Natural Killer Cells in Pregnancy and Recurrent Pregnancy Loss ...

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Endocrine Reviews 26(1):44 – 62 Copyright © 2005 by The Endocrine Society doi: 10.1210/er.2003-0021

Natural Killer Cells in Pregnancy and Recurrent Pregnancy Loss: Endocrine and Immunologic Perspectives Chrysoula Dosiou and Linda C. Giudice Division of Endocrinology and Metabolism (C.D.), Department of Medicine; and Division of Reproductive Endocrinology and Infertility (L.C.G.), Department of Obstetrics and Gynecology, Stanford University Medical Center, Stanford, California 94305 The endocrine system and the immune system interact closely during implantation and maintenance of pregnancy. One of the most striking examples of this communication is at the level of the decidua (endometrium of pregnancy). Here, under the influence of sex steroids, there is a dramatic increase of a unique population of lymphocytes, the uterine natural killer (uNK) cells, in early pregnancy. These cells derive predominantly from a subset of peripheral blood NK cells, which under hormonal influence gets recruited to the uterus. In mice, uNK cells play an important role in the development of placental vasculature. The role of these cells in human pregnancy is still not definitively established; however, they are believed to

promote placental and trophoblast growth and provide immunomodulation at the maternal-fetal interface. In contrast to their presumptive role in the maintenance of a healthy pregnancy, uNK cells and peripheral NK cells are dysregulated in unexplained recurrent pregnancy loss. Herein, we review NK cell populations, their changes in number and function in altered endocrine environments during the menstrual cycle and pregnancy, the current data on their potential role in unexplained recurrent pregnancy loss, and mechanisms for potential therapies targeted to NK cell function for this enigmatic disorder. (Endocrine Reviews 26: 44 – 62, 2005)

I. Introduction II. Peripheral NK Cells A. Phenotype B. Hormonal regulation C. Function III. uNK Cells: A Unique NK Cell Subset A. Phenotype B. Hormonal regulation C. Function IV. NK Cells in RPL A. Peripheral NK cells in RPL B. uNK cells in RPL C. A model of NK cell function in pregnancy vs. RPL D. NK cells and current RPL therapies V. Eye to the Future

I. Introduction

R

ECURRENT PREGNANCY LOSS (RPL) is defined as three or more consecutive spontaneous abortions (1). It affects about 1% of the child-bearing population (2) and presents couples with this disorder a formidable challenge in successfully having a family. There have been numerous proposed causes of RPL: parental chromosomal abnormalities, uterine anatomic anomalies, endometrial infections, endocrine etiologies (luteal phase defect, thyroid dysfunction, uncontrolled diabetes mellitus), antiphospholipid syndrome, inherited thrombophilias, and alloimmune causes (3). Several reviews on the clinical manifestations of RPL have recently been published (3, 4). Among the various proposed etiologies, only parental karyotype abnormalities, antiphospholipid syndrome, and uterine anatomic abnormalities are universally accepted (3). One of these causes can be identified in about 50% of patients (5); however, in the remainder, the cause is unknown (3). An immune-based etiology underlying unexplained RPL has been proposed; however, the exact mechanism has not been elucidated. Therefore, therapy so far has been empirical and not evidence-based, with no specific treatment of proven efficacy to date (3, 4). In the past decade, considerable effort has been made to identify cellular constituents and processes putatively underlying immune-based RPL. NK cells have been the cells most extensively studied, primarily because they constitute the predominant leukocyte population present in the endometrium at the time of implantation and in early pregnancy. This review critically examines the evidence for hormonal regulation of peripheral and uNK cells, the role of NK cells in pregnancy, and their putative role in unexplained RPL.

First Published Online September 8, 2004 Abbreviations: CSF, Colony-stimulating factor; ER, estrogen receptor; GM-CSF, granulocyte-macrophage CSF; GR, glucocorticoid receptor; hCG, human chorionic gonadotropin; HLA, human leukocyte antigen; IFN, interferon; IRF, IFN-regulatory factor; KIR, killer inhibitory receptor; LIF, leukemia inhibitory factor; M-CSF, macrophage CSF; MHC, major histocompatibility complex; MIP, macrophage inflammatory protein; NK, natural killer; PBMC, peripheral blood mononuclear cell(s); PIBF, progesterone induced blocking factor; PR, progesterone receptor; RCT, randomized controlled trial; RPL, recurrent pregnancy loss; Th, T helper; uNK, uterine NK; VEGF, vascular endothelial growth factor. Endocrine Reviews is published bimonthly by The Endocrine Society (http://www.endo-society.org), the foremost professional society serving the endocrine community.

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Dosiou and Giudice • NK Cells in Pregnancy and RPL

Endocrine Reviews, February 2005, 26(1):44 – 62 45

II. Peripheral NK Cells

HLA-A, HLA-B, and HLA-C expressed on any host cell; and 2) the CD94/NKG2 receptor, which recognizes the nonclassical MHC molecule, HLA-E (11).

A. Phenotype

NK cells comprise about 10 –15% of peripheral blood lymphocytes (6). They are a subset of lymphocytes with unique phenotypic characterization and functional properties. Their prototypic cell surface antigens are CD16 and CD56. CD16 is a low-affinity receptor for IgG complexes (FcRIII) and is expressed on the majority of NK cells as well as on neutrophils, a small T cell population, and some activated macrophages. CD16 is the receptor responsible for NK-mediated antibody-dependent cellular cytotoxicity. CD56 is an isoform of the neural cell adhesion molecule NCAM, expressed on essentially all NK cells, a small population of cytotoxic T lymphocytes, and some neural-derived tissues (7). Based on the intensity of CD56 expression, NK cells can be divided in two populations (8). The majority (about 90%) of peripheral blood NK cells are CD56dim and express high levels of CD16; the other 10% of peripheral blood NK cells are CD56bright and express low levels or no CD16 (8). CD56dim cells are more cytotoxic, whereas the CD56bright subset is the main source of NK cell-derived immunoregulatory cytokines (8). A comprehensive review of these two NK populations, their distinct phenotypes, and immunoregulatory functions is discussed elsewhere (8). Some receptors expressed nearly universally on NK cells include CD2, CD7, CD11b, CD18, CD38, CD45, and the IL-2R␤ (Table 1). A variety of other antigens such as CD57, CD44, CD25, c-kit, IL-1RI, CXCR3, CXCR1, CD62L, and others are differentially expressed among NK cell subsets (7, 8). The actions of NK cells are finely regulated via a network of activating and inhibitory receptors. Several activating NK cell receptors have been identified including CD16, killer inhibitory receptor (KIR)2DS, and NKp46 (9). Upon interaction with their ligands [IgG for CD16, human leukocyte antigen (HLA)-C for KIR2DS, and unknown ligand for NKp46], these receptors transduce activating signals through transmembrane adaptor proteins such as CD3␨, Fc⑀RI␥, and DAP12 (9, 10). In addition to activating receptors, NK cells express a variety of inhibitory receptors that interact with class I molecules and deliver inhibitory signals to NK cells upon recognition of major histocompatibility complex (MHC)-I-bearing targets. Such receptors have been recently identified and consist of: 1) the KIRs, which recognize mainly TABLE 1. Expression of surface antigens on NK cells Antigen

Peripheral NKa (CD56dim)

uNKa (CD56bright)

CD2 (early T cell marker) CD7 (early T cell marker) CD18 (integrin) CD16 (NK marker) CD45 (hematopoietic cell) CD56 (NK marker) CD57 (NK marker) CD62L (adhesion molecule) CD69 (activation marker) KIR (NK marker) c-kit (cytokine receptor) IL-2 R␤ (cytokine receptor)

⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹/⫺ ⫺ ⫹ ⫺ ⫹

⫹ ⫹ ⫹ ⫺ ⫹ ⫹ ⫺ ⫺ ⫹ ⫹ ⫹ ⫹

a

Predominant population is described (7, 8, 63, 65).

B. Hormonal regulation

1. Changes during the normal menstrual cycle and pregnancy in humans. There are no significant changes in the numbers of peripheral NK cells between the follicular and the luteal phases of the menstrual cycle in women (12, 13). Studies investigating changes in peripheral NK cell activity during the menstrual cycle have been equivocal, showing either no change during the cycle (13) or a reduction of NK cell activity in the luteal phase that is, however, unrelated to progesterone levels (14). During normal human pregnancy, peripheral blood NK cells decrease in number, mainly as a result of a decrease in the CD16⫹ subset (15, 16). In addition, peripheral NK cells from pregnant women exhibit decreased lytic activity compared with NK cells from controls (17). Furthermore, there is increased expression of inhibitory receptors (various KIRs including CD94/NKG2A) among peripheral T cells and NK cells in the first weeks of pregnancy, reaching a maximum within the third month of gestation, with a subsequent decline to basal levels by the end of pregnancy (18). The changes in peripheral NK cell numbers, phenotype, and activity during pregnancy suggest that NK cells are hormonally regulated. Candidate hormones for such regulation include estrogen, progesterone, and prolactin. Herein, we review the experimental evidence for such hormonal regulation, because abnormalities in this process may be underlying the changes occurring in the NK cell population in RPL. 2. Studies with estrogen in mice. Initial in vivo studies on the effects of 17␤-estradiol on castrated mice showed significant inhibition of NK cell activity after continuous sc exposure to estrogen for at least 4 wk (19, 20). This was believed to be due to decreased generation of NK cells from the bone marrow (19, 20). Direct addition of 17␤-estradiol (102 to 104 ng/ml) to lymphocytes of untreated mice in vitro did not suppress killing (19). Additional in vivo studies in mice confirmed such a suppression of NK cell activity by estrogens, which also correlated with enhancement of tumor growth or metastasis in estrogen-treated animals (21–23). A recent study of ovariectomized mice treated with estrogen confirmed the above results by demonstrating that purified splenic NK cells had a significant reduction in cytotoxicity compared with control ovariectomized animals (24). The fact that these authors, in contrast to the previous studies, used purified NK cells in their cytotoxicity assays allowed them to attribute the decreased cytotoxicity to a decrease in individual NK cell activity and not to changes in the numbers of NK cells (24). Finally, studies by Screpanti et al. (25) in mice receiving injections of 17␤-estradiol every other day concluded that duration of treatment determines the direction of regulation, with initial stimulation of NK cell activity, followed by suppression after 1 month of treatment. 3. In vitro studies with estrogen, progesterone, and prolactin. In vitro studies with estradiol have yielded slightly different

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Endocrine Reviews, February 2005, 26(1):44 – 62

results. When the effects of 17␤-estradiol (10⫺8 to 10⫺6 m) on the human NK cell line YT-N17 (which resembles uNK cells rather than peripheral NK cells in phenotype) were studied, proliferation and NK cell activity were enhanced rather than suppressed (26). Baral et al. (27), in in vitro studies of mouse spleen NK cells against the YAC-1 murine lymphoma target, showed that incubation with estradiol (1 ␮m) resulted in target sensitization together with effector cell inhibition, resulting overall in no change in cytolytic activity. Similarly, incubation of human peripheral blood lymphocytes with estrone, 17␤-estradiol, or estriol had no effect on NK cell activity (28). In summary, in vivo animal experiments have shown an inhibitory role of estrogen on peripheral NK cell lytic activity, which is partly due to suppression of NK cell output by the bone marrow and partly due to suppression of individual NK cell cytotoxicity. However, in vitro studies so far have failed to show conclusively a direct effect of estrogen on NK cells. Progesterone has long been considered “nature’s immunosuppressant” (29). Early studies suggested a dose-dependent decrease in peripheral NK activity by progesterone, with lymphocytes of pregnant women being the most sensitive targets of cytotoxicity suppression by progesterone at concentrations of 40 –500 nm (30). Subsequent experiments by Sulke et al. (31) showed some inhibition of lymphocyte cytotoxicity by estradiol and progesterone that was significant at supraphysiological hormone levels but was attributed by the authors to a nonspecific effect of the solvent ethanol. Uksila (28) showed no effect of progesterone (1–1000 nm) or estradiol (1–1000 nm) on NK cell activity. In a more recent study by Inoue et al. (32), culture of peripheral blood mononuclear cells (PBMC) with progesterone (10⫺6 m) had no effect on CD56⫹ proliferation. However, additional studies of peripheral blood lymphocytes using higher progesterone concentrations such as those present at the maternal-fetal interface (10⫺5 m) showed significant inhibition of lymphocyte proliferation in vitro, an effect not observed with lower progesterone concentrations (33). Furthermore, RU 486, a potent antiprogestin, has been shown to significantly augment NK cell cytolytic activity in vitro; this down-regulation is effectively blocked by progesterone at a concentration of 25 ␮m (34). The discrepancies in the above studies may be attributable to the different doses of progesterone used. At the progesterone concentrations believed to be present in the uterus [up to 10⫺5 m at the maternal-fetal interface (35)], studies consistently show inhibition of lymphocyte proliferation (33) and inhibition of NK cytolytic activity in vitro (34). Prolactin is another hormone that has been implicated in the regulation of the immune system. Hyperprolactinemic states in vivo have been associated with either normal or depressed NK cell numbers and activity (36, 37). In vitro, prolactin stimulates peripheral NK cell proliferation and response to IL-2 at physiological concentrations, but inhibits response to IL-2 at high concentrations (38). This may explain the above observation of depression of NK cell numbers/ activity in hyperprolactinemic states in vivo. The prolactin receptor has been identified in peripheral NK cells in the rat (39) and human (40). The exact role of prolactin in NK cell regulation is unknown. Studies of PRL⫺/⫺ and PRLR⫺/⫺


mice suggest that prolactin is not essential in the development of the immune system and effective immune response in the mouse (41, 42); however, in those knockout mice different cytokines may compensate for the absence of prolactin and/or its receptor, and additional studies (e.g., reconstitution or replacement) are warranted. 4. Potential mechanisms. The effect of hormones on peripheral NK cells could be either direct, through receptors on NK cells, or indirect, through action on neighboring cells. a. Direct NK cell effect. In studies of peripheral NK cells, estrogen receptor ␣ (ER␣) and ER␤ have been recently identified in splenic NK cells in the mouse (24). When ER␣knockout mice were treated with high doses of estradiol, they showed similar decrease in NK cell activity to controls, arguing for a role of ER␤ or a novel receptor in mediating an inhibitory estrogen action on NK cells (24). On the other hand, there is evidence to suggest that estrogen may have an indirect stimulatory effect on NK cells, likely through action on ER␣-expressing T cells, as discussed in Section II.B.4.b. The overall effects of estrogen on NK cells are likely multifactorial, therefore, and depend on the type of cell affected as well as the kind of ER expressed by that cell. Review of the literature suggests that expression of progesterone receptors (PRs) by peripheral NK cells has not been examined. It is possible that progesterone action on NK cells is not through a classical steroid receptor pathway, but rather through direct effects on voltage-gated and calcium-activated K⫹ channels. The latter have been demonstrated to mediate the immunosuppressive effect of progesterone on T lymphocytes (43). It has also been suggested that the action of progesterone on T cells may be partly through the glucocorticoid receptor (GR) (44); such a mechanism is also possible in uNK cells, which express GR (45). Finally, progesterone may exert its actions through membrane receptors, which have been recently identified in spotted sea trout oocytes, but not yet identified in the immune system (46). b. T lymphocytes. In addition to direct effects of the hormonal system on NK cells, hormones could influence NK cells indirectly, via action on other cells that serve as intermediaries. In the periphery, the intermediaries could be T lymphocytes. T helper (CD4⫹) lymphocytes can be classified as either T helper 1 (Th1) or Th2, depending on their cytokine profile and their function (47– 49). Th1 cells predominantly produce interferon-␥ (IFN-␥), IL-2, and TNF-␤ and are involved in cell-mediated immunity. Th2 cells produce IL-4, IL-5, IL-6, IL-10, and IL-13 and stimulate humoral immunity. Th1 cytokines inhibit Th2 cell proliferation, whereas Th2 cytokines block activation of Th1 cells (48). It is known that progesterone can directly affect T cell differentiation in vitro, suppressing development of the Th1 pathway and enhancing differentiation along the Th2 pathway (44). Th2 cytokines are believed to have various effects on NK cells, including inhibition of NK cell binding and cytotoxicity to vascular endothelium (50), inhibition of NK cell proliferation (51), and skewing of NK cell cytokine production toward a Th2 phenotype (52, 53) (Fig. 1). Furthermore, in response to progesterone, ␥␦ T cells produce progesterone-induced blocking



FIG. 1. A model of hormonal regulation of NK cells in pregnancy. In pregnancy, progesterone causes a decrease in peripheral NK cell numbers, activation, and cytotoxicity via direct action on NK cells and/or through promoting Th2 cytokine and PIBF production by T cells. It also facilitates NK cell homing to the endometrium, via inducing expression of homing receptors and addressins on peripheral NK cells and the endometrium, respectively, and possibly through induction of VEGF and MIP-1␤ expression by the endometrium. Endometrial stromal cells, under the influence of progesterone, produce IL-15, prolactin, and likely other unidentified factors, which may regulate uNK cell proliferation, differentiation, and production of cytokines and other molecules that support placental and trophoblast development and promote local immunomodulation. E, CD56bright CD16⫺ NK cells; , CD56dim CD16⫹ NK cells.

factor (PIBF) (54), which has been shown in mice to inhibit NK cell activity and have antiabortive effects (55). PIBF has been recently cloned and has been shown to enhance IL-10 production and suppress IL-12 production by human peripheral lymphocytes as well as to inhibit NK cytotoxic activity in vitro (56). In contrast, the effects of estrogen on T cells should theoretically result in NK cell stimulation rather than inhibition. In a recent study involving ER␣-knockout mice, estradiol has been shown to selectively enhance the development of IFN-␥-producing T cells through an ER␣-dependent mechanism (57). In fact, estrogen is known to increase activity of the IFN-␥ promoter and cause increased expression of IFN-␥ mRNA in concanavalin A-treated murine spleen cells (58). Through promoting IFN-␥ production by T cells, estrogen may, therefore, enhance peripheral NK cell function. This effect has not been observed in vivo in the studies described above; however, it is possible that the indirect stimulatory effect of estrogen is overridden by its direct inhibitory effect on NK cell activity. In summary, there is some evidence of hormonal regulation of peripheral NK cells (Fig. 1). This regulation may occur through direct actions of estrogen through ERs in peripheral NK cells, through direct actions of progesterone via an as yet unidentified receptor or receptor-independent mechanism, or through indirect pathways. These would involve progesterone action on peripheral T cells which could act through cytokines on peripheral NK cells. Still, the exact pathways of hormonal regulation of NK cells are a subject for future research.

C. Function

A defining characteristic of NK cells is their ability to lyse target cells without prior sensitization and without restriction by HLA antigens. Their functions involve: 1) antiviral activity; 2) anti-neoplastic activity; 3) regulation of hematopoiesis; and 4) graft-vs.-leukemia effect after bone marrow transplantation (6). Under resting conditions, peripheral NK cells express few cytokines; however, they can be induced to express granulocyte-macrophage colony-stimulating factor (GM-CSF), macrophage CSF (M-CSF), IL-3, IFN-␥, TNF-␣, and TNF-␤ with various stimuli (59 – 61). Soluble mediators such as TNF-␣ and IFN-␥, secreted by activated NK cells, play important roles in induction of apoptosis and additional regulation of the immune response, respectively (6). NK cell function is mainly regulated by IL-2 and IFN-␥. IL-2 causes both NK cell proliferation and enhanced cytotoxicity. IFN-␥ augments NK cytolytic activity, but does not cause NK proliferation. The two cytokines act synergistically to augment NK cytotoxicity (6). III. uNK Cells: A Unique NK Cell Subset

Human uterine endometrium hosts a significant number of leukocytes, the percentage and phenotype of which change during the menstrual cycle. Leukocytes account for about 10% of stromal cells in the proliferative phase, 20% in the secretory phase, and 30% of endometrial stromal cells in early pregnancy (decidua) (62). The largest leukocyte pop-

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ulation in the endometrium consists of NK cells named large granulated lymphocytes. These cells comprise over 70% of endometrial leukocytes in first trimester decidua (62). A. Phenotype

uNK cells resemble the dominant CD56 population of peripheral blood NK cells in some phenotypic characteristics; however, they have some phenotypic and functional differences (Table 1). They express CD56 as well as the killer activatory and inhibitory receptors, but lack expression of other typical NK markers such as CD16 or CD57 (63). They express early T cell markers such as CD2 and CD7, integrins such as CD11a and CD18, and IL-2R␤ (64, 65). In addition, in contrast to the majority of peripheral NK cells, uNK cells express CD69, an early activation marker (64, 65). Given the high levels of CD56 expression in uNK, it has been suggested that they derive from the small CD56bright population in peripheral blood. There are some phenotypic differences between these two populations, most notably, uNK are KIR⫹, CD69⫹, CD62L⫺, whereas CD56bright peripheral NK cells are KIR⫺, CD69⫺, and CD62L⫹ (reviewed in Ref. 66). A recent microarray analysis comparing gene expression between the dominant uNK population (CD56bright) in the decidua with the CD56bright and CD56dim peripheral NK cell subsets identified significant differences, including selective expression of CD9, galectin-1, and glycodelin, in the decidual NK population but not in peripheral blood NK cells (67). uNK cells also were found to express significantly higher levels of multiple other genes, including tetraspanins, integrins, lectin-like receptors, and KIRs compared with peripheral CD56bright cells (67). This important study has provided an opportunity to mine functional differences of the CD56bright uNK and CD56bright peripheral blood populations. B. Hormonal regulation

1. Changes during the normal menstrual cycle and pregnancy in humans. Several changes occur in uNK cells during the normal menstrual cycle and human pregnancy. First, there is a significant increase in the number of uNK cells throughout the secretory phase, which peaks in early pregnancy when uNK cells comprise about 75% of uterine leukocytes (62). At the same time, as described above, the proportion of leukocytes in the endometrial stromal cell population more than triples between the proliferative phase and early pregnancy decidua (62). Second, uNK cell phenotype changes during the normal menstrual cycle and early pregnancy (68). Expression of the activation antigens CD69 and HLA-DR as well as of leukocyte function-associated antigen-1 molecules CD11a and CD18 is highest in the proliferative phase and decreases gradually during the menstrual cycle (68). Similarly, in pregnancy there is a decrease in expression of many markers of activation such as CD69, HLA-DR, as well as leukocyte function-associated antigen-1 and CD45RA by uNK cells (68). In addition, almost all uNK cells have been found to express one or more inhibitory receptors in early pregnancy (18).


2. In vivo mouse studies. Experiments in the mouse have shown that, at least in the murine model, the increase in uNK cell numbers during pregnancy is mainly due to recruitment of uNK cell precursors from the spleen, lymph nodes, and bone marrow, and not from self-renewal of the existing uNK population (69). The suggested mediators and intermediary cells involved in this process are discussed in Section III.B.4.c. Other in vivo studies of the role of estrogen and progesterone in the regulation of the uterine immune environment in PR knockout mice have demonstrated a general proinflammatory effect of estrogen, causing an influx of macrophages and neutrophils, which is antagonized by progesterone through its receptor (70, 71). The mechanism of such a progesterone-induced local immunosuppression is unclear. Hoxa-10, expressed by endometrial stromal cells under the influence of progesterone, has been recently implicated as an immunoregulatory mediator, because Hoxa-10 deficient mice exhibit, among other defects, significant proliferation of T cells in the periimplantation uterus (72). Whether and how the uNK cells contribute to the creation of a locally immunosuppressive environment and whether such activity is hormonally regulated has not been completely delineated. However, recent studies suggest both direct and indirect potential mechanisms of hormonal involvement, reviewed below (Section III.B.4.c). 3. In vitro studies. In vitro studies also provide supporting evidence for hormonal regulation of uNK cells. Culture of endometrial leukocytes in the presence of progesterone (10⫺8 to 10⫺6 m) results in expansion of the CD56⫹ population, whereas culture with prolactin, estradiol, or human chorionic gonadotropin (hCG) does not induce CD56⫹ cell proliferation (32). This study suggests that progesterone plays an important role in proliferation and differentiation of uNK cells (32). However, culture of highly purified endometrial CD56bright CD16neg NK cells with 17␤-estradiol or progesterone (10⫺6 m) has no effect on their proliferation, cytotoxicity, or IFN-␥ and TNF-␣ production (73). The discrepancy in the above studies could be due to an indirect effect of progesterone on uNK cells, via action on intermediary immune cells, such as T lymphocytes. Interestingly, no studies have examined the effect of progesterone on uNK at the highest progesterone concentrations (10⫺5 m), which are believed to be present in the uterus (35). Prolactin may also regulate uNK cell function and is discussed in Section III.B.4.c. 4. Potential mechanisms a. Direct uNK cell effect. In search of evidence for a direct hormonal effect on uNK cells, subsequent studies in the late 1990s attempted to identify the PR or ER␣ in human uNK cells but failed to do so (74, 75). However, after discovery of ER␤ in 1996, Henderson et al. (45) identified steroid receptor expression in purified uNK cells. These cells were shown to have mRNA for ER␤cx/␤2, ER␤1, and the GR, but were negative for ER␣ and PR, confirming previous reports (Table 2). With dual immunofluorescent localization, protein expression of ER␤1 and GR was verified in uNK cells (45). Despite this discovery, the role, if any, of ER in uNK remains unclear. ER expression by uNK precursor cells does not seem to be necessary for their homing and differentiation poten-



TABLE 2. Expression of hormone receptors on NK cells

Similar modulation of its expression may be present in uNK cells and awaits experimental validation. In addition to direct hormonal regulation of uNK cells, there may be indirect hormonal regulation of uNK cell function, through hormonal effects on intermediary cells. Two such cell types in the endometrial environment are good candidates as hormonal targets: T lymphocytes and endometrial stromal cells.

Peripheral NK uNK

ER␣/ER␤

PR

PRLR

GR

⫹/⫹ ⫺/⫹a

?b ⫺

⫹ ⫹

⫹ ⫹

PRLR, Prolactin receptor. Refs. 24, 39, 40, 45, 74, 75, and 92. a ER␤1⫹, ER␤cx/␤2⫹. b Not studied.

tial, because bone marrow from ER␣-knockout (␣ERKO) and ␤ERKO mice transplanted into RAG-2⫺/⫺/␥c⫺/⫺ mice, which lack all lymphocyte lineages, reconstitutes successfully the uNK population (76). Although the reconstituted uNK cells are capable of triggering appropriate modification of spiral arteries in the uterus (76), their functionality has not been fully assessed. Therefore, studies so far have not conclusively ruled out a role for ER in uNK cell function. One of the direct effects of female sex steroids on uNK cells may be regulation of gene expression of immunomodulatory proteins. As mentioned earlier, glycodelin is one of the genes selectively expressed by the human decidual NK population, and not by the peripheral CD56⫹ NK cells (67). Glycodelin is known to be a product of secretory endometrial glands, appearing first on the third day after the midcycle LH surge (d 16), whereas it is not expressed in proliferative endometrium (reviewed in Ref. 77). Its expression is believed to be up-regulated by progesterone, given its temporal regulation [expression 14.6 ⫻ higher on d 20 –24 compared with d 8 –10 of the cycle (78)], the presence of several progesterone response elements in its gene, and up-regulation in endometrial epithelial cells by progesterone in vitro (77). It is therefore likely that uNK cell production of glycodelin is increased by progesterone in the luteal phase of the cycle and in early pregnancy, providing another level of local immunosuppression at the maternal-fetal interface. It is also possible that other immunomodulatory substances produced by NK cells are also hormonally regulated. The expression of galectin-1, an immunosuppressant recently shown to be significantly up-regulated in the decidual NK population (67), is regulated by estrogen and progesterone in mouse uterine tissues (79).

b. T lymphocytes. T lymphocytes can regulate the cytokine environment in the endometrium. Th2 cytokines have also been shown to be present in periimplantation human endometrium (80) and at the maternal-fetal interface in the mouse (81), where they are believed to play a key role in the uterine cytokine network of pregnancy (63). Through promotion of a uterine Th2 environment, progesterone could indirectly affect uNK cell function, as described in Section II.B.4.b. c. Endometrial stromal cells. As described above, female sex steroids appear to regulate the number of uNK cells, as suggested by the temporal changes of uNK cell numbers during the menstrual cycle and pregnancy. The mechanism of this increase in uNK cell numbers has been addressed in both human and mouse models, and is likely the result of: 1) recruitment of peripheral NK cells to the uterus, and 2) proliferation of existing uNK cells (Table 3 and Fig. 1). Both of these processes involve endometrial stromal cells as intermediaries. Both human and animal studies support this hypothesis (see below). Human studies have suggested a potential role of macrophage inflammatory protein-1␤ (MIP-1␤) and vascular endothelial growth factor (VEGF) in the process of uterine recruitment of peripheral NK cells. MIP-1␤ is a chemokine with strong chemoattractant properties for peripheral blood NK cells. Progesterone is known to up-regulate production of MIP-1␤ in human endometrium (82). MIP-1␤ expression in human endometrium increases in the secretory phase, and there is strong correlation between its levels and the number of uNK cells (82). Furthermore, its secretion by cultured endometrial stromal cells can be induced in vitro by proges-

TABLE 3. Potential mechanisms of hormonal modulation of uNK cells Hormone

Progesterone

Estrogen

Prolactin

Mechanism

Study

bright

1. Promotion of CD56 NK cell homing to the uterus Enhancement of MIP-1␤ production by endometrial stromal cells Up-regulation of VEGF production by endometrial stromal cells Up-regulation of L-selectin and ␣4 integrin-dependent adhesion pathways for circulating CD56bright NK cells 2. Proliferation of endogenous uNK cells in situ Up-regulation of IL-15 production by endometrial stromal cells Up-regulation of cytokine production by endometrial lymphocyte populations that then induce uNK proliferation 3. Up-regulation of production of immunomodulatory molecules such as glycodelin by uNK 4. Induction of Th2 immune environment, resulting in alteration of uNK cytokine production and/or function Promotion of CD56bright NK cell homing to the uterus Up-regulation of L-selectin and ␣4 integrin-dependent adhesion pathways for circulating CD56bright NK cells

Kitaya et al., 2003 (82) Popovici et al., 2000 (85); Ancelin et al., 2002 (84) Chantakru et al., 2003 (86) Okada et al., 2000 (88); Verma et al., 2000 (89) Inoue et al., 1996 (32) Seppala et al., 2002 (77); Koopman et al., 2003 (67) Piccinni et al., 1998 (162)

Chantakru et al., 2003 (86)

Differentiation/maturation of uNK cells, possibly through stimulation of Ohteki et al., 1998 (94); Gubbay et al., 2002 (92) IRF-1 production by endometrial stromal cells, or via direct effect on uNK cells

50


terone. The specific receptor for MIP-1␤, CCR5, is strongly expressed by uNK, suggesting a functional role for MIP-1␤ as a chemoattractant for CD56bright NK cells to the uterus (83). All these features make MIP-1␤ an attractive candidate for uNK recruitment in human pregnancy (82). Progesterone has also been shown to stimulate VEGF and VEGF receptor expression by human endometrial stromal cells in an in vitro model of decidualization (84, 85). Through this mechanism, it may stimulate angiogenesis and increase tissue permeability of the secretory endometrium, facilitating peripheral NK cell homing (Fig. 1). In mouse models, both estrogen and progesterone have been shown to facilitate CD56bright cell homing to murine uterine tissue by up-regulating l-selectin and ␣4 integrindependent pathways, both on vascular endothelium and on the lymphocytes themselves (86). The role of MIP-1␤ in the mouse is less clear, however, because spleen cells from pregnant CCR5⫺/⫺ mice, which lack the receptor for MIP-1␤, can successfully reconstitute the uNK population in mice, suggesting that MIP-1␤ is not necessary for pre-uNK cell recruitment to the uterus in murine pregnancy (69). Under the influence of progesterone, endometrial stromal cells can also enhance proliferation and maturation of the existing uNK population through production of IL-15 and prolactin. It is known that IL-15 mRNA expression significantly increases during the secretory phase of the human endometrium, at the time of high progesterone levels (87). In in vitro studies of human endometrial stromal cells, incubation with either progesterone or a combination of progesterone and estradiol has resulted in enhancement of IL-15 production (88). Furthermore, human decidual NK cells express the IL-15 receptor and in response to IL-15 proliferate and augment their cytolytic activity against K562 (89). Because IL-2 is normally absent from the decidual microenvironment, it is likely that IL-15 is the cytokine responsible for uNK cell proliferation in vivo; it may therefore contribute to the increase in uNK cell numbers in the luteal and early pregnancy endometrium by stimulating uNK proliferation. Prolactin is produced by endometrial stromal cells between the midsecretory phase and menses, and in the event of pregnancy prolactin synthesis increases significantly to a peak around 20 –25 wk gestation (90). Expression of the prolactin receptor is localized to the stromal and glandular compartments and follows a similar temporal pattern as prolactin expression (91). It is therefore believed that the prolactin system plays an important role in implantation and the maintenance of pregnancy. The above pattern of expression coincides with the temporal increase in the numbers of uNK during the luteal phase and in pregnancy, suggesting a possible role of prolactin in that process. The exact function of prolactin on uNK cells remains to be defined, although it may regulate cell proliferation or NK maturation (92). These effects are likely through both direct and indirect mechanisms. Prolactin has been recently shown to induce phosphorylation of ERK in glandular epithelial cells and a number of endometrial cells including uNK cells (92). The prolactin receptor was identified in uNK cells by in situ immunofluorescence and in purified decidual NK cells by real-time PCR and Western blot analysis (92). Therefore, through inducing ERK phosphorylation directly on uNK cells, prolactin may reg-


ulate their differentiation and proliferation. In addition, prolactin stimulates production of IFN-regulatory factor-1 (IRF-1) by glandular epithelial cells (93). IRF-1 has been shown to be important for the maturation of peripheral NK cells (94) and is believed to be essential in supporting development of NK cells through transcriptional regulation of the IL-15 gene in the bone marrow microenvironment (95). However, the importance of IRF-1 regulation of IL-15 transcription in the uterus has recently been questioned in a mouse model, where the abnormalities seen in uNK cells in IRF-1⫺/⫺ mice (decreased in numbers, small, and hypogranular) were not reversed after treatment with IL-15 (96). Furthermore, IL-15 mRNA expression at implantation sites of pregnant IRF-1⫺/⫺ animals were similar to controls (96). IRF-1 may therefore affect uNK cell proliferation and maturation in other ways. Mechanisms such as up-regulation of addressins or other genes involved in uNK recruitment and homing to the uterus (e.g., vascular cell adhesion molecule) have been postulated (96, 97). Alternatively, IRF-1 could stimulate production of an as yet unidentified cytokine affecting uNK growth and development. Although the precise network of endometrial cytokines continues to be elucidated, a central role of prolactin in paracrine actions in human endometrium is intriguing and warrants additional investigation. Another member of the prolactin family, prolactin-like protein A, which is expressed by trophoblast cells, has been shown to bind to uNK cells in the rat and suppress cytolytic activities of a rat NK cell line in vitro (98). Its function in possible regulation of uNK cells in pregnancy also warrants additional investigation. In summary, there is considerable evidence of hormonal regulation uNK cells (Table 3 and Fig. 1). This regulation may occur through direct actions of estrogen through ERs that have been identified in uNK cells, through direct actions of progesterone via an as yet unidentified receptor or receptorindependent mechanism, or through indirect pathways. These could involve progesterone action on endometrial T cells and stromal cells. The latter could act through VEGF and MIP-1␤ to enhance recruitment of peripheral NK cells to the uterus, as well as through prolactin, IL-15, and other, as yet unidentified mediators to increase proliferation and differentiation of uNK cells (Fig. 1). Although these are attractive hypotheses, the exact pathways of hormonal regulation of NK cells remain to be delineated. C. Function

There are important functional differences between uNK and peripheral NK cells. In contrast to peripheral NK cells, decidual uNK cells exhibit weak lytic activity against the standard NK-sensitive target K562 (99, 100). However, they can be readily activated after IL-2 stimulation to kill effectively trophoblast cells, which are normally resistant to lysis (101). Finally, uNK cells express a different cytokine profile, compared with resting peripheral NK cells. mRNAs for granulocyte CSF, M-CSF, GM-CSF, TNF-␣, IFN-␥, TGF-␤, and leukemia inhibitory factor (LIF) have been found in decidual CD56⫹ cells (102, 103); in contrast, mRNAs for only TNF-␣ and TGF-␤1 are detected in peripheral blood NK cells in their resting state (102).


The exact function of uNK cells has not yet been unequivocally determined. In nonpregnant endometrium, there is a significant increase in the numbers of these cells from the midsecretory phase onward, where they are found close to stromal cells and around glands and blood vessels. Therefore, their involvement in the initiation of the process of decidualization has been suggested (104). In the absence of pregnancy, uNK cells undergo characteristic nuclear changes resembling apoptosis (105); it has therefore been proposed that their death may play an early role in endometrial breakdown occurring at menstruation (104, 105). During human pregnancy, they are found in close proximity to the implantation site, in close contact with the infiltrating extravillous trophoblast. Their increased numbers in early pregnancy, their hormonal dependence, and their close proximity to the infiltrating trophoblast all suggest that they play an important role in the regulation of the maternal immune response to the fetal allograft and the control of trophoblast growth and invasion during human pregnancy. In addition, studies of genetically modified mice as well as in vitro experiments suggest an important role of uNK cells in regulation of placental development. 1. Differences between human and mouse uNK cells. Some insights into the function of uNK cells have come from experiments in mice. It is important to note, however, that there are fundamental differences in uNK cells between mice and humans (reviewed extensively in Ref. 66). In humans, uNK cells are present in nonpregnant endometrium, increase in numbers during each menstrual cycle, and infiltrate diffusely throughout the decidua. In addition, in humans there is extensive invasion of the trophoblast into the decidual arteries and stroma. In contrast, murine uNK cells are present only in the pregnant decidua and are not present in nonpregnant endometrium. They are confined to the mesometrial side of implantation sites and are not present diffusely. Furthermore, in the early phase of mouse implantation, there is minimal invasion of the trophoblast into the decidual arteries and stroma (66). Given these differences, results from


animal studies should be interpreted with caution in extrapolation to humans. Nevertheless, animal experiments have revealed some interesting aspects of uNK biology that may give insight into their functions in humans. These are summarized below. 2. Insights from genetically modified mice. Early attempts to deplete NK cells in mice using antibodies targeting NK cell precursors had no effect on pregnancy outcome when given during the implantation period (106). Other experiments involving modulation of NK cell activity with various antibody treatments in pregnant mice documented that enhancement of NK cell activity was associated with an increase in fetal resorption rate, whereas suppression of NK cell activity was associated with decreased rates of resorption (107). However, a more definitive answer regarding the function of uNK cells in the murine pregnancy came from genetically modified mice lacking NK cell function. Studies of transgenic mice that are deficient in NK cells have demonstrated that NK cells play an important role in the normal development of the placental vasculature. Five strains with different gene defects, including TgE26 transgenics, RAG-2⫺/⫺/␥c⫺/⫺, IL-15⫺/⫺, p56lck⫺/⫺/IL-2R␤⫺/⫺, and IL-2R␥⫺/⫺ have been examined (96, 106, 108 –112). They all lack uNK cells and fail to form the mesometrial lymphoid aggregate of pregnancy. They all have hypocellularity and edema of the decidua basalis and have abnormal thickening of the spiral arteries (reviewed in Ref. 110). Despite these abnormalities, most of these strains have normal pregnancies and no fetal loss (Table 4). To prove that the abnormalities seen in these mice are due to a deficiency of uNK cells, reconstitution experiments using bone marrow from B and T cell-deficient severe combined immunodeficient donors, which have intact NK cell lineage, were performed (109). After engraftment, the implantation site abnormalities described above were reversed (109). Similar reconstitution studies of bone marrow transplantation from severe combined immunodeficient donors into RAG-2⫺/⫺/␥c⫺/⫺ mouse recipients (which lack NK, T, and B cells) reversed the

TABLE 4. Implantation site phenotype and pregnancy outcome in strains of genetically mutant mice lacking uNK cells Implantation site phenotype

Pregnancy outcome

TgE26

Strain

No metrial gland Acellular and edematous decidua Thick vessel walls Small placentae

64% fetal loss at midgestation

RAG-2⫺/⫺/␥c⫺/⫺

No metrial gland Hypocellular decidua Thickening of decidual arteries

No effect

IL-15⫺/⫺

No metrial gland Hypocellular decidua Thickening of decidual arteries

No effect on litter size Slight decrease in fetal weight

p56lck⫺/⫺/IL-2R␤⫺/⫺

No metrial gland Hypocellular decidua Thickening of decidual arteries Small placentae

Not reported

IL-2R␥⫺/⫺

No metrial gland Hypocellular decidua Thickening of decidual arteries Small placentae

Not reported

Refs. 96, 106, and 108 –112.

52


reproductive anomalies of the NK-deficient animals cited above (112). These experiments using transgenic mice lacking NK cells demonstrate that uNK cells play a role in spiral artery modification in the placenta; however, their function is not required for successful pregnancy. In support of the latter, IL-15⫺/⫺ mice, which completely lack uNK cells in their decidua resulting in the known decidual abnormalities described above, have normal gestation times and litter sizes, with only a mild reduction in fetal weight (111). Therefore, at least in the mouse, although uNK cells are important in normal development of the placental vasculature, they are not required for a successful pregnancy (111). Whether cytokines or other factors from uNK cells can derive partially from the endometrial stroma to rescue the phenotype remains to be determined. Additional experiments with knockout animals have identified a main mediator of uNK cell function in the mouse to be IFN-␥. IFN-␥ knockout mice show significant abnormalities in the decidual vasculature, similar to those observed in NK cell-deficient mice (112). Reconstitution of RAG-2⫺/⫺/ ␥c⫺/⫺ mice with bone marrow from IFN-␥⫺/⫺ mice, which restores normal numbers of uNK cells that are, however, unable to produce IFN-␥, does not reverse the decidual abnormalities (112). On the contrary, IFN-␥ administration to these animals reverses the decidual pathology, supporting a major role of IFN-␥ in uterine vascular remodeling during pregnancy (112). A recent study of IL-12⫺/⫺ and IL-18⫺/⫺ mice has established the importance of IL-12 and IL-18 together in the induction of IFN-␥ synthesis and subsequent pregnancy-induced spiral artery modification (113). From the above, it seems that although uNK cells are important in the development of a normal placental vasculature in the mouse, they are not necessary for a normal murine pregnancy. It could be that other mechanisms compensate for the uNK cell absence in that species. Nevertheless, the mouse model provides important information about uNK cells and cytokine networks in early pregnancy. However, whether it reflects what is occurring in normal and abnormal human pregnancy, in which placentation and vascular development differ from the mouse model, remains to be determined. 3. Potential functions in humans. Although in vivo data from humans are lacking, there have been a number of in vitro studies of human uNK cells that suggest three main potential functions of this cell population in the endometrium. These are discussed below. Most of these in vitro studies involve human uNK cells; a few studies using murine or rat uNK cells are also described, as necessary. a. Regulation of placental and trophoblast growth by cytokines. Human uNK cells are known to produce many cytokines that may influence the decidual and trophoblast microenvironment. As mentioned earlier, mRNAs for granulocyte CSF, M-CSF, GM-CSF, TNF-␣, IFN-␥, TGF-␤, and LIF have been found in human decidual CD56⫹ cells (102, 103). Receptors for GM-CSF, CSF-1, IFN-␥, and TNF-␣ have been demonstrated on human trophoblast cells, arguing for a role of uNK cell-derived cytokines on trophoblast growth and differentiation (114 –117). GM-CSF has been shown to increase [3H]thymidine up-


take by human trophoblast cells in culture (118) and stimulate DNA synthesis in cultures of murine trophoblast (119). CSF-1 increases production of hCG and human placental lactogen by the human trophoblast (120). In addition, both GM-CSF and CSF-1 have been shown to cause placental cell proliferation in a mouse model (121). TNF-␣ can inhibit DNA synthesis in human and rat trophoblast cell lines (122, 123). TGF-␤ has been shown to suppress human trophoblast invasion in vitro through the induction of tissue inhibitors of metalloproteinases (124). LIF likely also plays an important role in implantation, because mice lacking a functional LIF gene cannot undergo implantation, whereas their blastocysts can successfully implant in pseudopregnant recipients (125). In addition to its effects on the placental vasculature in the mouse, IFN-␥ induces human trophoblast cells to become partially protected from lysis by IL-2-stimulated decidual NK cells (126). b. Local immunomodulation. Local immunomodulation is another potential function of the human uNK population. The recent analysis of gene expression of human decidual NK cells reporting overexpression of molecules with immunomodulatory potential such as galectin-1 and glycodelin A (67) supports such regulation of the immune uterine milieu by uNK. Galectin-1, a member of the galectin family, is known to inhibit T cell proliferation and survival and affect the cytokine environment by decreasing TNF-␣, IL-2, and IFN-␥ production from activated T cells and IL-12 production from infected macrophages (reviewed in Ref. 127). Glycodelin (also known as placental protein 14; progesterone-associated endometrial protein) has important immunoinhibitory properties (reviewed in Ref. 128); its mechanism of downregulation of T cell activation was recently described (129). c. Control of trophoblast invasion. A third potential role for uNK cells has been control of trophoblast invasion via cellmediated cytotoxicity. However, there is little evidence to support such a role. Human uNK cells are capable of cytotoxicity against classical NK cell targets such as K562, although to a reduced extent compared with peripheral NK cells (130, 131). Human trophoblast cells are resistant to lysis by decidual NK cells, unless the latter have been stimulated by IL-2 (101); however, IL-2 is not present in the endometrium to any great extent during normal human pregnancy (102). Although MHC class I molecules such as HLA-C, HLA-E, and HLA-G, capable of delivering inhibitory signals to NK cells, are present on trophoblast cells, antibodies blocking these interactions do not reverse the inhibition of trophoblast lysis, arguing for a different mechanism of trophoblast resistance to uNK-mediated lysis (66). Furthermore, mice lacking NK cytotoxic ability (beige mice and perforin knockout mice) have normal implantation sites and pregnancy outcomes (132, 133). It therefore seems unlikely that cytotoxicity against trophoblast is under normal conditions a primary function of uNK cells. In summary, uNK cells produce a variety of cytokines capable of directly influencing trophoblast growth and hormone production as well as implantation and vascularization of the decidua. In addition, they are capable of producing immunomodulatory proteins and may therefore play a role


in immunoregulation at the maternal-fetal interface. In genetically modified mice lacking uNK cells, pregnancy outcome is not compromised; therefore, at least in the mouse, uNK cell function is not necessary for a normal pregnancy. Whether uNK cells are necessary in the course of a normal human pregnancy remains to be determined. IV. NK Cells in RPL

Given the evidence for modulation of NK cells by the hormonal system as well as the involvement of uNK cells in normal pregnancy, NK cells have been the focus of investigation of many studies trying to understand the pathophysiology of unexplained RPL. Both peripheral NK cells and uNK cells have been examined. Evidence for a role of NK cells in the pathogenesis of unexplained RPL is described below. A. Peripheral NK cells in RPL

1. Role in Th1 immunity. It has been suggested that cellmediated (Th1) immunity toward trophoblast cells is suppressed in normal pregnancy, and that perhaps failure of such suppression contributes to loss of the pregnancy in cases of unexplained RPL. In support of this theory, PBMC from over 50% of women with a history of unexplained RPL have been shown to respond to trophoblast extracts in vitro by both proliferating and releasing embryotoxic factors that adversely affect embryo growth, whereas cells from women with normal pregnancies do not show such a response (134). In response to trophoblast antigens, PBMC from women with


RPL have been shown to produce IFN-␥, TNF-␣, and TNF-␤, whereas PBMC of reproductively normal women produce IL-10 instead (135). In addition, after in vitro stimulation of PBMC with phorbol myristate acetate and ionomycin, CD3⫹ CD8⫺ T helper cells from women with RPL have significantly higher Th1/Th2 cytokine ratios of IFN-␥/IL-4, TNF␣/IL-4, and TNF-␣/IL-10 compared with control multiparous women (136). The above findings suggest that Th1 immunity to trophoblast is associated with RPL, whereas Th2 immunity is associated with a successful pregnancy (135). Several other studies have verified this Th1/Th2 bias by showing a Th1 cytokine profile in mitogen-activated PBMC (137) and PBMC activated with placental antigens (138) in women with RPL, compared with a Th2 profile in women with successful pregnancies. Such Th1 immunity against trophoblast is inhibited by addition of progesterone in in vitro PBMC/trophoblast cocultures (139). A recent study identified NK cells together with T cells to be responsible for Th1 immunity against trophoblast (140). PBMC from women with RPL were cultured with and without a trophoblast extract, supernatants from these cultures were added to two cell mouse embryos, and blastocyst development was assessed. Cell preparations enriched for T cells or NK cells yielded supernatants that significantly inhibited blastocyst development compared with supernatants enriched for either B cells or macrophages (140). Thus, cytokines produced by peripheral blood NK cells in RPL can inhibit blastocyst development. 2. Activity, numbers, and phenotype. Several studies have tried to establish enhanced peripheral NK cell activity or elevated NK cell numbers as causes of recurrent miscarriage. Among

TABLE 5. Studies of peripheral NK cells in RPL Study

N

Inclusion criteria

Method

Results

Cr release assay

High preconceptional NK cell activity in women with RPL predictive of increased abortion rate (RR 3.5) in subsequent pregnancy Preconceptional NK cell cytotoxicity and numbers similar in RPL and controls; in RPL, NK cells ⬍12% associated with carrying subsequent pregnancy to term; higher numbers of CD56⫹CD16⫹ cells with increased cytotoxic NK cell activity in early pregnancy in RPL Higher CD69 expression and lower CD94 expression in NK cells of women with RPL compared to controls

Studies showing increased numbers and/or activity of peripheral NK cells in RPL Aoki et al., 1995 (142)

68

Two consecutive first-trimester SAB; no uterine, endocrine, genetic, or autoimmune cause

51

Emmer et al., 2000 (141)

43

Two or more consecutive idiopathic SAB before 16 wk; nl parental karyotype, APL, TFTs; no DM or PCOS

Flow cytometry, release assay

Ntrivalas et al., 2001 (143)

22

Two or more SAB; no anatomical, hormonal, infectious, autoimmune cause

Flow cytometry

51

Cr

51

Cr

Study showing no increase in peripheral NK cell numbers/activity in RPL Souza et al., 2002 (144)

9

Two or more consecutive SAB; nl parental karyotype, APL, pelvic US, HSG, EMBx, no endocrine cause

Flow cytometry, release assay

No difference in numbers of CD16⫹ or CD56⫹ cells between RPL and controls; NK cell activity slightly lower in RPL compared to controls

SAB, Spontaneous abortions; RR, relative risk; APL, antiphospholipid screen; nl, normal; TFTs, thyroid function tests; DM, diabetes mellitus; PCOS, polycystic ovarian syndrome; US, ultrasound; HSG, hysterosalpingogram; EMBx, endometrial biopsy.

54



these studies, only four have examined NK cells in women with unexplained RPL; these are described below in more detail (141–144) (Table 5). Other studies on this topic include women with all causes of RPL, and in many cases have included patients receiving various treatments such as iv Ig, lymphocyte immunotherapy, and others that can influence NK cell activity (15, 145–148). These are not included in this review. Aoki et al. (142) observed increased preconceptional NK cell activity, as measured by a chromium-51 release cytotoxicity assay, in 68 women with unexplained RPL compared with 47 controls. Among women with a history of RPL, enhanced NK cell activity (defined as mean ⫹ 1 sd of NK activity of controls and measured as percentage cytotoxicity) attributed a relative risk of 3.5 for miscarriage in the next pregnancy, compared with women with normal NK cell activity (142). In contrast, in another study, no differences were detected in preconceptional peripheral NK cytotoxicity (measured as lytic units) and numbers between women with RPL (n ⫽ 43) and controls, although a preconceptional peripheral NK cell percentage of less than 12% in women with RPL was significantly associated with a subsequent successful pregnancy (141). In early pregnancy, the investigators noted an increase in NK cell cytotoxicity, peaking at 8 wk, as well as an increase in the percentage of CD56⫹ CD16⫹ cells in women with RPL (141). In a much smaller study (n ⫽ 9), Souza et al. (144) reported a slightly reduced preconceptional peripheral NK cell activity in women with unexplained RPL compared with controls. The discrepancies observed in preconceptional NK activity between RPL patients and controls in these studies could derive from the use of fresh (142, 144)

vs. cryopreserved PBMC (141), as well as differences in the methods used to assess cytotoxicity. Ntrivalas et al. (143) examined the phenotype of peripheral blood NK cells in women with a history of RPL or infertility of uncertain etiology. Expression of CD69, an early activation marker, was significantly higher on NK cells from women with RPL compared with controls. This difference was significant across all subsets of NK cells studied (CD56dim, CD56bright, CD16neg). In addition, there was a significant decrease in the expression of the CD94/NKG2 inhibitory receptor in women with RPL compared with controls. There were no differences noted in the levels of CD25 (IL-2R␣), CD122 (IL-2R␤), CD128 (IL-8R), CD30, and CD154 (members of the TNF receptor family). An imbalance of CD69 and CD94 expression on peripheral blood NK cells in women with RPL may account for their pathology (143). In summary, RPL is associated with Th1 immunity, for which NK cells are partly responsible. Before ascribing a role of peripheral NK cells in RPL, it is important to note that NK cell numbers do not necessarily correlate with levels of NK cell cytotoxicity (149). In addition, NK cell numbers and activity can fluctuate according to different variables such as exercise and time of day (150, 151). Given these caveats, an increase in NK cell numbers and/or activity in the preconceptional period or in early pregnancy of women with RPL (141, 142) is of concern, although additional studies are needed to corroborate these findings. In addition, phenotypic changes are apparent in the NK cells of women with RPL, which may account for their increased activity (143). The mechanism through which these changes occur in RPL is still unknown, and the possibility of altered hormonal

TABLE 6. Studies of uNK cells in RPL Study

N

Inclusion criteria

Specimen

Method

Resultsa

Studies showing increase in uNK cells/subsets in RPL compared to normals Lachapelle et al., 1996 20 Three or more consecutive first- EMBx– d 18 –25 (152) trimester SAB; nl HSG, parental karyotype, EMBx, thyroid stimulating hormone, prolactin, APL Quenby et al., 1999 22 Three or more consecutive SAB; EMBx– d 19 –22 (155) nl parental karyotype and APL, no endocrine cause Clifford et al., 1999 29 History of RPL; nl parental EMBx– d 20 –23 (154) karyotype, uterine US, APL Emmer et al., 2002 (157)

9 Two or more consecutive SAB before 16 wk; nl parental karyotype, APL

Tissue collected after SAB/curettage of nonvital pregnancy

Flow cytometry

Similar % of NK cells; greater % of CD16⫹ CD56dim cells; smaller % of CD16⫺CD56bright cells Immunohistochemistry Higher % of CD16⫹ cells and CD56⫹ cells

Immunohistochemistry Increased numbers of CD56⫹ cells in women with losses ⬍13 wk Immunohistochemistry Increased expression of CD56 and CD16

Studies showing no increase in uNK cells/subsets in RPL compared to normals Shimada et al., 2004 (153)

20 Two or more primary SAB; nl HSG, US, APL, parental karyotype, EMBx; negative hematologic workup Michimata et al., 2002 17 Two consecutive first-trimester (156) SAB; nl HSG, US, APL, parental karyotype, EMBx, TFTs, prolactin

EMBx–midluteal

Flow cytometry

No difference in % of CD56⫹, CD56⫹CD16⫹ or CD56⫹CD16⫺ cells

EMBx– d 18 –21

Immunohistochemistry No difference in numbers of CD56⫹ or CD16⫹ cells

SAB, Spontaneous abortions; APL, antiphospholipid screen; nl, normal; TFTs, thyroid function tests; US, ultrasound; HSG, hysterosalpingogram; EMBx, endometrial biopsy. a Results report findings in women with RPL compared to controls.


sensitivity of NK cells and/or T cells to progesterone regulation has not been studied and is worthy of additional investigation. B. uNK cells in RPL

The role of uNK cells in unexplained RPL has also been a topic of investigation. Two flow cytometry studies and several immunohistochemistry studies examining this subject are published in the literature (Table 6). In all of these studies, endometrial specimens were obtained at similar times in the menstrual cycle in RPL patients and controls, to minimize the variability in uNK cells that normally occurs during the course of the menstrual cycle. Lachapelle et al. (152) analyzed the phenotype of endometrial T, B, and NK cells from endometrial specimens from 20 women with RPL compared with 15 fertile controls. The RPL population was defined as women with three or more unexplained, consecutive, first-trimester spontaneous abortions with the same partner. An extensive workup was performed to identify the cause of RPL in all subjects, and only those with negative workups were included. Endometrial samples were collected during the secretory phase and were processed fresh for evaluation by flow cytometry. The percentage of NK cells in the two populations was similar, although women with RPL had a greater percentage of CD16⫹CD56dim NK cells and a smaller percentage of CD16⫺CD56bright cells, which are normally the dominant endometrial NK population, compared with control patients (152). Because CD16 is responsible for antibody-dependent cytotoxicity and CD16⫹ cells have greater cytolytic activity than CD16⫺ NK cells, an increased number of CD16⫹ NK cells in the RPL population may be causative of pregnancy loss. Alternatively, because the CD16⫺CD56bright NK population is known to produce hormones that are important for placental growth, the decrease in this population in RPL women may create an unfavorable growth environment for the conceptus. Other differences were observed in the T cell and B cell populations, including a lower percentage of CD8⫹ T cells, a higher CD4/CD8 ratio, and a higher proportion of B lymphocytes in women with RPL (152). These latter differences support a role for suppressor CD8⫹ T cells in downregulating the maternal immune response in normal pregnancy, whereas B lymphocytes, which may secrete harmful antibodies to the fetoplacental unit, are normally decreased in numbers. A decrease in the CD8⫹ population and an increase in the B lymphocyte subset could be expected in a dysregulated state leading to miscarriage. More recently, a flow cytometry analysis of midluteal endometrial samples from 20 women with a history of two or more unexplained miscarriages showed no difference in the percentages of uNK cells, CD56⫹CD16⫺, or CD56⫹CD16⫹ uNK cell subsets compared with samples from control subjects, while observing a significant decrease in the percentage of T lymphocytes in RPL patients (153). Whether the observed decrease in T lymphocyte numbers was due to a decrease in the CD8⫹ subset, similar to the findings of Lachapelle et al., is not reported. Immunohistochemical analyses of uNK cells in RPL also have conflicting results. When frozen sections of luteal-phase endometrial biopsy specimens of women with unexplained


RPL were evaluated, an increase in the numbers of CD56⫹ cells compared with controls was observed in two studies (154, 155), and one of these also reported an increase in CD16⫹ cells (155). A third immunohistochemistry study that used formalin-fixed tissue embedded in paraffin showed no difference in the numbers of the endometrial CD56⫹ and CD16⫹ cell populations (156), supporting the results by flow cytometry. The discrepancies among these studies most likely derive from the different techniques used (frozen tissue vs. paraffin sections). In endometrial tissue obtained after spontaneous abortion in women with RPL, Emmer et al. (157) reported increased expression of both CD56 and CD16. This was accompanied by a decrease in HLA-G expression in trophoblast tissue. These observations are difficult to interpret, because they could either be the cause or the result of miscarriage, given the fact that they were obtained after the event. In summary, there is likely no difference in the percentage of total uNK cells in endometrial leukocytes of women with RPL compared with women without RPL. This is supported by the two studies using flow cytometry of endometrial leukocytes (152, 153), the best method to analyze and quantitate lymphocyte subsets, as well as by one of the immunohistochemical studies (156). Nevertheless, there may be a significantly different phenotype among uNK cells in RPL, with a greater proportion of cells being CD16⫹CD56dim (152, 155), which may have important functional implications in women with RPL. Larger studies are needed to verify this finding. Furthermore, aberrant hormonal regulation of these cells in the setting of RPL is a possibility and remains a challenge for future investigation. C. A model of NK cell function in pregnancy vs. RPL

A model of the physiological roles of peripheral and uNK in human pregnancy is presented in Fig. 1. Available data support that during the early stages of normal pregnancy, progesterone enhances migration of peripheral CD56bright NK cells to the uterus both by directly inducing expression of molecules facilitating such homing and by up-regulation of MIP-1␤ and VEGF production by endometrial stromal cells. In addition, MIP-1␣, produced by fetal cytotrophoblasts, may also attract CD56bright peripheral NK cells to the placenta during pregnancy, as shown in in vitro studies with human tissues (158). During this period, uNK cells also proliferate significantly in situ, under the influence of IL-15 and prolactin, made by endometrial stromal cells during the process of decidualization. The expanded uNK cell population then plays an important role through cytokine production in supporting proper trophoblast and placental growth (Fig. 1) as well as vascularization of the decidua. In addition, through production of immunomodulatory molecules they may participate in the creation of local immunosuppression at the maternal-fetal interface (67). These are most pronounced during the phase of trophoblast invasion into the stroma with redundancy in epithelial immunosuppressants, e.g., glycodelin, during blastocyst attachment and intrusion into the endometrium. During early pregnancy, peripheral NK cells are down-regulated, with a decrease in their numbers and activity and increased expression of inhibitory mol-

56


ecules. These peripheral and local changes could be the result of the direct action of progesterone on peripheral and uNK cells through nongenomic pathways or indirect effects on NK cells through support of a Th2 cytokine environment. It is known that proliferative responses of PBMC to recall antigens such as influenza A and tetanus as well as to alloantigens are significantly decreased in healthy women in early pregnancy compared with the nonpregnant state (159). These changes occur in an immune environment characterized by decreased levels of Th1 cytokines. Progesterone has been shown to enhance Th2 cytokine production by Th1-producing T cell clones (160) and enhance differentiation of T cells into the Th2 pathway (44). In addition, it has been shown to block Th1 immunity to trophoblast by PBMC of women with RPL in vitro (139). The high progesterone state in pregnancy likely favors a Th2 environment in the periphery as well as in the maternal-fetal interface, which suppresses some aspects of NK activity and alters NK cytokine production toward a Th2 phenotype. In RPL, increases in NK cell numbers and activity in peripheral blood are associated with possibly increased numbers of CD56dimCD16⫹ cells in the endometrium. The apparent role of uNK cells in RPL pathogenesis in the human may at first seem contradictory to the important function of uNK cells in vascular remodeling during pregnancy in the mouse and the potential involvement of uNK cells in healthy human pregnancy outlined above. However, there are several possible explanations for this observation. First, the uNK cells involved in the pathogenesis of RPL may be a different cell population than the normal uNK cells present during a successful pregnancy, as a result of a Th1/Th2 cytokine imbalance in the periphery. In RPL, there is a failure to downregulate immune responses to recall antigens and alloantigens (159), perhaps as a result of a predominance of Th1 cytokines in the peripheral blood. What the initial insult is that favors the establishment of a Th1 milieu, however, remains to be determined. It is possible that there is decreased sensitivity to the immunosuppressive effects of progesterone on peripheral lymphocytes due to polymorphisms in progesterone cell targets. However, once this Th1 environment is established, it could directly result in the observed increased peripheral NK cell numbers and function via the actions of Th1 cytokines IL-2 and IFN-␥. Alternatively, there could be decreased sensitivity to progesterone at the level of the NK cells, leading to increased NK cell numbers and activity. Subsequently, peripheral NK cells could infiltrate the uterus and result in increased numbers of CD56dimCD16⫹ cells in the endometrium (see Section IV.B.). It is therefore possible, that the uNK cells that normally reside in the endometrium and encourage the development of a healthy pregnancy are not involved in the pathogenesis of RPL, but rather, peripheral NK cells that are normally not present in substantial numbers in the uterus may be the culprits. Another possibility is that NK cell cytokine expression is important for one stage of placental development (e.g., during the initial placental development associated with implantation) and not for another. High numbers of NK cells and/or activity later in pregnancy may be detrimental. Alternatively, the subtypes of uNK cells in RPL or their functionality could be different, translating to aberrant behavior


and miscarriage. It is also possible that there is Th1/Th2 imbalance locally, in the endometrium. In fact, implantation sites of unexplained RPL patients with normal chromosomal content have been recently shown to have decreased numbers of Th2 cells (161). Defective production of IL-4 and LIF by decidual T cells from patients with unexplained RPL has also been documented (162). Production of both IL-4 and LIF is up-regulated by progesterone (162); a defect in regulation of that pathway may account for some cases of unexplained RPL. Dysregulation of other participants of the local endometrial immune milieu involving uNK has been investigated. Progesterone receptor polymorphisms have been investigated in women with unexplained RPL, and no association was found for the specific PROGINS polymorphism of the PR gene (163). Decreased amounts of glycodelin production have been reported in uterine flushings of women with unexplained RPL (164); furthermore, levels were lower in women who went on to miscarry than those who were able to have a live birth (164). Elevated levels of IL-13 and IL-15 with an increased IL-13/IL-15 ratio (165) and decreased IL-1␤ and IL-6 expression (166) have been observed in midsecretory endometrium of women with unexplained RPL compared with controls, suggesting abnormal regulation of these cytokines in RPL. Finally, studies of gene expression in placentae from patients with unexplained RPL have been performed and are comprehensively reviewed in a recent publication (167). In one of these studies, chorionic villi specimens of patients with unexplained RPL (wk 6 – 8 of gestation) were found to have decreased expression of angiogenesis-related genes and increased expression of apoptosisrelated genes compared with specimens from fertile patients with elective terminations of pregnancy (168). In a second study, subtractive hybridization analysis of chorionic villi from patients with unexplained RPL compared with fertile women (wk 6 – 8 of gestation) has identified eight genes that are more abundantly expressed in normals: glycodelin, mucin 1, matrix metalloproteinase-2, fibronectin, hCG, hemoglobin-␥ globulin, and two unidentified genes (169). Finally, immunohistochemical analysis has shown diminished expression of VEGF, VEGF receptors, and tyrosine kinase with Ig and epidermal growth factor homology domains (Tie) receptors in placental and decidual tissues from women with unexplained RPL compared with women undergoing elective pregnancy terminations (170). One criticism of all of the above studies is that the RPL samples were derived from miscarriages, which raises the question whether the observed changes in gene expression are the cause or result of the miscarriages. Nevertheless, the function of the genes identified could yield insight into the pathogenesis of RPL. D. NK cells and current RPL therapies

Given the poor understanding of the precise mechanisms underlying unexplained RPL, therapy so far has been empirical and not evidence-based. Treatment modalities for RPL include aspirin, heparin, progesterone, hCG, prednisone, leukocyte immunization, and iv Ig (3, 171, 172). Some of these therapies, namely leukocyte immunization and iv Ig, have been pursued as different approaches of immuno-


modulation to down-regulate the maternal immune response to the embryo. Only treatment with aspirin and heparin in women with antiphospholipid syndrome has shown documented efficacy in well-conducted, prospective, randomized trials (3). Treatment of women with hereditary thrombophilia with lowmolecular weight heparin has had some success (173, 174); however, prospective randomized controlled trials (RCTs) are still needed. Progesterone treatment early in pregnancy in women with RPL has been examined in a metaanalysis of four small controlled trials, which suggested a beneficial effect (175). Preliminary results from Brigham and Women’s Hospital (Boston, MA) have shown that women with Th1 immunity to trophoblast are treated effectively with 100 mg twice a day of progesterone vaginal suppositories beginning 3 d after ovulation (171). However, randomized clinical trials on the use of progesterone in RPL have not been performed, and such trials will be difficult to conduct in the United States because of the practice of commonly treating patients with unexplained RPL with supplemental progesterone vaginal suppositories. Prednisone and hCG have been studied in RCTs and have been found to be ineffective (176 –178). With regard to paternal leukocyte immunization in RPL, there have been five published RCTs, only one of which showed a beneficial effect (172). In the latter study, methods of randomization were not well defined, and data analysis was somewhat unconventional (179). Furthermore, a metaanalysis using individual patient data showed no benefit of leukocyte immunization (180). Similarly, there have been six RCTs of iv Ig treatment of unexplained RPL; four showed no benefit, and two showed a benefit. These studies were reviewed in a metaanalysis of individual patient data that revealed no statistically significant benefit for iv Ig in unexplained RPL (181). Finally, a recent RCT from Denmark confirmed no benefit in an intention-to-treat analysis (182). Therefore, there is no solid evidence supporting the use of either paternal leukocyte immunization or iv Ig in the treatment of unexplained RPL. It is interesting that two of the most commonly used therapeutics in RPL affect NK cell function. Heparin, in addition to its anticoagulant effects, is known to suppress NK cell cytotoxicity (183, 184) and antagonize IFN-␥ action by inhibiting its binding to the cell surface (185, 186). The second therapy, progesterone, can inhibit Th1 cytokine release and reduce embryotoxicity by trophoblast-activated PBMC cultures from women with RPL (139). A recent study of women with unexplained infertility has shown that ovarian stimulation with gonadotropins and progesterone results in a decrease in Th1 CD4⫹ cells, NK cells, and NK cell activity (187). Such treatment also results in a decrease in the levels of plasma IFN-␥ and IL-2 and an increase in TGF-␤1 (187). Whether these changes translate into higher numbers of successful pregnancies, however, remains to be determined through RCTs. Thus, currently, treatment for unexplained RPL remains empiric. Prospective randomized trials for use of heparin or progesterone in women with unexplained RPL are still needed to document efficacy of these modalities in this patient population. Certainly, from a theoretical standpoint,


they would be rational therapeutic tools, given their immunomodulatory effects. Understanding the exact mechanism of NK cell involvement in the pathogenesis of unexplained RPL will hopefully identify more targets for the development of new and effective therapies.

V. Eye to the Future

In summary, peripheral NK cells and uNK cells comprise distinct cell populations, in terms of phenotype and function. Available evidence suggests hormonal regulation of both populations, but predominantly of the uNK population, through an intricate endometrial cytokine and hormonal network (Fig. 1 and Table 3). Through direct or indirect effects of progesterone, uNK cells likely provide appropriate cytokine support and local immunomodulation, and peripheral NK cells down-regulate their activity in a normal pregnancy. In RPL, creation of a Th1 cytokine environment in the periphery may lead to NK cell activation and proliferation, which could result in migration of cytotoxic NK cells into the uterus and cause miscarriage. Alternatively, the local endometrial immune milieu may be disrupted at a variety of levels, causing defects in homing of the proper NK population to the uterus, local production of cytokines and hormones such as IL-15 and prolactin, or impairment of more downstream events such as production of immunoregulatory factors by uNK cells. Disruption at any of these levels may alter the ability of the uNK population to perform its normal functions and result in an unsuccessful pregnancy. Additional studies are needed to identify which, if any, of the above mechanisms is responsible for the changes observed in NK cells in RPL and to validate whether hormonal dysregulation of the immune response, at any level, is responsible for these effects. Genetic analysis of the uNK population in women with a history of unexplained RPL compared with fertile controls could provide insight into mechanisms underlying RPL and potentially identify candidate genes. Investigation of polymorphisms in hormonal and cytokine receptor genes may provide additional important information. As we develop a more comprehensive understanding of the hormonal modulation of the endometrial immune environment, we shall be better positioned to develop novel, specific, and effective therapeutics for patients with unexplained RPL.

Acknowledgments We thank Dr. Joseph Hill for his valuable comments on the manuscript. Address all correspondence and requests for reprints to: Linda C. Giudice, M.D., Ph.D., Department of Gynecology and Obstetrics, Stanford University Medical Center, Stanford, California 94305. E-mail: [email protected] This work was supported by National Institutes of Health (NIH) Grant T-32 (to C.D.), the Endocrine Fellows Foundation (to C.D.), the Fannie E. Rippel Foundation Fellowship (to C.D.), and NIH Cooperative Program on Trophoblast-Maternal Tissue Interactions (U-01-HD-42298; to L.C.G.).

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