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JOURNAL OF VIROLOGY, Apr. 2002, p. 4068–4072 0022-538X/02/$04.00⫹0 DOI: 10.1128/JVI.76.8.4068–4072.2002 Copyright © 2002, American Society for Microbiology. All Rights Reserved.

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NOTES Mutations That Confer Resistance to Template-Analog Inhibitors of Human Immunodeficiency Virus (HIV) Type 1 Reverse Transcriptase Lead to Severe Defects in HIV Replication Timothy S. Fisher, Pheroze Joshi, and Vinayaka R. Prasad* Department of Microbiology and Immunology, Albert Einstein College of Medicine, Bronx, New York 10461 Received 4 October 2001/Accepted 11 January 2002

We isolated two template analog reverse transcriptase (RT) inhibitor-resistant mutants of human immunodeficiency virus (HIV) type 1 RT by using the DNA aptamer, RT1t49. The mutations associated, N255D or N265D, displayed low-level resistance to RT1t49, while high-level resistance could be observed when both mutations were present (Dbl). Molecular clones of HIV that contained the mutations produced replicationdefective virions. All three RT mutants displayed severe processivity defects. Thus, while biochemical resistance to the DNA aptamer RT1t49 can be generated in vitro via multiple mutations, the overlap between the aptamer- and template-primer-binding pockets favors mutations that also affect the RT-template-primer interaction. Therefore, viruses with such mutations are replication defective. Potent inhibition and a built-in mechanism to render aptamer-resistant viruses replication defective make this an attractive class of inhibitors. aptamers was found to be competitive with respect to the template-primer (11, 12). Taken together, these results suggest that both DNA and RNA aptamers mimic the enzyme’s natural nucleic acid substrate. Therefore, aptamers that target HIV-1 RT are referred to here as template-analog RT inhibitors (TRTIs). The presence of a large surface on RT for binding TRTIs may require multiple mutations to generate resistance, reducing the likelihood that a TRTI-resistant variant will emerge. Additionally, since the TRTI- and templateprimer-binding surfaces overlap, mutations that confer TRTI resistance will likely target the template-primer-binding cleft and may incapacitate RT. In order to determine the consequences of TRTI resistance to RT function and to HIV replication, we isolated two HIV-1 RT mutants displaying resistance to the DNA aptamer RT1t49 (31) via a phenotypic screen of a library of random mutations. Single mutations conferred low-level resistance, while multiple mutations were necessary for high-level resistance. Interestingly, both mutations that conferred resistance to RT1t49 lie close to a key functional element of HIV-1 RT, the minor groove binding track (MGBT) (8), and cause severe defects in RT polymerase processivity. Cell culture virus replication studies showed that the mutations, singly or together, cripple the virus, precluding their emergence in vivo. Isolation of TRTI-resistant RT mutants. We sought mutants of HIV-1 RT that were resistant to inhibition by the DNA aptamer RT1t49. The secondary structure of RT1t49, as proposed by Schneider et al. (31), is shown in Fig. 1, top. RT1t49 binds HIV-1 RT with high affinity (Kd ⫽ 4 nM) and potently inhibits its activity. A random library of mutations (at amino acid residues 1 to 312) generated by error-prone PCR (26) in a bacterial HIV-1 RT expression vector, pHRTRX2 (34), was screened via the in situ colony-screening assay as previously described (29, 30) for RDDP activity in the presence of 25 nM

Due to its central role in human immunodeficiency virus type 1 (HIV-1) viral replication, reverse transcriptase (RT) is a major target for antiviral chemotherapy. Most drug combinations used currently in highly active antiretroviral therapy (HAART) for AIDS include at least one anti-RT drug. While HAART can often suppress viral replication to undetectable levels, it does not prevent the emergence of drug-resistant variants (18). Despite the availability of two classes of anti-RT drugs, development of new, more potent, and less toxic anti-RT drugs remains a crucial goal. Among new agents that potently block HIV-1 replication are nucleic acid-based inhibitors that target reverse transcription, such as tRNA decoys (27), antisense (10) and phosphorothioate nucleic acids that bind tRNA3Lys (14), and aptamers that mimic RT’s nucleic acid substrate (35). High-affinity DNA and RNA ligands, or aptamers, were isolated via the systematic evolution of ligands by exponential enrichment (SELEX) procedure (36) for a number of HIV targets, including the integrase (1), nucleocapsid (9), Tat (37), Rev (17, 21), and RT proteins (31, 35). Aptamers targeting HIV-1 RT bind with high affinity and potently inhibit its RNAdependent DNA polymerase (RDDP) activity (31, 35). This inhibition is selective to HIV-1 RT, with no effect on the activities of related RTs such as those of avian myeloblastoma virus RT and Moloney murine leukemia virus RT (31). The X-ray crystal structure of HIV-1 RT complexed with an RNA aptamer shows that the aptamer-binding surface partially overlaps the binding surface of template-primer substrates (20). Furthermore, the inhibition of RDDP activity by such * Corresponding author. Mailing address: Department of Microbiology and Immunology, Albert Einstein College of Medicine, 1300 Morris Park Ave., Room GB 401, Bronx, NY 10461. Phone: (718) 430-2517. Fax: (718) 430-8976. E-mail: [email protected]. 4068

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FIG. 2. Electrophoretic mobility shift assays to determine RT1t49binding affinities of WT and mutant RTs. Note that the concentrations of the mutant RTs ranged from 0 to 100 nM, while that of the WT enzyme ranged from 0 to 10 nM. The migration positions of both free and complexed DNA aptamer RT1t49 are indicated on the right of the panel. All reactions were resolved by nondenaturing 8% PAGE.

FIG. 1. (Top) Proposed secondary structure of DNA TRTI RT1t49 (31) (reprinted with permission from the American Chemical Society). (Bottom) Location of the N255 and N265 residues near the templateprimer. Ribbon diagram of helix H and I relative to template-primer, showing the location of residues in RT1t49 with resistance mutations in the ␣H helix of the thumb subdomain. N255 and N265 are located near the MGBT (8). The illustration was created with the program SETOR (16) by using the X-ray crystallographic coordinates of a trapped catalytic complex of HIV-1 RT with the DNA templateprimer and ddTTP (19).

RT1t49: a concentration that inhibits wild-type RT RDDP activity to 肁95% in vitro. From among ⬃50,000 colonies screened, we isolated two clones. Sequence analysis of the entire RT revealed that each clone carried a single base change, AAT3GAT, leading to a substitution of aspartate (D) for asparagine (N) at either codon 255 or 265 of HIV-1 RT. Residues 255 and 265 are found within the ␣H helix of the thumb subdomain, which forms a track for the minor groove of the template-primer duplex during enzyme translocation (Fig. 1, bottom) (8, 13). The surface of ␣H helix facing the dsDNA minor groove makes numerous contacts with the template and primer two to six base pairs from the active site and has been shown to play an important functional role in HIV-1 RT template-primer-binding, translocation, and frameshift fidelity (6– 8). Biochemical properties of TRTI-reistant mutant RTs. In order to evaluate the influence of N255D and N265D substitutions on RT function, we generated the purified heterodimeric RTs containing each of the mutations separately or together in the p66 subunits, as described previously (23). The

enzymatic activities of the mutant RTs in steady-state nucleotide incorporation assays, using poly(rA)-oligo(dT) templateprimer, were found to be not severely affected (Vmax/Km.dTTP values being 1.2, 0.8, 0.45, and 0.52 for the wild type [WT]and for the N255D, N265D, and Dbl mutants, respectively). We also determined the Km for 16S rRNA annealed to a DNA primer (VP200) and found that the mutant RTs’ abilities to interact with normal template-primer were minimally affected, with the Km.T-P values being 6.5 nM (WT), 17.2 nM (N255D), 7.7 nM (N265D), and 37.3 nM (Dbl), respectively. As these data show, the Km.T-P values are within sixfold of that of the WT enzyme. We determined the degree of resistance conferred by each of the two mutations, using 16S rRNA annealed to a DNA primer (corresponding to nucleotides 885 to 906 of 16S rRNA) as template-primer, as described previously (23). In reactions using increasing amounts of RT1t49, the N255D and N265D substitutions each conferred low-level resistance (50% inhibitory concentration [IC50] of 7.9 nM and 17.4 nM compared to 1.6 nM displayed by WT RT) of about 5- and 11-fold increase, respectively, over that of WT RT. The N265D substitution consistently conferred a higher level of resistance to RT1t49 than N255D on all template-primers tested (data not shown). Interestingly, when placed together, the two mutations acted synergistically in conferring an approximately 150-fold resistance compared to that of the WT enzyme (IC50 of 245 nM). Thus, single mutations conferred low-level resistance to the DNA TRTI RT1t49, while multiple mutations are needed for high-level resistance. Resistance is due to reduced affinity to RT1t49. For a competitive inhibitor, resistance is mediated by reduced binding. To test possible alterations in binding affinities, we performed electrophoretic gel mobility shift analyses with purified WT and mutant RTs (Fig. 2). Increasing concentrations (0.1 nM to 2.0 ␮M) of WT and mutant RTs were incubated at 25°C for 10 min with 5⬘-32P-labeled RT1t49 in 50 mM Tris-Cl, pH 8.0, 25 mM KCl, 10% glycerol, and 1 mM dithiothreitol. When the reaction mixtures were electrophoresed on a nondenaturing polyacrylamide gel electrophoresis (PAGE) gel (8% polyacrylamide [8% PAGE]), increasing the ratio of WT RT to that of

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FIG. 3. Replication kinetics of viruses carrying TRTI resistance mutations. Jurkat T cells were infected on day 0 with a WT HIV-1 R3B virus or with viruses carrying RT mutations shown to confer resistance to TRTIs in vitro. Aliquots of culture supernatant were collected every day for 21 days to monitor viral replication, and equivalent amounts of RPMI 1640 were added to the cultures to replace the volumes removed. Viral production was monitored by measuring the concentration of HIV-1 p24 antigen in the culture supernatant. Viral input was normalized according to the HIV-1 p24 antigen content of transfected 293T cell supernatants.

the 5⬘-P32-labeled RT1t49, resulted in a shift of the free RT1t49 into a slower-migrating complex. In contrast, at the same protein concentrations, the N255D, N265D, and Dbl mutant RTs failed to form comparable amounts of this complex (Fig. 2). Phosphorimaging analysis of the gels helped us quantitate the shifted complexes and determine the dissociation constants (Kd) for each enzyme-RT1t49 complex. The WT RT had the highest affinity (Kd of 0.8 ⫾ 0.05 nM). The N255D and N265D mutant RTs displayed 57- and 115-fold higher Kd values than WT RT with RT1t49 (Kd values of 45.4 ⫾ 5.6 nM and 91.8 ⫾ 3.9 nM, respectively). Taken together, the two mutations led to a greater than 2,500-fold increase in the Kd compared to that for the WT enzyme (Kd ⫽ ⬎2,000 nM). Even at the highest concentration of enzyme tested (2.0 ␮M), no more than 20% of the DNA aptamer was found to be in complex with the Dbl mutant RT (T. S. Fisher and V. R. Prasad, unpublished results). The loss of affinity of mutant RTs to the aptamer DNA is not due to nonspecific loss of nucleic acid binding, as shown by the facts that the mutant RTs display robust enzymatic activities and their Km values for normal template-primers, presented above, were all within sixfold of each other. Thus, it appears that there is a direct correlation between TRTI binding and sensitivity to inhibition by RT1t49. Effects of mutations on viral infectivity and replication kinetics. Since the TRTI resistance mutations were shown to be located within the template-primer-binding tract, these mutations could affect RT function and, hence, viral replication. Therefore, we introduced N255D and N265D mutations singly or together (Dbl) into the full-length infectious molecular clone, HIVR3B. To generate viral stocks, 293T cells (3 ⫻ 106) were transfected with HIVR3B DNA by lipofection (GenePORTER; Gene Therapy Systems, San Diego, Calif.). Fortyeight hours posttransfection, culture supernatants were tested for p24Gag protein production by using the HIV-1 p24 enzymelinked immunoassay (ELISA) (NEN Life Science Products, Boston, Mass.). We assessed the effect of HIV-1 RT TRTI resistance mutations on viral replication in cell culture. Jurkat T cells (106), maintained in RPMI 1640 medium, were infected with equal amounts of virus (40 ng of p24 each), and the kinetics of viral growth were monitored for up to 21 days

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postinfection via ELISA. Viruses containing the TRTI resistance mutations grew much less efficiently than WT virus in T cells. Twenty-one days after infection, we observed that all three viruses showed no signs of viral replication (Fig. 3). These results indicate that mutations in HIV-1 RT that confer resistance to RT1t49 also cause a severe reduction in viral infectivity and replication in cell culture. Biochemical defects resulting from TRTI resistance mutations. Since the TRTI-resistant RT mutants were isolated based on biochemical function, the molecular defect responsible for a compromised replication of viruses containing the same mutations is not due to a gross defect in polymerase activity. Therefore, we wished to determine whether specific polymerase properties of RT were defective. Since the ␣H helix of HIV-1 RT is known to play an important role in processive DNA synthesis (7), we asked whether the severe defect of viruses carrying TRTI resistance mutations was possibly due to processivity defects. We tested the processivity of WT and mutant enzymes by using an M13 singlestranded DNA template annealed to 5⬘-P32-labeled sequencing primer ⫺47 (New England Biolabs, Beverly, Mass.). For each set of reactions, equal inputs of the different enzymes (1 U each) were used. To detect single-cycle polymerization efficiency, an enzyme trap [poly(rA)-oligo(dT)] was included to prevent rebinding of dissociated RT molecules. Reaction mixtures containing RT and 5 nM template-primer were preincubated for 5 min at 37°C, and polymerization was initiated by the addition of 50 ␮M dinucleoside triphosphates (dNTPs) and a 20-fold molar excess of poly(rA)-oligo(dT) trap (37°C for 15 min). Under these conditions, each band detected by denaturing PAGE should be the product of a single cycle of binding, elongation, and dissociation. The trap effectiveness was determined by preincubating RT with trap and then starting the reactions by the addition of dNTPs and template-primer. Such reactions led to no primer extension (data not shown). In parallel assays that facilitated multiple rounds of synthesis, only WT RT produced products longer than 600 nucleotides (nt) (Fig. 4, lane 1). Although neither N255D RT nor N265D RT yielded DNA products comparable to those by WT, they both generated products longer than 300-nt under these conditions (Fig. 4, lanes 2 and 3). However, under conditions of single-cycle polymerization, both single mutants had severe defects in processivity compared to WT RT (Fig. 4, lanes 5 to 7). In single-cycle reactions, WT RT synthesized products longer than 500 nt, in comparison to few products of 100 and 130 nt for N255D and N265D mutant RTs, respectively. In contrast, the Dbl mutant RT displayed little to no DNA-dependent DNA polymerase activity (Fig. 4, lane 8). Even when multiple rounds of polymerization were allowed, the Dbl enzyme was predominantly blocked after extending the primer only ⬃150 nt (Fig. 4, lane 4). Altogether, the TRTI-resistant RTs appeared to dramatically lower HIV-1 RT processivity. We have described data showing that mutations conferring in vitro resistance to the TRTI RT1t49 can be generated via an in situ phenotypic screen. The SELEX procedure favors aptamers that bind their target with the highest binding affinity. HIV-1 RT aptamers tend to display extraordinarily high affinity (Kd, ⬃25 pM) (22). It has been argued that resistance to aptamers will be hard to achieve, since the target protein has multiple contact points for the ligand distributed over the en-

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FIG. 4. Processivity of WT and TRTI-resistant HIV-1 RTs. Products synthesized by enzymes in multiple rounds (⫺trap) or in a single processive cycle (⫹trap) are shown. Reaction mixtures contained the M13mp18 template annealed to the ⫺47 primer, RT heterodimer, and dNTPs. The positions of size standards are indicated on the right. Reaction products were resolved by denaturing 5% PAGE.

tire binding pocket (35). Therefore, resistance to such compounds would likely require multiple mutations or would need to target residues that serve as pivotal contact sites between RT and its nucleic acid substrate. Consistent with this idea, mutations conferring resistance to the TRTI RT1t49 were

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found within a crucial structural element of the template cleft, the MGBT (Fig. 1, bottom). In addition, our findings suggest that single mutations, in fact, are not able to confer significant levels of resistance in vitro. When growth curves of mutant viruses were determined in T-lymphoid cells, all mutant viruses produced very low to undetectable levels of p24 in the medium, indicating severe replication defects (Fig. 3). Mutations within HIV-1 RT that confer high-level resistance to TRTIs (Dbl) result in the greatest defect in both the biochemical function of the resistant enzyme (overall activity as well as processivity) and in the replication competence of viruses carrying such mutations. We have investigated the RT defects that likely result in severely compromised virus replication. Both N255 and N265 are within the ␣H helix of the thumb subdomain thought to form part of the MGBT (8), or translocation track (13), which facilitates processive RT movement along the template-primer duplex. The MGBT consists of residues Q258, I94, G262, W266, and Q269, and mutation at these residues is accompanied by a decrease in template-primer-binding affinity, processivity, and frameshift fidelity (6–8). Similar to MGBT mutations, the TRTI resistance mutations isolated in this study resulted in a severe defect in processivity (Fig. 4). Reduced processivity (3, 32) due to the didanosine resistance mutation L74V or the lamivudine resistance mutation M184V has previously been shown to affect HIV replication. In comparison, RTs resistant to the DNA TRTI RT1t49 displayed much lower processivity than either the didanosine-resistant L74V or lamivudine-resistant M184I/V RTs (Fig. 4) (3, 32). Therefore, it is not surprising that viruses expressing RTs containing TRTI resistance mutations were severely defective for infectivity and replication. Based on our results, we speculate that a key problem in developing anti-HIV agents, that of viral resistance, is less likely to be a problem in the case of TRTIs caused by perturbation of critical functions intrinsic to HIV-1 RT. It remains to be seen whether mutations conferring resistance to TRTIs targeting nonessential regions of the template-binding cleft can arise. Although our results are promising, in order for TRTIs to effectively function as anti-HIV inhibitors, both their in vivo stability and delivery must be addressed. In recent years, several strategies have been developed to increase the in vivo stability of DNA- and RNA-based inhibitors (2, 28). These techniques have resulted in several thousandfold increases in the stability of RNA and DNA aptamers in serum and cellular extracts. There has also been considerable interest in delivering nucleic acid-derived drugs in vivo. For example, liposomes have been used effectively to deliver both traditional anti-HIV agents such as HIV protease inhibitors and nucleoside RT inhibitors, as well as nucleic acid-based inhibitors, including an anti-HIV ribozyme and an anti-Rev aptamer, into HIV-infected cells (15, 25). Alternatively, gene delivery approaches that are being developed for the expression of therapeutic nucleic acids within hematopoietic stem cells may lead to the development of HIV-1 RT-specific RNA aptamers as potent anti-HIV agents (4, 5, 24, 33). By combining both the potent inhibition of reverse transcription with a built-in mechanism for TRTI resistance, leading to a loss of viral fitness with these strategies, TRTIs have potential as anti-HIV inhibitors.

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