Hindawi Publishing Corporation Journal of Function Spaces and Applications Volume 2013, Article ID 925742, 5 pages http://dx.doi.org/10.1155/2013/925742
Research Article Homotopy Characterization of ANR Function Spaces Jaka Smrekar Fakulteta za Matematiko in Fiziko, Jadranska Ulica 19, 1111 Ljubljana, Slovenia Correspondence should be addressed to Jaka Smrekar;
[email protected] Received 5 May 2013; Accepted 25 August 2013 Academic Editor: Yongsheng S. Han Copyright Β© 2013 Jaka Smrekar. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. Let π be an absolute neighbourhood retract (ANR) for the class of metric spaces and let π be a topological space. Let ππ denote the space of continuous maps from π to π equipped with the compact open topology. We show that if π is a compactly generated Tychonoff space and π is not discrete, then ππ is an ANR for metric spaces if and only if π is hemicompact and ππ has the homotopy type of a CW complex.
1. Introduction Let π be an absolute neighbourhood retract for metric spaces (henceforth abbreviated as βANRβ). This means that whenever π is embedded in a metric space as a closed subspace Μ there exists a retraction of an open neighbourhood onto π, Μ We refer the reader to the first part of MardeΛsiΒ΄c [1] for a π. scenic survey of the theory of ANRs. Let π be a topological space. The question that this paper is concerned with is when is ππ , the space of continuous functions π β π, equipped with the compact open topology, also an ANR. A basic result of Kuratowski (see [2, page 284]), which is a consequence of the classical homotopy extension theorem of Borsuk, states that ππ is an ANR if π is a metrizable compactum. For a negative example, consider the discrete space of natural numbers N and the two-point discrete ANR {0, 1}. Then {0, 1}N is a Cantor set and hence certainly not an ANR. In fact, as the path components of {0, 1}N are not open, it does not even have the homotopy type of a CW complex; that is, it is not homotopy equivalent to any CW complex. As every ANR has the homotopy type of a CW complex, this provides a necessary condition for ππ to be an ANR. In fact, a topological space has the homotopy type of an ANR if and only if it has the homotopy type of a CW complex (see Milnor [3, Theorem 2]). However, there are numerous examples of spaces that have CW homotopy type but are not ANRs. For example, let πΉ be the topological cone
over the convergent sequence {0, 1, 1/2, 1/3, . . .}. Then πΉ is contractible; that is, it has the homotopy type of a one-point CW complex. But as πΉ is not locally path connected, it is not an ANR. On the other hand, Cauty [4] showed that a metrizable space is an ANR if and only if each open subspace has the homotopy type of a CW complex. It turns out that the space of functions into an ANR inherits a good deal of reasonable behaviour from the target space. Thus, under mild restrictions on π, if π is an ANR and ππ is a metrizable space with the homotopy type of a CW complex, ππ is in fact an ANR. Put another way, ππ is an ANR if and only if π is an ANR and ππ is a metrizable space with the homotopy type of an ANR. Basic Definitions and Conventions. A topological space π is called hemicompact if π is the union of countably many of its compact subsets {πΎπ |π} which dominate all compact subsets in π. This means that for each compact πΆ β π there exists π with πΆ β πΎπ . (The perhaps somewhat noninformative word βhemicompactβ was introduced by Arens [5] in relation to metrizability of function spaces. See the beginning of Section 2.) A space π is compactly generated if the compact subspaces determine its topology. That is, a subset π΄ is closed in π if and only if π΄ β© πΆ is closed in πΆ for each compact subspace πΆ. Such spaces are also commonly called π-spaces (see, e.g., Willard [6]). We do not require a hemicompact or a compactly generated space to be Hausdorff.
2 A space π is Tychonoff if it is both completely regular and Hausdorff. Locally compact Hausdorff spaces and normal Hausdorff spaces are Tychonoff (examples of the latter are all metric spaces and all CW complexes). The terms map and continuous function will be used synonymously. A map π : π β πσΈ is a homotopy equivalence if there exists a map π : πσΈ β π (called a homotopy inverse) for which the composites π β π and π β π are homotopic to their respective identities. In this case, π and πσΈ are called homotopy equivalent, and we say that πσΈ has the homotopy type of π. The following are our main results. Theorem 1. Let π be a compactly generated hemicompact space and let π be an ANR. Then ππ is an ANR if and only if ππ has the homotopy type of an ANR, which is if and only if it has the homotopy type of a CW complex. We call a (not necessarily Hausdorff) space locally compact if each point is contained in the interior of a compact set. It is well-known that compactly generated spaces are precisely quotient spaces of locally compact spaces. Compactly generated hemicompact spaces seem to be important enough to warrant an analogous characterization. In the appendix, we prove that they arise as nice quotient spaces of π-compact locally compact spaces. Assuming additional separation properties, Theorem 1 can be strengthened as follows. Corollary 2. Let π be a compactly generated Tychonoff space and let π be an ANR which contains an arc. Then ππ is an ANR if and only if π is hemicompact and ππ has the homotopy type of a CW complex. Theorem 1 is a considerable extension of Theorem 1.1 of [7] where the equivalence was proved using a different technique under the more stringent requirement that π be a countable CW complex. Our proof of Theorem 1 leans on Moritaβs homotopy extension theorem for π0 -embeddings (see Morita [8]). Even when π is a countable CW complex, it is highly nontrivial to determine whether or not the function space ππ has the homotopy type of a CW complex. The interested reader is referred to papers [7, 9, 10] for more on this.
2. Proof of Theorem 1 For subsets π΄ of the domain space and π΅ of the target space, we let πΊ(π΄, π΅) denote the set of all maps π that map the set π΄ into the set π΅. For topological spaces π and π, the standard subbasis of the compact open topology on ππ is the collection P of all πΊ(πΎ, π) β ππ with πΎ a compact subset of π and π an open subset of π. To prove Theorem 1, we use the fact that ANRs for metric spaces are precisely the metrizable absolute neighbourhood extensors for metric spaces (abbreviated as βANEβ); see, for example, Hu [11, Theorem 3.2]. A space π is an ANE if every
Journal of Function Spaces and Applications continuous function π΄ β π, where π΄ is a closed subspace of a metric space, extends continuously over a neighbourhood of π΄. Note that if π is a hemicompact space with the sequence of βdistinguishedβ compact sets {πΎπ }, the map into the countable Cartesian product β
ππ σ³¨β βππΎπ , defined by π σ³¨σ³¨β {π|πΎπ } π=1
(β)
is an embedding (see also Cauty [12]). Consequently, if ππ denotes the supmetric on ππΎπ induced by a metric on π, then ππ is metrizable by the metric β 1 π (π, π) = β min { π , ππ (π|πΎπ , π|πΎπ )} . 2 π=1
(ββ)
(See Arens [5, Theorem 7].) Given the hypotheses of Theorem 1, therefore, we need to show that for every pair (π, π΄) with π metric and π΄ closed in π, every continuous function π : π΄ β ππ extends continuously over a neighbourhood of π΄ in π. We need some preliminary results. First, we state the classical exponential correspondence theorem with minimal hypotheses. Here, a space is regular if points can be separated from closed sets by disjoint open sets. Proposition 3. Let π, π, and π be topological spaces. Let π : π β ππ be any function with set-theoretic adjoint πΜ : π Γ π β π. If πΜ is continuous, then π is (well-defined and) continuous. For the converse, suppose that π is locally compact. If π is continuous and, in addition, π is regular or π is regular, then πΜ is continuous. This accounts for a bijection (ππ )π β π(πΓπ) . Proof. The requirement that π be regular is standard. (See, e.g., [13, Corollary 2.100].) We prove that the continuity of π implies that of πΜ if π is locally compact and π is regular, as it is apparently not so standard. Μ , π₯ ) =: π¦ lies in Suppose that π is continuous and π(π§ 0 0 0 the open set π β π. As π is regular, there is an open set π with π¦0 β π β π β π. As π is locally compact, π₯0 is contained in the interior of a compact set πΆ. Write π = π(π§0 ). Clearly, πΎ = πβ1 (π)β©πΆ is a compact set contained in πβ1 (π). This means that π(π§0 ) lies in the open set πΊ(πΎ, π). As π is continuous, there is an open neighbourhood π of π§0 so that Μ Γ πΎ) β π. As π₯ lies in π(π) β πΊ(πΎ, π). Consequently, π(π 0 the interior of πΎ, πΜ is continuous at (π§0 , π₯0 ). Definition 4. For any space π, let π
(π Γ π) denote the topological space whose underlying set is π Γ π and has its topology determined by the subsets πΓπΆ (with the Cartesian product topology) where πΆ ranges over the compact subsets of π. That is, πΉ β π Γ π is closed in π
(π Γ π) if and only if πΉ β© (π Γ πΆ) is closed in π Γ πΆ for each compact subspace πΆ of π. The identity π
(π Γ π) β π Γ π, where the latter has the Cartesian product topology, is evidently continuous.
Journal of Function Spaces and Applications In the language of Dydak [14], π
(π Γ π) has the covariant topology on π Γ π induced by the class of set-theoretic inclusions π Γ πΆ σ³¨
β π Γ π where πΆ ranges over the compact subsets of π and the π Γ πΆ carry the product topology. The introduction of the topology π
(π Γ π) is motivated by the following lemma. Lemma 5. Let π be any topological space, let π be a regular space, and let π be a compactly generated hemicompact space. Let π : π β ππ be a function with set-theoretic adjoint πΜ : π Γ π β π. Then π is continuous if and only if πΜ : π
(π Γ π) β π is continuous. This accounts for a bijection (ππ )π β ππ
(πΓπ) . Proof. Let {πΎπ } be the sequence of distinguished compacta in π and let π
π : ππ β ππΎπ denote the map that to each function π β π assigns its restriction to πΎπ . Clearly π
π is continuous. If π : π β ππ is continuous, then so is the composite π
π β π : π β ππΎπ . By Proposition 3, so is its Μ adjoint π| πΓπΎπ : π Γ πΎπ β π. As each compact set πΆ is contained in one of the πΎπ , it follows by definition of π
(π Γ π) that πΜ : π
(π Γ π) β π is continuous. For the converse, assume that πΜ : π
(π Γ π) β π is continuous. This means that the restrictions of πΜ to subspaces π Γ πΎπ are continuous, and Proposition 3 implies that the composites π
π β π : π β ππΎπ are continuous. But as π is compactly generated, a function π : π β π is continuous if and only if all restrictions π|πΎπ : πΎπ β π are continuous. πΎπ This means that the obvious map π β ββ π=1 π , whose components are π
π β π, maps into the image of the embedding (β) and therefore yields a continuous function π β ππ which is precisely π. Lemma 6. Let πΎ be a compact regular space. The topologies π
((π Γ πΎ) Γ π) and π
(π Γ π) Γ πΎ (viewed as topologies on π Γ π Γ πΎ) coincide. We note that this is a corollary of the much more general Theorem 1.15 of Dydak [14]. (Since πΎ is compact regular, it is locally compact according to the definition in [14].) For the sake of completeness, we provide an independent proof (along slightly different lines). Proof. We show that the two topologies have the same continuous maps into an arbitrary space π. By definition, π : π
(π Γ π Γ πΎ) β π is continuous if and only if the restrictions ππΆ : π Γ πΆ Γ πΎ β π (for compact πΆ β π) are continuous which, by Proposition 3, is if and only if their adjoints πΜπΆ : π Γ πΆ β ππΎ are continuous. The latter is if and only if the map πΜ : π
(π Γ π) β ππΎ is continuous and this in turn if and only if π : π
(π Γ π) Γ πΎ β π is continuous, by another application of Proposition 3. This finishes the proof. Let (π, π΄) be a topological pair (no separation properties assumed). Then π΄ is π-embedded in π if continuous pseudometrics on π΄ extend to continuous pseudometrics on π. Also, π΄ is a zero set in π if there exists a continuous function
3 π : π β R with π΄ = πβ1 (0). If π΄ is a π-embedded zero set, it is called π0 -embedded. For example, every closed subset of a metrizable space is π0 -embedded. We need π-embeddings in the context of Moritaβs homotopy extension theorem (which in fact characterizes ANR spaces; see Stramaccia [15]). Theorem 7 (Morita [8]). If π΄ is π0 -embedded in the topological space π, then the pair (π, π΄) has the homotopy extension property with respect to all ANR spaces. That is, if π is an ANR, if π : πΓ{0} β π and β : π΄Γ[0, 1] β π are continuous maps that agree pointwise on π΄ Γ {0}, then there exists a continuous map π» : π Γ [0, 1] β π extending both π and β. Lemma 8. Let πΈ be a FrΒ΄echet space and let π be a compactly generated hemicompact (not necessarily Hausdorff) space. Then πΈπ is also a FrΒ΄echet space. Proof. One verifies readily that πΈπ is a topological vector space and that the subbasic open sets πΊ(πΎ, π), where π are convex neighbourhoods of 0 in πΈ, constitute a convex local base for πΈπ (see Schaefer [16], page 80). If πΈ is metrizable (by an invariant metric), then πΈπ is metrizable by the (invariant) metric (ββ) above. If πΈ is complete, then so is πΈπ since π is compactly generated (see, e.g., Willard [6, Theorem 43.11]). Proposition 9. Let π΄ be π-embedded in π and let π be a compactly generated hemicompact space. Then the subset π΄Γπ is π-embedded in π
(π Γ π). A result due to Al`o and Sennott (see [17, Theorem 1.2]) shows that π΄ is π-embedded in π if and only if every continuous function from π΄ to a FrΒ΄echet space extends continuously over π. Proposition 9 seems to be the right way of generalizing the equivalence (1) β (2) of Theorem 2.4 in [17]. For a closed subset π΄ of π, the topology π
(π΄Γπ) coincides with the topology that the set π΄ Γ π inherits from π
(π Γ π). For arbitrary π΄, the two topologies may differ, but note that π
(π΄ Γ π) is always finer than the subspace topology. Proof. Let πΈ be a FrΒ΄echet space and let π : π΄ Γ π β πΈ be a continuous map where π΄ Γ π is understood to inherit its topology from π
(π Γ π). Precomposing with the continuous identity π
(π΄ Γ π) β π΄ Γ π and using Lemma 5, we obtain a continuous map π΄ β πΈπ . By Lemma 8, πΈπ is also a FrΒ΄echet space and as π΄ is π-embedded in π, the function πΜ extends continuously to πΉΜ : π β πΈπ . Reapplying Lemma 5, πΉΜ induces the desired extension πΉ : π
(π Γ π) β πΈ. Proof of Theorem 1. Let π be metrizable and let π : π΄ β ππ be a continuous map defined on the closed subset π΄ of π. By assumption, ππ has the homotopy type of an ANR; hence π admits a neighbourhood extension up to homotopy. That is, there exist a continuous map π : π β ππ where π is open and contains π΄ and a homotopy β : π΄ Γ [0, 1] β ππ beginning in π|π΄ and ending in π.
4 Let ββπ : π΄Γ[0, 1]βͺπΓ{0} β ππ denote the continuous union of the two, with adjoint Μβ β πΜ : π
((π΄ Γ [0, 1] βͺ π Γ {0}) Γ π) β π. As π΄ Γ [0, 1] βͺ π Γ {0} is closed in π΄ Γ π, the map Μβ β πΜ is continuous with respect to the topology that (π΄Γ[0, 1]βͺπΓ{0})Γπ inherits from π
(πΓ[0, 1]Γπ). Under the homeomorphism π
(π Γ [0, 1] Γ π) β π
(π Γ π) Γ [0, 1] of Lemma 6, the map Μβ β πΜ corresponds to a continuous map Μπ : π
(π΄ Γ π) Γ [0, 1] βͺ π
(π Γ π) Γ {0} β π. Obviously, as π΄ is a zero set in π, the product π΄ Γ π is a zero set in π Γ π with respect to the Cartesian product topology. A fortiori, π΄ Γ π is a zero set in π
(π Γ π). Hence, by Proposition 9, the set π΄ Γ π is π0 -embedded in π
(π Γ π). Theorem 7 yields an extension of Μπ to πΎ : π
(π Γ π) Γ [0, 1] β π. Reapplying Lemma 6 and Lemma 5, πΎ induces a continuous function π : π Γ [0, 1] β ππ . Level 1 of this homotopy is a continuous extension of π over the neighbourhood π. Therefore, ππ is an ANR. Corollary 10. If πΆ is a compact space and π is an ANR, then ππΆ is an ANR. Proof. By Theorem 3 of Milnor [3], ππΆ has CW homotopy type. Corollary 10 was proved independently by Yamashita [18] (with the additional requirement that πΆ be Hausdorff) but the author of this note has not seen it elsewhere for nonmetrizable compacta πΆ. From the point of view of πembeddings, however, Corollary 10 encodes a long-known fact (see PrzymusiΒ΄nski [19, Theorem 3]): if π΄ is π-embedded in π and π is a compact space, then π΄ Γ π is π-embedded in π Γ π. Proof of Corollary 2. Suppose that ππ is metrizable. If π contains an arc (which is if and only if it has a nontrivial path component), it follows that [0, 1]π is metrizable. Since π is a Tychonoff space, points in π can be separated from compact sets in π by means of continuous functions π β [0, 1]. The proof of Theorem 8 of Arens [5] can be adapted almost verbatim to render π hemicompact. The statement of Corollary 2 follows immediately from Theorem 1.
Appendix A Characterization of Compactly Generated Hemicompact Spaces A function π : π β π will be called weakly proper if for each compact subset πΎ of π there exists a compact subset πΏ of π so that π(πΏ) = πΎ. Note that a weakly proper map is necessarily surjective. Finally, recall that π is a π-compact space if π is the union of a countable collection of its compact subsets. Proposition A.1. The topological space π is compactly generated and hemicompact if and only if there exists a π-compact locally compact space π with a weakly proper quotient map π : π β π.
Journal of Function Spaces and Applications Proof. Let π be a compactly generated hemicompact space with its sequence of distinguished compact subsets {πΎπ } and let π denote the obvious surjective map from the disjoint union βπ πΎπ =: π to π. Clearly, a set π΄ in π is closed if and only if π΄β©πΎπ is closed in πΎπ for all π. Thus, π is a quotient map. Tautologically, π is both π-compact and locally compact, and hemicompactness renders π weakly proper. For the reverse implication, suppose first that π is a compactly generated hemicompact space with distinguished compact subsets {πΏ π } and π : π β π is a weakly proper quotient map. Clearly, as π is weakly proper, π is hemicompact with distinguished compact subsets {π(πΏ π )}. To see that π is compactly generated, let π : π β π be a function that is continuous on all compact sets. Hence, if πΏ is a compact subset of π, π β π is continuous on the saturation πβ1 (π(πΏ)). Consequently, π is continuous on πΏ. Since π is compactly generated, π β π is continuous and since π is a quotient map, so also is π. Since this holds for all π, π is compactly generated. Finally, suppose that π is a π-compact locally compact space. Then π is compactly generated. (See, e.g., [6], 43.9.) Since π is locally compact, it has an open cover U consisting of relatively compact sets. As π is the union of countably many compact sets, U has a countable subcover {ππ |π = 1, 2, 3, . . .}. The sequence of compact sets πΏ π = βͺππ=1 ππ , π = 1, 2, 3, . . ., exhibits π as hemicompact. This completes the proof.
Acknowledgments The author is grateful to Atsushi Yamashita for posing the question that has led to the results presented here and to the referee for recommending that a characterization of compactly generated hemicompact spaces in the sense of Proposition A.1 be included in the paper. The author was supported in part by the Slovenian Research Agency Grants P1-0292-0101 and J1-4144-0101.
References [1] S. MardeΛsiΒ΄c, βAbsolute neighborhood retracts and shape theory,β in History of Topology, I. M. James, Ed., chapter 9, pp. 241β269, North-Holland, Amsterdam, Netherlands, 1999. [2] K. Kuratowski, βSur les espaces localement connexes et peaniens en dimensions n,β Fundamenta Mathematicae, vol. 24, no. 1, pp. 269β287, 1935. [3] J. Milnor, βOn spaces having the homotopy type of a CWcomplex,β Transactions of the American Mathematical Society, vol. 90, no. 2, pp. 272β280, 1959. [4] R. Cauty, βUne caractΒ΄erisation des rΒ΄etractes absolus de voisinage,β Fundamenta Mathematicae, vol. 144, no. 1, pp. 11β22, 1994. [5] R. F. Arens, βA topology for spaces of transformations,β Annals of Mathematics, vol. 47, no. 3, pp. 480β495, 1946. [6] S. Willard, General Topology, Addison-Wesley, Reading, Mass, USA, 1970. [7] J. Smrekar and A. Yamashita, βFunction spaces of CW homotopy type are Hilbert manifolds,β Proceedings of the American Mathematical Society, vol. 137, no. 2, pp. 751β759, 2009.
Journal of Function Spaces and Applications [8] K. Morita, βOn generalizations of Borsukβs homotopy extension theorem,β Fundamenta Mathematicae, vol. 88, no. 1, pp. 1β6, 1975. [9] J. Smrekar, βCompact open topology and CW homotopy type,β Topology and Its Applications, vol. 130, no. 3, pp. 291β304, 2003. [10] J. Smrekar, βHomotopy type of mapping spaces and existence of geometric exponents,β Forum Mathematicum, vol. 22, no. 3, pp. 433β456, 2010. [11] S.-t. Hu, Theory of Retracts, Wayne State University Press, Detroit, Mich, USA, 1965. [12] R. Cauty, βSur les espaces dβapplications dans les CWcomplexes,β Archiv der Mathematik, vol. 27, no. 3, pp. 306β311, 1976. [13] I. M. James, General Topology and Homotopy Theory, Springer, New York, NY, USA, 1984. [14] J. Dydak, βCovariant and contravariant points of view in topology with applications to function spaces,β Topology and Its Applications, vol. 94, no. 1β3, pp. 87β125, 1999. [15] L. Stramaccia, βP-embeddings, AR and ANR spaces,β Homology, Homotopy and Applications, vol. 5, no. 1, pp. 213β218, 2003. [16] H. H. Schaefer, Topological Vector Spaces, vol. 3 of Graduate Texts in Mathematics, Springer, New York, NY, USA, 1971. [17] R. A. Al`o and L. Sennott, βCollectionwise normality and the extension of functions on product spaces,β Fundamenta Mathematicae, vol. 76, no. 3, pp. 231β243, 1972. [18] A. Yamashita, Private Communication. [19] T. PrzymusiΒ΄nski, βCollectionwise normality and extensions of continuous functions,β Fundamenta Mathematicae, vol. 98, no. 1, pp. 75β81, 1978.
5
Advances in
Operations Research Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Advances in
Decision Sciences Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Journal of
Applied Mathematics
Algebra
Hindawi Publishing Corporation http://www.hindawi.com
Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Journal of
Probability and Statistics Volume 2014
The Scientific World Journal Hindawi Publishing Corporation http://www.hindawi.com
Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
International Journal of
Differential Equations Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Volume 2014
Submit your manuscripts at http://www.hindawi.com International Journal of
Advances in
Combinatorics Hindawi Publishing Corporation http://www.hindawi.com
Mathematical Physics Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Journal of
Complex Analysis Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
International Journal of Mathematics and Mathematical Sciences
Mathematical Problems in Engineering
Journal of
Mathematics Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Volume 2014
Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Discrete Mathematics
Journal of
Volume 2014
Hindawi Publishing Corporation http://www.hindawi.com
Discrete Dynamics in Nature and Society
Journal of
Function Spaces Hindawi Publishing Corporation http://www.hindawi.com
Abstract and Applied Analysis
Volume 2014
Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
International Journal of
Journal of
Stochastic Analysis
Optimization
Hindawi Publishing Corporation http://www.hindawi.com
Hindawi Publishing Corporation http://www.hindawi.com
Volume 2014
Volume 2014