically smooth [16].
19
In addition, significantly increased turbulent parameters (namely turbulence intensities and
20
Reynolds stresses) within the outer region of the boundary layer have also been associated
21
with the occurrence of biofouling, further indicating the potential to cause large-scale motion
22
and pressure losses [13, 14, 75]. It follows that even if a given ks value is representative of
23
space averaged conditions, it cannot include the dynamic temporal effects of biofouling
24
which can occur due to biofilm growth and/or varying operational and environmental
25
configurations [12, 15, 56]. As such, factors, either individually or cumulatively, are likely to
26
cause significant changes both in space and time to all aspects of the biofouled surface,
27
including its frictional characteristics (i.e. over the length and operational life of the pipeline 30
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1
and from pipeline to pipeline). This was observed within operational pipelines by Lauchlan et
2
al. [56], who reported varying ks values for different pipelines operating under similar
3
conditions and which were in some cases, different by over an order of magnitude.
4
4.4 Dynamic ks Formulations – A Way Forward?
5
The fundamental lack of comprehensive information and data on the topic of biofouling
6
within DNs and DWDSs (i.e. over a full range of operational and environmental conditions),
7
means the task of improving design practice to incorporate biofouling effects at present, is a
8
challenging if not an impossible one. However, suggestion and recommendation on how to
9
move forward can be made based around the topics reviewed within this paper.
10
If an equation such as equation (5) is used to predict the hydraulic performance of a
11
pipeline operated under highly unsteady conditions, then the variation of ks with time should
12
be taken into account by using a separate formulation, namely a dynamic ks approach. One
13
way to achieve this would be describing the variation of such a parameter with respect to
14
multiple environmental and operational factors. Due to the considerable complexity of this
15
task, an indirect approach may be preferred, in which the unknowns are the steady state ks
16
value and the trend of variation of ks with respect to time. This has been achieved in
17
sediment transport applications involving bedform development [109, 110]. If the impact of
18
biofilm development on flow resistance variation can be represented in such a way, then a
19
predictive tool might become available to aid the design and operation control of pipelines,
20
which could be used, for example, to determine the frequency of cleaning interventions.
21
Such time-varying biofilm development models are presented within the literature [46, 60,
22
111], although only Sharp and Model [111] related the growth to a time-varying equivalent
23
roughness-scale [112]. The proposed model uses a growth rate constant expressed in
24
mm/year to represent the combined impact of biofilm development, internal corrosions and
25
tuberculation (in terms Hazen-Williams coefficient) over time.
31
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1
Further studies on this topic centred on DWDSs and DNs could lead to the
2
refinement of existing formulae and/or the development of new ones. Particularly, as the
3
current prevailing understanding of the biofilm dynamics and flow interaction is
4
predominantly based on observation within hydropower [12, 15, 27, 108, 113, 114] and
5
marine [18, 21] applications, which have inherently different conditions to those typical within
6
DWDSs and DNs.
7
Nonetheless, design practices could benefit from the inclusion of a calibrated
8
dynamic roughness computation routine in the estimation of pipeline carrying capacity over
9
its lifecycle or between cleaning operations. By doing this, Equation (5) would be used to
10
calculate a time series of mean flow velocity and, thus, discharge values for the pipeline
11
during the period considered. This could lead to more realistic design and operation planning
12
measures being developed and contrFloibute to optimise operation.
13 14
5. Conclusion
15
This paper has provided an overview of the current understanding of biofilms and biofouling
16
in pipelines used within DWDSs and DNs. The review has shown that at present the
17
literature is fundamentally sparse and lacking in assessment of the key interacting processes
18
under a wide range of conditions. Moreover, the observed gaps in scientific literature are
19
reflected within the industry, whereby biofouling is not independently acknowledged in its
20
own right within current design practices. In addition, current design practice to deal with the
21
biofouling and its impact on pipeline hydraulics has little theoretical basis and is geared more
22
towards immediate cost savings, rather than longer term improvements in efficiency and the
23
benefits that would result. Therefore, in order to comprehensively address this problem, the
24
following recommendations are made with respect to further research and investigation:
25
1) How to treat biofilms and biofouled surface as an engineering roughness. The
26
diverse nature of biofilms means that generic solutions may not always be possible 32
Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
1
and a case by case or site specific technical solution might be necessary. Hence, it
2
would appear that the most suitable approach would be to employ a dynamic
3
roughness scale that would be capable of qualifying both the space and time
4
averaged conditions of the fouled surface over a range of environment and
5
operational scenarios.
6
2) How to encourage the general engineering community to better consider the problem
7
of biofilms and biofouling in their day to day work, particularly within the water and
8
wastewater industries.
9
Further research is therefore, essential to better understand and evaluate the true
10
nature of biofouling, and its inevitable impact on pipeline flow resistance and capacity. More
11
advanced mathematical modelling frameworks that can be used to predict critical efficiency
12
losses would include adequate representations of the dynamic and case-specific nature of
13
biofouling. Such a framework could give rise to a real time monitoring platform to assist the
14
adoption of more cost-effective approaches to maintenance and repairs. In addition to more
15
accurately predicting the occurrence of biofouling, the environmental, construction and
16
operational conditions deemed to significantly prevent biofouling should be fostered, where
17
possible. For example, the use of pipes with smooth internal surfaces and operational flow
18
velocities of 0.9 m/s or higher.
19 20
Acknowledgments
21
The authors would like to acknowledge the support of the UK Engineering and Physical
22
Sciences Research Council (EPSRC) and Asset International Limited, particularly Dr
23
Vasilios Samaras for their support. Professor Binliang Lin of Tsinghua University, China is
24
also gratefully acknowledged for his contributions.
25
33
Accepted Mauscript, Environmental Technology Reviews (16/06/2014), DOI: 10.1080/09593330.2014.923517
1 2
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