Dev Neurosci DOI: 10.1159/000336731
Published online: May 8, 2012
Modeling Interneuron Dysfunction in Schizophrenia Martin J. Schmidt Karoly Mirnics Department of Psychiatry, Vanderbilt Kennedy Center, Vanderbilt University, Nashville, Tenn., USA
Key Words Schizophrenia ⴢ Gene expression ⴢ GAD67 ⴢ Interneurons ⴢ Mouse behavior
Abstract Schizophrenia is a debilitating neurodevelopmental disorder affecting approximately 1% of the population and imposing a significant burden on society. One of the most replicated and well-established postmortem findings is a deficit in the expression of the gene encoding the 67-kDa isoform of glutamic acid decarboxylase (GAD67), the primary GABA-producing enzyme in the brain. GAD67 is expressed in various classes of interneurons, with vastly different morphological, molecular, and physiological properties. Importantly, GABA system deficits in schizophrenia encompass multiple interneuronal subtypes, raising several important questions. First, do different classes of interneurons regulate different aspects of behavior? Second, can we model cell-type-specific GABAergic deficits in mice, and will the rodent findings translate to human physiology? Finally, will this knowledge open the door to knowledgebased approaches to treat schizophrenia? Copyright © 2012 S. Karger AG, Basel
Introduction
Schizophrenia is a debilitating disorder affecting approximately 1% of the population [1]. Its symptoms fall into three domains: positive symptoms including hallu© 2012 S. Karger AG, Basel 0378–5866/12/0000–0000$38.00/0 Fax +41 61 306 12 34 E-Mail
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cinations and delusions, negative symptoms including social withdrawal, anhedonia, and avolition among others, and cognitive symptoms including deficits in working memory, disorganized thought, and attention. The cause(s) of schizophrenia remain(s) elusive although genetic and environmental disruptions in neurodevelopment remain a consistent focus [2, 3]. Patients typically first experience symptoms in adolescence or early adulthood and as many as 60% experience impairment throughout life [4]. In addition to the behavioral impact, cardiovascular disease and metabolic syndromes, including weight gain and diabetes, contribute to a mortality rate that is 2.5 times higher than the general population [5–7]. The duration and severity of the illness represent a significant burden to the patient, his/her family, the health care system, and society at large. In fact, the World Health Organization ranks schizophrenia as the third most costly neuropsychiatric illness behind only unipolar depression and alcohol abuse [8]. The financial and personal toll of the illness reaches from patient to population and working towards a better understanding of its development will enable more effective treatments that alleviate that strain. Two people who have influenced schizophrenia research and treatment from the beginning had different interpretations of its origin. Emil Kraepelin referred to it as dementia praecox linking it to other dementias with defined neuropathology like Alzheimer’s dementia. He was convinced that schizophrenia was a disorder of the brain and devoted himself to looking for pathogens and/ Martin J. Schmidt 8128 Medical Research Building III 465 21st Avenue South Nashville, TN 37232-8548 (USA) Tel. +1 615 936 2014, E-Mail martin.j.schmidt @ vanderbilt.edu
or pathology that might explain its symptoms [9]. In contrast, Eugen Bleuler described it as schizophrenia, or ‘split mind’, and believed connecting with patients individually was more beneficial to understanding the illness than studying neurobiology [10]. Psychosis, the defining feature of schizophrenia, is impairment in distinguishing reality amongst hallucinations and delusions. This presents a problem for researchers interested in mental illness. Is it possible to quantify reality and study its neurobiology scientifically? Interestingly, a revolution in experimental psychology was taking place at about the same time Kraepelin and Bleuler were consolidating their observations. J.B. Watson [11] detailed his displeasure with the existing study of the mind in an article published in 1913. In his view, psychological processes can be studied as a science only when subjective processes of introspection, consciousness, and the mind are excluded [11]. Watson’s ‘behaviorism’ would later be extended by scientists like B.F. Skinner to incorporate those complicated ‘internal’ processes that have quantifiable outcomes such as value judgments, motivation, and decision-making, which are now also thought to be dysfunctional in schizophrenia. No causal pathology exists for schizophrenia [12]. However, alterations in neural connectivity and gene expression are being identified and advances in molecular biology have made it possible to tease apart the meaning of these insults in animal models. Although we will never recapitulate psychosis in any model, incorporating classical views of schizophrenia and behavior with modern molecular biology allows for the empirical analysis of molecular genetic dysfunction, its effects on the brain, and on behavior.
GABA-Associated Deficits in Schizophrenia
Discovering that GABA controls dopamine release in striatal and mesolimbic circuits prompted researchers in the 1970s to theorize that GABA dysfunction could cause schizophrenia [13, 14]. GABA-associated deficits emerged in the clinical literature with the publication of studies that found reduced GABA content [15], increased GABA receptor subunit protein levels [16, 17] but decreased receptor mRNA [18], decreased GABA transporter [19] protein levels, and altered interneuron densities [20–22]. In 1995, Akbarian et al. [23] published the first studies of gene expression in postmortem schizophrenic brain tissue and found a decrease in the 67-kDa isoform of glutamic acid decarboxylase (GAD67) mRNA in the prefrontal cortex that cell loss could not account for. GAD67 2
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is the primary enzyme responsible for the production of GABA in the brain [24]. The GAD67 expression deficit has become one of the most consistently replicated gene expression findings in schizophrenia across many different brain regions, patient cohorts, methods, and investigators, which is remarkable given the complex genetics and diverse presentation of symptoms seen in patients [25–35]. How might this deficit develop? Several studies of the gene that encodes GAD67, GAD1, have yielded a number of single-nucleotide polymorphisms that are found more frequently in schizophrenic patients than controls [36– 38]. The majority of single-nucleotide polymorphisms in each study was found in gene regulatory sequences suggesting a role in regulating gene expression and not protein function. An analysis of patients with a GAD1 genetic variant suggested that DNA sequence variation can effectively regulate mRNA expression levels in the postmortem tissue of subjects with schizophrenia [36]. A second mechanism that may contribute to decreased GAD67 expression in schizophrenia is epigenetics. Genes can be suppressed when promoters or other regulatory sequences are methylated causing changes in chromatin structure that prevent transcription [39]. Methylation is carried out by enzymes such as DNMT1 which is overexpressed in GABAergic interneurons of schizophrenic patients and correlated with decreased GAD67 mRNA in the same cells suggesting dysfunctional epigenetic regulation of the gene; however, a causal relationship between increased DNMT1 and GAD1 promoter methylation has not been established conclusively in postmortem studies [39–43]. Finally, it has been suggested recently that GAD67 downregulation and other GABA-associated dysfunction measured in postmortem tissue collectively reflect general dysfunction of GABA system development via changes in cell cycle regulation [44], impairments in interneuron maturation [45], and migration defects [20, 46]. The fact that several different mechanisms can lead to decreases in GAD67 gene expression argues that diverse insults and influences can converge, giving rise to a common GABAergic dysfunction.
Modeling GABAergic Deficits in Animal Models
Based on the postmortem data, it is clear that alterations in the GABAergic system are hallmark features of schizophrenia. However, postmortem studies leave two important questions unanswered. First, what part does GAD67 play in the pathophysiology of schizophrenia, Schmidt/Mirnics
and is this related to altered behavior? Second, do different classes of interneurons regulate different aspects of behavior? Since solutions cannot easily be determined in humans, animal models are developed to address these questions empirically. Animal models offer the ability to study the causal influence of genetic and environmental manipulations at different developmental stages on cellular, molecular, and behavioral processes and have provided insight into potential mechanisms of GABA system dysfunction in human disorders. GABAergic cell types are so diverse that creating a nomenclature for their defining characteristics continues to be a tedious task, but they can be broadly categorized based on morphological, molecular, and physiological properties [47]. Classification is important because subtypes of interneurons are involved in regulating different aspects of pyramidal cell function and are concentrated in brain regions that mediate different behaviors [25, 48–51]. For example, parvalbumin (PV), neuropeptide Y, and cholecystokinin (CCK) are molecular markers of distinct interneuron populations [49]. PV-positive chandelier cells synapse on the axon initial segments and basket cells regulate the cell soma of pyramidal cells, regulating output and integration across multiple cortical and subcortical areas [52–54]. In contrast, CCK-positive basket cells regulate inhibition of pyramidal cell soma directly via synaptic transmission and indirectly via modulation of other interneurons primarily in limbic and frontal circuits [55–59]. Furthermore, neuropeptide-Y-positive neurogliaform and Martinotti interneurons release GABA via volume transmission [60] and inhibit pyramidal cell distal dendrites [61] in diffuse cortical regions, the striatum, hippocampus, amygdala, and hypothalamus [50, 52, 61–63]. All of these different cell types appear to be affected in schizophrenia [21, 25, 30, 32, 33, 46], but their contribution to the disease symptomatology remains largely unknown. Therefore, dysfunction of particular classes of interneurons could generate diverse pathophysiology and behavior. For example, PV-positive chandelier cells appear to control ␥-oscillations in the brain, which are believed to be linked to working memory [25] while CCK-positive cells may play a role in integrating neuromodulatory information and fine-tune network activity underlying mood [59]. To systematically tease out the cell-type-specific interneuronal contribution to behavioral processes, our laboratory has recently developed several novel mouse models that downregulate GAD67 in specific classes of interneurons [64]. Using a synthetic miRNA, GAD67 was downregulated in CCK-positive, neuropeptide-Y-positive, PVpositive and CNR1-positive interneurons using BAC-driv-
en, fluorescent constructs. In the targeted cell populations of the transgenic animals, GAD67 expression was abolished by 70–95%, but without a seizure phenotype. Preliminary data indicate that the tested interneuronal cell types regulate different, well-defined physiological and behavioral processes. Therefore, we argue that future therapeutic interventions directed toward restoring the function of specific interneuronal cell types might be a promising approach to developing conceptually novel, knowledge-based therapies of schizophrenia, geared toward alleviating the most debilitating symptoms of the disease. There are two important caveats that must be acknowledged when comparing the development of GABAergic circuitry in human and mouse. First, the proportion of interneurons to pyramidal cells in the human cortex is much greater than in the mouse [65]. This discrepancy also raises the possibility that interneuron deficits in human could have more robust effects on behavior than what is seen in the transgenic rodent models. Second, up to 65% of human cortical interneurons arise from an alternate source of progenitors in the neocortical ventricular and subventricular zone that may have developed during primate evolution [66]. Regardless of these caveats, rodent models to assess the differentiation and migration of GABAergic interneurons from the ganglionic eminences [67–69] are very informative about the neurobiological processes underlying the developmental aspects of schizophrenia. For example, dopamine [70], cannabinoids [71] and multiple schizophrenia susceptibility genes [72, 73] play roles in regulating interneuron migration and synapse formation during development in mice and may contribute to GABA system developmental disturbances in schizophrenia [46, 74–76]. Complementing the genetic population-based studies and expression/epigenetic data from postmortem research, the use of animal models is also able to shed light on the mechanisms by which GAD67 alters normal brain function. Data from rodent models suggest that GAD67 expression can be reduced by chronic dopamine D2 receptor stimulation [77, 78] or acute NMDA receptor antagonism [79] in multiple brain regions. These data mirror the ability of chronic dopamine stimulation [80] and acute NMDA receptor antagonism [81, 82] to precipitate psychosis in humans. Thus, the NMDA hypofunction hypothesis, the dopamine hypothesis, and the GABA dysfunction hypothesis of schizophrenia could be integrated with GAD67 deficiency being a player in each [29]. Furthermore, some antipsychotic drugs demethylate the GAD1 promoter which may enhance their therapeutic profile in some cases [83, 84]. According to one study, treating mice
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with nicotine suppressed DNMT1 expression, demethylated the GAD1 promoter, and increased GAD67 protein levels which may explain in part the high incidence of cigarette smoking among individuals with schizophrenia [85]. This study complements the human postmortem epigenetic data and supports epigenetic modification as a potentially reversible mechanism of GAD67 deficiency. However, coincidence of GAD67 rescue with symptomatic improvement in the short and long term remains unclear [84, 86]. Importantly, neither haloperidol nor olanzapine reduced GABA-associated gene expression in nonhuman primates ruling out medication effects as a primary cause of GAD67 reduction in the human postmortem brain of subjects with schizophrenia [33]. Interneuron deficits have also emerged as principle components of other animal models of schizophrenia. For example, one of the most studied animal models is the neonatal ventral hippocampal lesion (NVHL) rat model [87–89]. Excitotoxic lesion of the ventral hippocampus 1 week following birth (P7–P8) leads to adolescent onset of changes in dopaminergic systems, cortical circuitry, and behavior associated with schizophrenia [87, 90]. GABA system dysfunction is a core component of the NVHL model with multiple research groups reporting decreased GAD67 [91] and increased GABA A receptor [92, 93] gene expression as well as decreased interneuron cell number in some regions [94]. One of the main findings in the NVHL model is altered dopaminergic regulation of prefrontal circuits. O’Donnell et al. [95] found that stimulating the ventral tegmental area increased prefrontal cortex pyramidal cell firing in lesioned animals while decreasing firing in sham-treated rats which may be the result of dysfunctional ventral tegmental area inputs onto prefrontal cortex interneurons. Later work showing a loss of D2 receptor modulation of prefrontal cortex interneurons in NVHL rats supports this interpretation [96]. At the behavioral level, psychosis cannot be readily ascertained in model animals since hallucinations and delusions are not quantifiable traits. In contrast, neurobiology underlying motivation, reward, social behavior, decisionmaking, affective behavior, and learning and memory is remarkably similar in rodents, nonhuman primates, and humans [97–101]. Human studies report that amygdalocortical and corticolimbic circuit disturbances in schizophrenia are likely related to altered motivation and decision-making [102, 103], and that basolateral amygdala interactions with orbitofrontal cortices (which dynamically encode the value of stimuli [97, 104–107]) are necessary for adaptive learning and cognition [108–110]. All these disturbances can be assessed and modeled in mice, but at 4
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a detail and time course that far exceeds the resolution limits of human studies. Importantly, the negative and cognitive symptoms related to schizophrenia are relatively well-suited for modeling, and their consideration represents a tremendous clinical need since they are consistent predictors of prognosis and are not well managed with current medications [111, 112]. In fact, many schizophrenia-related behavioral processes have been extensively investigated in rodents [110, 113–115], shedding light on the underlying molecular mechanisms. For example, such studies revealed that dopamine regulates interneuron activity in the amygdala and basolateral amygdala afferents increase connections with interneurons in the prefrontal cortex during development. Therefore, it is possible that the dopamine and GABA systems act synergistically to regulate decision-making, reward, social and goal-directed behavior, suggesting that the GABAergic deficits contribute to the emergence of behavioral impairments seen in schizophrenic patients [63, 99, 116–129]. Arriving at these types of knowledge using human subject-based research is not feasible, clearly arguing that deciphering the pathophysiology of schizophrenia will require integration of human and animal model data sets. When considering the utility of modeling complex psychiatric disorders in animals, it is important to define the goal of the research and the context of the analyses. Recapitulating schizophrenia in an animal model is an unrealistic goal. However, we can use animal models to discover fundamental molecular and genetic processes that drive behavior. Furthermore, we can perturb the critical molecular-cellular systems, and understand their contribution to various behavioral domains, which in fact might be critical for understanding the symptoms of various disorders. Since the negative and cognitive behavioral domains are much more translatable between patients and rodent models and they represent a tremendous need for therapeutic development, it seems appropriate to promote the analysis of animal models in these areas. Furthermore, if it is determined that GAD67 expression in particular cell types regulates specific domains of behavior, therapeutic strategies that target various interneuron cell types should be promising avenues for a knowledgebased approach to the treatment of schizophrenia.
Conclusions
We conclude that GABA system dysfunction in schizophrenia is a common, well-reproduced, multicausal and physiologically relevant finding, and might be one of the Schmidt/Mirnics
final common pathways of the disease pathophysiology. Since dopaminergic and glutamatergic system perturbations lead to GAD67 downregulation and changes in interneuron development, it is possible that GABAergic dysfunction is a critical component of all existing theories of schizophrenia. While creating a ‘schizophrenic mouse’ is impossible, understanding the contribution of specific interneuron cell types to behavior will be essential for deciphering the role GAD67 deficiency plays in
the pathophysiology and symptomatology of schizophrenia. Once we understand the functional impact of these deficits, we can develop knowledge-based therapeutic targets for the treatment of this devastating disease; just as Kraepelin suggested nearly a century ago: ‘However little it may be possible to identify human with animal brain-functions and illnesses, yet, from the effects produced by particular noxae in the brains of animals, conclusions can be drawn as to the issue of like processes in man’ [9].
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