Exchange Traded Derivatives Service. This document sets out the supplemental
terms that form part of the “Agreement” as defined in the Barclays Terms.
Exchange Traded Derivatives Service This document sets out the supplemental terms that form part of the “Agreement” as defined in the Barclays Terms (Wealth and Investment Management) (“the Terms”). If there is any conflict between these supplemental terms and the Terms, these supplemental terms will prevail. Words beginning with a capital letter have the definitions provided in the Terms, unless defined in these supplemental terms.
The Barclays Company that
Barclays Bank PLC
provides this Service Scope of Service
The provision of the Execution-Only Dealing Service and/or the Advisory Service, in relation to exchange traded derivatives.
How we will execute
We will generally effect, and you authorise us to effect, exchange-traded derivatives
these trades
as your agent with (as principal or agent) an associated company or other third party selected by us on such terms as we see fit. These terms shall be binding on you without any need for us to disclose them to you.
Custody
The custody provisions within the Terms will apply to Securities we hold for you. Before we enter into or effect any derivatives transaction for you where you will have future or contingent obligations, you may be required to provide us with a charge over monies and Securities held in your Account (a “Charge Agreement”) in favour of us and possibly third parties to secure obligations arising in connection with your derivatives transactions. The enforcement steps which we may take to realise your assets and the circumstances in which we may do so are set out in the Charge Agreement and the Terms. Entitlements and other benefits accruing on your Securities will be subject to the Charge Agreement and Terms, including your pro rata share of such benefits arising on pooled holdings comprising your Securities.
Stockbrokers
Barclays offers wealth and investment management products and services to its clients through Barclays Bank PLC and its subsidiary companies. Barclays Stockbrokers is a trading name of Barclays Bank PLC (Registered No. 1026167 Registered VAT No. 243 8522 62) which is a member of the London Stock Exchange and ISDX. Barclays Bank PLC is registered in England and authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. The registered address is 1 Churchill Place, London E14 5HP.
