CDC. Centre for Disease control. HAART. Highly Active Antiretroviral Treatment. HIV. Human Immuno-deficiency Virus. MEMS. Micro-Electronic Memory system.
Improving Adherence to HAART using mobile text messages in a low resource setting: A randomized controlled trial (Research Protocol) Version: 1.2 Principal Investigator: Lawrence Mbuagbaw
Trial site Coordinator: Kouanfack Charles
Sponsor: Center for Development of Best Practices in Health Yaoundé Central Hospital
Supervisors: Prof Thabane Lehana Prof Jimmy Volmink Dr Pierre Ongolo-Zogo
Steering Group: Dr Yondo David, Renee Cecile Bonono, Dr Marie-Jose Essi, Dr Mba Robert, Dr Serge Ndongo
Table of Contents 1. List of Abbreviations 2. Background 3. Objectives and purpose 4. Design 5. Selection and exclusion of subjects 6. Assessment of efficacy 7. Assessment of safety 8. Discontinuation of study 9. Statistics 10. Procedure for accounting for missing, unused, and spurious data 11. Ethics 12. Data handling and record keeping 13. Project timetable 14. Responsibilities of researchers 15. References 16. Appendix
1 Improving adherence to HAART using mobile text messages in a low resource setting: A randomized controlled trial (Research Protocol) Version: 1.2
1.
List of Abbreviations
ART
Antiretroviral Treatment
BMI
Body Mass Index
CD4
Cluster Designation 4
CDC
Centre for Disease control
HAART
Highly Active Antiretroviral Treatment
HIV
Human Immuno-deficiency Virus
MEMS
Micro-Electronic Memory system
OI
Opportunistic Infection
PRD
Pharmacy Refill Data
SMS
Short Message Service
SPSS
Statistical Package for Social Sciences
SR
Self Report
VAS
Visual Analogue Scale
WHO
World Health Organization
2 Improving adherence to HAART using mobile text messages in a low resource setting: A randomized controlled trial (Research Protocol) Version: 1.2
2.
Background
Mobile text messages using the Short Message Service (SMS) are a cheap and non-invasive means of communication that can be used to convey health related messages to owners of mobile phones. There is contradictory evidence concerning the role of mobile phones in ameliorating health outcomes, especially in less developed countries where private ownership and use of mobile phones is not as widespread as in other more developed countries. (1) However, mobile phone calls and reminders have been demonstrated to improve adherence to care of patients with tuberculosis. (2) Africa has the greatest uptake of mobile phone technology. (3) Cameroon benefits from the availability of multiple mobile operators, and the SMS is already used for business transactions, personal communication, advertising and betting. Cameroon already has mobile phone ownership coverage of about 60%. There is a potential for new benefits to be discovered in the use of mobile phone technology in health interventions for resource- limited countries. (4) Radiofrequency exposure due to prolonged mobile phone use is concentrated in the tissues closest to the phone. One study found an increased risk in acoustic neuroma’s after ten years of phone use. (5) We found no data on risk associated with using mobile phone use for text messages. The advent of antiretroviral treatment (ART) has markedly reduced morbidity and mortality associated with the Human Immunodeficiency Virus (HIV). (6) Much effort has been put into the scaling up of access to ART. (7) The efficacy of ART depends largely on compliance to treatment regimens. Poor adherence is associated with poor virological and immunological response. It is also responsible for the development of resistant strains. (8) Other studies on using mobile phone technology to improve adherence to ART discouraged the use of phone calls as they are time and labor intensive.(9) Cost will also be an issue in a low resource setting. Another study reported high satisfaction with two way text messaging. (10) Both of these studies were performed in developed countries. A third study, investigating the use of text messaging to improve adherence to primary care found that it was more cost effective than phone calls.(11) In South Africa, the SMS has been demonstrated to improve HIV health care service delivery by ameliorating communication between health workers and patients and also as an appointment reminder. (12)
3. Trial Objectives and Purpose The purpose of this trial is to investigate the efficacy of mobile phone text messages in improving adherence to Highly Active Antiretroviral Treatment (HAART) in a low resource setting. Our findings will improve the body of evidence on devices aimed at improving adherence not only to HAART, but also to all other long term treatments.
3 Improving adherence to HAART using mobile text messages in a low resource setting: A randomized controlled trial (Research Protocol) Version: 1.2
Our objectives are to:
Compare the rates of adherence in patients receiving SMS reminders and patients receiving standard care.
Compare changes in Cluster Designation 4 (CD4) count and viral load in patients receiving SMS reminders and patients receiving standard care.
Compare the changes in HIV staging in patients receiving SMS reminders and patients receiving standard care.
Compare the mortality in patients receiving SMS reminders and patients receiving standard care.
Compare satisfaction with care
Compare quality of life between patients receiving SMS reminders and patients receiving standard care.
4. Trial Design We will perform a randomized controlled single blind trial, with two arms. The patients will be randomly allocated to each arm. The patients in one arm will receive routine care and a weekly motivational reminder text message; and the patients in the other arm will receive only routine care. Endpoints: Our primary endpoint will be adherence rates, measured by self report, the visual analogue scale and pharmacy refill data. Our Secondary endpoints will be;
Social: Satisfaction with care, retention in care, quality of life Clinical: Weight, Body Mass Index (BMI), Opportunistic Infections(OI), WHO (World Health Organization) Classification (13), mortality Biological: CD4 count, viral load Composite: Center for Disease Control (CDC) Classification (14)
Randomization: This is a parallel group design evaluating the effects of adding daily SMS text messages using mobile phones to usual care (intervention) versus usual care alone (control) among HIV positive patients on HAART. Eligible and consenting patients will be randomized to intervention and control arms using 1:1 allocation ratio by opaque sealed envelope method. A computer generated randomization list will be generated using random block sizes of 2, 4 and 6, by the Father Sean O’Sullivan Research Centre Biostatistics Unit at St Joseph’s 4 Improving adherence to HAART using mobile text messages in a low resource setting: A randomized controlled trial (Research Protocol) Version: 1.2
Healthcare/McMaster University. The allocation codes will then be put in sequentially numbered opaque sealed envelopes and administered by the trained Research Staff at YCH ATC centre. Trained interviewers – blinded to group allocation – will collect data using a pretested data collection form containing socio-demographic data, clinical information and adherence rates at baseline, 3 and 6 months. The data analyst will also be blinded to group allocation.
Intervention: We will send a short text message to the participants in the intervention group as follows:” This is a reminder to take your medication.” The person in charge of sending the text messages will use the delivery report function to ensure that the message has been delivered. Duration: The trial will run for six months, with interim analysis at 3 months. Discontinuation: Individual participants are free to discontinue their participation in the trial at any time. We will endeavor to elucidate their reasons for withdrawal. Accountability: A register of all text messages sent will be kept. Maintenance of trial treatment randomization codes and procedures for breaking codes: The randomization codes shall be maintained until the end of the study and broken only during data analysis. Sources of data: We will use data from hospital files and personal medical records to fill the case record forms in addition to structured interviews. See appendix for data collection form. 5. Selection and Exclusion of Subjects: Subject inclusion criteria:
Age 21 and above Owns a mobile phone and can read text messages On HAART for at least a month
Subject exclusion criteria: 5 Improving adherence to HAART using mobile text messages in a low resource setting: A randomized controlled trial (Research Protocol) Version: 1.2
On HAART for less than one month Doesn’t fulfill eligibility criteria Refuses to take part
6. Assessment of Efficacy Efficacy will be measured using the Visual Analogue Scale (VAS), Pharmacy Refill Data (PRD), and Self Report (SR). The VAS is highly correlated with more objective methods like using Microelectronic Monitoring System caps (MEMS). (15) The VAS scale is a simple tool that measures attributes that range along a continuum. It may be presented as a horizontal or vertical line, with maximum and minimum values of the attribute to be measured on either extremity. The subject locates his position along the line with respect to the minimum or maximum values. Efficacy will be assessed at 3 months (without unblinding) and at six months. 7. Assessment of Safety We will determine participant satisfaction with the intervention and note any unwanted effects of weekly text messages. 8. Discontinuation of the Study The study may be discontinued if the data suggests that there are no more benefits to be achieved by continuing the study. 9. Statistics The sample size calculation is based on the test of the null hypothesis that the rates of adherence to HAART in the two groups (intervention and control) are equal. The primary measure of effect is the rate of adherence to ART treatment as measured by using the VAS over 6 months. The criterion for significance (alpha) has been set at 0.05. The test is 2-tailed, which means that an effect in either direction will be interpreted. The sample size was calculated using the WINPEPI (PEPI- for-windows) version 9.5 software [16]. With the proposed sample size of 82 in each of the two groups (i.e. assuming a 1:1 allocation ratio), the study will have power of 80% to yield a statistically significant result using a chi-squared test (assuming an intention-to-treat principle for the analysis) of the relative risk at alpha = 0.05. This computation assumes an adherence rate of 80% (for the intervention group) versus 60% (for the control group) at 6 months. These estimates are reflective of estimates from similar studies investigating SMS effect on drug adherences [17] and were modified to account for the type of intervention and patients for this study. We adjusted the sample size for a potential attrition rate of 20% (due to drop-outs) based on attrition rates to care in this centre. Therefore, the 6 Improving adherence to HAART using mobile text messages in a low resource setting: A randomized controlled trial (Research Protocol) Version: 1.2
required sample size is 198 patients (99 per group). At the YCH ATC, on average, there are about 120 patients put on HAART per month. We estimate that about 90% will have mobile phones and would be eligible to participate in the study. Of these, it is expected that approximately 75% would be willing to participate in the study and will provide consent to participate in the trial. The expected period for recruitment will be one month to obtain 198 patients needed for the trial. It is feasible to recruit 198 patients in one month because we will also recruit from the large pool of old patients. Our study is designed to detect a 20% increase in adherence. We will analyze the data by comparison of two groups using two sided chi-squared tests for binary outcomes and the T test for continuous outcomes. Gender and educational level are potential subgroups of interest. Treatment arms will be compared with respect to the following covariates: age, gender, education, duration on HAART, HIV staging, treatment regimen. We will use logistic regression for the multivariate analysis of binary outcomes and linear regression for the continuous outcomes. Relative risks will be calculated with 95% confidence intervals. P values will be reported. Data will be analyzed using the Statistical Package for Social Sciences (SPSS) Version 17.0. Our outcome measures are listed in table 1. Table 1: Overview of outcome measures Outcome measures Primary Adherence at 6 months VAS Self report PRD Secondary Weight BMI OI WHO Classification CDC Classification Mortality Retention CD4 count Viral load Satisfaction with care QoL
Scale
Type
Measure
Analysis method
Ordinal Ordinal Ordinal
Binary Binary Binary
VAS percentage >95% % adherence in last month>95% % of complete refills