Psychometric properties of the Photograph Series of Daily Activities - Short Electronic Version (PHODA-SeV) in patients with chronic low back pain according to COSMIN checklist. Crystian Bitencourt Oliveira, PT, MSc1, Marcia Rodrigues Franco, PhD2, Samantha Janaina Demarchi, PT1, Rob Johannes E. M. Smeets, PhD3,4, Ivan P. J. Huijnen, PhD3,5, Priscila Kalil Morelhão, PT, MSc1, Thalysi Mayumi Hisamatsu, PT, MSc 1, Rafael
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Zambelli Pinto, PhD6. ¹ Department of Physical Therapy, Faculdade de Ciências e Tecnologia, Universidade Estadual Paulista (UNESP), Presidente Prudente, Brazil. 2
Department of Physical Therapy, Centro Universitário UNA, Contagem, Brazil
3
Department of Rehabilitation Medicine, Research School Caphri, Maastricht University 4
Libra Rehabilitation and Audiology, Eindhoven/Weert, The Netherlands
5
Adelante Centre of Expertise in Rehabilitation and Audiology, Hoensbroek, The Netherlands 6
Department of Physical Therapy, Universidade Federal de Minas Gerais (UFMG), Belo Horizonte, Brazil
Corresponding author: Rafael Zambelli Pinto, Av. Pres. Antônio Carlos, 6627, Pampulha, Belo Horizonte, MG, Brazil T: +55 18 3229 5534 E:
[email protected] W: www.unesp.br/international/
1
Funding: This research did not receive any specific grant from funding agencies. C.B.O., T.M.H. and M.R.F. were supported by São Paulo Research Foundation (FAPESP/grant numbers: 2016/03826-5, 2016/03826-5, 2015/07704-9). P.K.M. was supported by Capes Foundation, Ministry of Education of Brazil. Register protocol number in the clinicaltrials.gov: NCT02398760. Research Ethics Committee: CAAE36332514.0.0000.5402 (Sao Paulo State
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University Ethics Research Committee).
2
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1
Abstract
2
Study Design: A prospective cohort study.
3
Background: The Photograph Daily Activities Series - Short Electronic Version
4
(PHODA-SeV) assesses perceived harmfulness of daily activities in patients with low
5
back pain (LBP). Although there is some evidence that the PHODA-SeV is a reliable
6
and valid tool, its psychometric propertieshave not been fully investigated.
7
Objectives: To investigate the test-retest reliability, measurement error, interpretability,
8
construct validity, internal and external responsiveness of the PHODA-SeV in patients
9
with chronic LBP.
10
Methods: Ninety-one patients were included in the analysis. For reliability purposes,
11
the PHODA-SeV was administered twice with 1-week interval before commencement
12
of the treatment. Pain, disability and measures of pain-related fear (i.e. PHODA-SeV,
13
Fear Avoidance Beliefs Questionnaire (FABQ) and Tampa Scale of Kinesiophobia
14
(TSK) were collected before and after the 8-week treatment period.
15
Results: PHODA-SeV showed an excellent reliability (ICC2,1=0.91) without evidence
16
of ceiling and floor effects. The construct validity analysis demonstrated fair
17
correlations (i.e. r between 0.25 and 0.50) of PHODA-SeV with FABQ, but no
18
correlation with TSK (i.e. r lower than 0.25). For the internal responsiveness, PHODA-
19
SeV showed an effect size of 0.87 and standardized response mean of 0.92, interpreted
20
as large effect (i.e. greater than 0.80). For the external responsiveness, the correlation
21
between PHODA-SeV and changes in TSK and FABQ were considered low and the
22
Receiver Operating Curve analyses revealed an area under curve lower than the
23
proposed threshold of 0.70.
24
Conclusion: The PHODA-SeV is a reliable tool and able to detect changes overtime in
25
pain-related fear of patients with chronic LBP undergoing a physical therapy treatment.
26
This tool, however, failed to identify those patients who improved or not according to
27
other pain-related fear measures.
28
Key-words: chronic low back pain; pain-related fear; reliability; validity;
29
responsiveness;
3
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Introduction
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Low back pain (LBP) is a highly prevalent musculoskeletal condition and imposes a
32
challenge for health care systems10. Psychological factors are believed to contribute to
33
the transition from acute to chronic pain and disability27, 41, 42. The fear-avoidance model
34
postulates that factors, such as fear and expectation of adverse consequences from
35
increasing activities, are associated with the development of avoidance behavior,
36
resulting in disability, depression and disuse8,
37
specific fear that physical activities will cause (re)injury is the central concept in the fear-
38
avoidance model, which has been found to be associated with the maintenance of chronic
39
LBP39 and with poor outcomes9,
40
properties that measure pain-related fear may help clinicians to identify those patients
41
with poor prognosis.
42
The Tampa Scale for Kinesiophobia (TSK) and the Fear Avoidance Beliefs Questionnaire
43
(FABQ) are commonly used tools to evaluate pain-related fear in patients with LBP. The
44
TSK assesses the beliefs that a painful activity will cause damage, suffering, or functional
45
loss4. The FABQ was developed to measure levels of fear and avoidance beliefs about
46
work and physical activity40. Although both tools have demonstrated good psychometric
47
properties7,
48
patients would fear or avoid during daily activities30. The Photograph Series of Daily
49
Activities Scale (PHODA) is an innovative tool14 to measure to what extent movements
50
or activities are regarded as harmful by patients with back pain, using pictures to rate
51
harmfulness of a range of specific spinal movements and daily activities. Two versions
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of the PHODA are available: the original version consisting of 100 photographs14 and the
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PHODA- Short Electronic Version (PHODA-SeV) with 40 photographs16. The PHODA-
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SeV has the advantage of being easy to administer, which makes it suitable to be used
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routinely in clinical practice. Although the PHODA-SeV can be used to identify harmful
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activities to be addressed using a specific intervention (e.g. graded exposure), this tool
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could also be implemented as an evaluative measure after a full investigation of its
58
psychometric properties.
59
Leeuw et al. 200716 investigated the psychometric properties of the PHODA-SeV in
60
adults with chronic LBP. The PHODA-SeV showed good internal consistency, excellent
61
reliability and consistent relationship with related constructs such as self-report measures
25, 34
35
15, 18, 38
. Pain-related fear or the more
. Hence, instruments with good psychometric
, these tools fail to evaluate specific spinal movements or activities
4
62
of fear of movement/(re)injury, pain catastrophizing, functional disability, and current
63
pain intensity. However, the previous study selected the participants from a previous trial
64
with high levels of fear of movement and referred from physicians in Netherlands. Given
65
that not all measurement properties are evaluated yet and to increase the implementation
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of this instrument to measure pain-related fear, the aim of this study is to fully investigate
67
the measurement properties of the PHODA-SeV, including internal consistency,
68
reliability, measurement error, construct validity, responsiveness and interpretability, in
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patients with nonspecific chronic LBP.
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70 71
Methods
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The protocol of this prospective cohort study has been previously registered in the
73
clinicaltrials.gov (NCT02398760).
74
Participants
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Patients with non-specific chronic LBP were recruited via local press and social media
76
advertisements, and from two outpatient physical therapy university clinics in Presidente
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Prudente. To be included, patients aged between 18 and 60 years had to be diagnosed
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with non-specific chronic LBP, defined as pain not attributable to a specific cause
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localized below the costal margin and above the inferior gluteal folds, with or without leg
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pain, for at least three months. In addition, patients had to report at least moderate-
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intensity LBP (i.e. at least 4 points in the 0-10 pain Numerical Rating Scale [NRS]) or
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moderate interference with function as measured by items 7 and 8 of the SF36
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questionnaire5. Patients were excluded if presenting: suspected or diagnosed serious
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spinal pathology (i.e. inflammatory spondyloarthropathy, fracture, malignancy, cauda
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equina syndrome, or infection), nerve root compromise (i.e. at least 2 of the following
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signs: weakness, reflex change, or sensation loss, associated with the same spinal nerve),
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history of spinal surgery, fibromyalgia, any other musculoskeletal condition which may
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affect activity and movement, pregnancy, illiterate, insufficient understanding of the
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Portuguese language, or any contraindications to exercise according to American College
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Sports Medicine (ACSM)2. Initial examination was performed by a physical therapist.
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The university ethics research committee at the Sao Paulo State University approved the
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study (CAAE36332514.0.0000.5402) and all participants provided informed consent.
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Procedures
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For those patients considered eligible, we collected socio-demographic and
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anthropometric data, symptoms duration, pain intensity, disability and measures of pain-
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related fear (i.e. PHODA-SeV, TSK and FABQ). The questionnaires were administered
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by two trained assessors but the order of administration was not randomized. For
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reliability purposes, the PHODA-SeV was administered again 1 week after the initial
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assessment before commencement of the treatment. The time interval was adopted to
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prevent recall of previous assessment and ensure that patient’s condition remain
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unchanged. After initial assessments, all the included participants underwent an
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individual program for eight weeks, twice a week, delivered by physical therapists. The
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intervention was not protocolled but the physical therapists who administered the
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treatment were instructed to follow the clinical practice guidelines for the management
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of chronic LBP (i.e. supervised exercise therapy)13. Pain intensity, disability, and
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measures of pain-related fear were collected after 8-week treatment period (i.e. 9 weeks
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after the initial assessment).
108
Instruments
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A standardized assessment form was used to collect demographic and anthropometric
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data (e.g. age, sex, body mass index, employment status [i.e. unemployed/employed]),
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duration of symptoms, pain intensity, disability and levels of pain-related fear and
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patient’s perception of recovery (only post-intervention). The Brazilian-Portuguese
113
version or an adaptation of the questionnaires were used in the present study. The NRS
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was used to assess the average pain intensity during the last 24 hours. The NRS ranges
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from 0 (“no pain”) to 10 (“worst pain possible”). The Roland Morris Disability
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Questionnaire (RMDQ) was used to measure disability26, 31. The RMDQ consists of 24
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yes-or-no items with a total score ranging from 0 (“no disability”) to 24 (“maximum
118
disability”).
119
Measures of pain-related fear assessed in this study were FABQ, TSK and PHODA-SeV.
120
The FABQ is a self-reported questionnaire consisting of 16 items grouped in two
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subscales: physical activity (FABQ-PA) and work (FABQ-Work) subscales. Of these, 11
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items (i.e. 7 items from FABQ-Work and 4 items from FABQ-PA) are scored from 0
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(“totally disagree”) to 6 points ("totally agree")1, 40. The FABQ have a total score ranging
124
from 0 to 66 points, with higher scores indicating higher fear-avoidance beliefs. The 6
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Brazilian-Portuguese version of the FABQ has shown good reliability (Intraclass
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Correlation Coefficient (ICC)(2,1) = 0.96, 95% Confidence Interval (CI): 0.94 to 0.98)7.
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The TSK is a self-reported questionnaire consisting of 17 items. Each item in a scale from
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1 (“totally disagree”) to 4 points (“totally agree”)22, 32. TSK total scores ranges from 17
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to 68 points, with higher scores indicating greater levels of fear of movement. The
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Brazilian-Portuguese version of the TSK demonstrated high reliability (ICC(2,1) = 0.93
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95% CI: 0.87 to 0.96)7.
132
The PHODA-SeV is a self-administered tool used to assess the perceived harmfulness of
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movements performed during daily activities. This tool uses pictures to describe 8
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possible movements (lifting, bending, turning, reaching, falling, intermittent load
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unexpected movement, and long-lasting load in stance or sit with limited dynamics), set
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against 4 areas of daily occupations (activities of daily living, housekeeping, work and
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sports and leisure time) and converted into recognizable and frequent daily activities
138
instead of in terms of their biomechanics16. The original version of the PHODA was
139
proposed with 100 photographs of daily activities14. In the current study, we used a
140
shortened
141
(https://ppw.kuleuven.be/ogp/software/phodasev-en.zip), known as the PHODA-SeV,
142
which contains 40 selected photographs16. Considering that the PHODA-SeV is an
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electronic instrument, each patient was familiarized with how to rate score the items using
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a laptop computer. The participants rate the activities using a scale ranging from 0 (“not
145
harmful at all”) to 100 (“extremely harmful”). The respondent is asked to look at the
146
photographs and try to imagine himself performing the shown activity. Then, for each
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photograph the participant answers the following question: “How harmful do you feel
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that this activity would be for your back?”. The total score is calculated by averaging the
149
score of each of the 40 photographs.
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Statistical Analysis
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Data are presented as frequency (proportion), mean (standard deviation) and median
152
[interquartile range]. Paired T-test was used to compare the differences between baseline
153
and 8-week follow up.
154
The measurement properties of the PHODA-SeV investigated in this study were:
electronic
version
of
the
PHODA
7
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Internal Consistency: Internal consistency investigates the level of interrelatedness
156
between the items of the instrument. The Cronbach’s α was calculated to analyze the
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internal consistency of the PHODA-SeV which values ranging from 0.70 to 0.95
158
indicating sufficient homogeneity36.
159
Test-retest reliability. Test-retest reliability is the extent to which the measures for the
160
same patients remain unchanged after repeated measurements. Intraclass correlation
161
coefficient (ICC(2,1)) was used to calculate the intra-rater reliability using the total score
162
and each item of the PHODA-SeV. ICC values greater than 0.70 indicates excellent
163
reliability36.
164
Measurement error. Measurement error is the error of a patient’s score that is not
165
attributable to true changes in the construct measured. The Standard Error of
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Measurement (SEM) and Smallest Detectable Change (SDC) were calculated using the
167
following formulas, respectively: SEM= SD × √1 − 𝐼𝐶𝐶; and SDC= 1,96× √2 × 𝑆𝐸𝑀,
168
where SD is the Standard Deviation of the baseline. The SEM reflects the possibility that
169
the change in the measure may be attributable to random error. The SDC is defined as the
170
smallest within-person change in the measure that can be interpreted as a real change,
171
above the measurement error36.
172
Construct Validity. The construct validity measures the degree to which the instrument is
173
consistent with the hypotheses based on the assumption that the instrument validity
174
measures the construct intended to measure. Pearson coefficient (r) was used to analyze
175
the correlation of the PHODA-SeV with other measures of pain-related fear (i.e. TSK and
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FABQ). The levels of construct validity are interpreted as follows: weak validity, if r
177
lower than 0.30; moderate validity, if r between 0.30 to 0.60; good validity, if r higher
178
than 0.6036. Our hypothesis for construct validity was that the PHODA-SeV would show
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positive and at least moderate validity with at least one measure of pain-related fear, TSK
180
or FABQ.
181
Responsiveness. There are two major aspects of responsiveness: internal and external
182
responsiveness. Internal responsiveness refers to the ability of a measure to change over
183
a pre-specified time frame and external responsiveness reflects the extent to which change
184
in a measure relates to a corresponding change in a reference measure of clinical or health
185
status11. Internal responsiveness was calculated using the Effect Size (ES) (𝐸𝑆 =
8
186
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Mean changes
) and the Standardized Response Mean (SRM) formulas (𝑆𝑅𝑀 =
SD of baseline
Mean changes
), where mean changes were calculated as the difference between baseline
SD of the change
188
and post-treatment. Considering that the TSK and FABQ also assess pain-related fear
189
constructs, we divided the sample in “improved” and “not improved” using the changes
190
in TSK and FABQ as external anchors to investigate the external responsiveness. For the
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TSK, patients with change scores equal or more than 12 points were categorized as
192
“improved” and patients scoring less than 12 as “not improved”7. For the FABQ, patients
193
with change scores equal or more than 17 points were categorized as “improved” and
194
patients scoring less than 17 as “not improved”. The cutoff points of the TSK and FABQ
195
were determined using the SDC. We calculated the SDC using the intraclass correlation
196
coefficient reported in previous studies investigating the psychometric properties of these
197
questionnaires1, 32. The ES and SRM were interpreted as follows: 0.20 represents a small
198
effect; 0.50 a moderate effect; and 0.80 a large effect6. For external responsiveness, we
199
correlated the change in the PHODA-SeV (i.e. baseline minus follow-up score) with
200
change scores of the TSK and FABQ and conducted the receiver operating characteristics
201
(ROC) analysis. If the ROC analysis shows an area under the curve (AUC) equal or
202
greater than 0.70, the instrument was considered to have an appropriate external
203
responsiveness. An AUC of 0.70 means that the instrument can correctly identify the
204
subject condition, “improved” or “not improved” in 70% of the sample.
205
According to the COSMIN checklist24, the responsiveness must be examined using a
206
priori-formulated hypotheses. The criterion used to assess the responsiveness is that the
207
results should be in accordance with at least 75% of the hypotheses23. Previous studies
208
showed the performance of pain-related fear measures to vary from low to medium effect
209
size (ES0.5)
210
after multidisciplinary treatment3,
211
hypotheses were that the ES and SRM of the PHODA-SeV would be at least 0.5
212
(Hypotheses 1 and 2). Considering the changes in TSK and FABQ, we also hypothesized,
213
that the ES and SRM for those patients categorized as “improved” would be large (i.e. >
214
0.80) (Hypotheses 3) and for those categorized as “not improved” would be at least
215
medium (i.e. > 0.05) (Hypotheses 4). We considered an appropriate internal
216
responsiveness for the PHODA-SeV if at least three of the total four hypotheses (75%)
217
were supported.
17, 25
. Hence, for internal responsiveness, our
9
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For external responsiveness, given that a previous study found a moderate correlation (r
219
= 0.37) between TSK and PHODA-SeV16, we hypothesized that the change in PHODA-
220
SeV would show at least moderate correlation with the changes scores of the TSK
221
(Hypothesis 1) or FABQ (Hypothesis 2). The magnitude of the Pearson correlation
222
coefficient was interpreted as: 0.00 to 0.25 little or no correlation; 0.25 to 0.50 fair
223
correlation; 0.50 to 0.75 moderate to good correlation; and more than 0.75 excellent
224
correlation29. We also hypothesized AUCs using the TSK (Hypothesis 3) and FABQ
225
(Hypothesis 4) as an external anchors will be equal or greater than 0.70. We considered
226
an appropriate external responsiveness for the PHODA-SeV if at least three of the total
227
four hypotheses (75%) are supported.
228
Interpretability. Interpretability is the degree to which one can transform a qualitative
229
meaning to quantitative scores. For the interpretability, we calculated the floor and ceiling
230
effects and the change scores for pain, disability and measures of pain-related fear. Floor
231
and ceiling effects were calculated through the percentage of participants that answered
232
the maximum score (ceiling effect) and the minimum scores (floor effect) of the
233
questionnaire. Ceiling and floor effects were considered to be present when more than
234
15% of the respondents answer the maximum and/or minimum score, respectively36.
235
All statistics analyses were performed using IBM SPSS version 20.0 (IBM corporation,
236
Somers, 205 NY, USA).
237
Results
238
From August 2014 to December 2015, 104 patients with chronic non-specific LBP were
239
recruited. Patients who not completed the 8-week treatment were excluded from the
240
analysis. Therefore, ninety-one patients completed the 8-week treatment period and were
241
included in the analyses. No missing items were identified in the questionnaires from
242
those patients included in the analyses. Nearly two thirds (n=62) of the sample was
243
female, with mean (SD) age of 37.8 (12.4) years and a median duration of pain of 18
244
months (interquartile range: 6.0 to 48.0). Table 1 describes the sample characteristics.
245
>
246
Internal Consistency, test-retest reliability and measurement error
10
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The Cronbach’s α of the total score of the PHODA-SeV was 0.95, indicating homogeneity
248
among the items of the instrument. The total scores of PHODA-SeV demonstrated an
249
ICC(2,1) of 0.91 (95% CI: 0.86 to 0.94), indicating excellent reliability. The SEM and SDC
250
were of 5.46 and 15.13 points on a scale from 0 to 100, respectively. The reliability of
251
each activity of the PHODA-SeV ranged from 0.56 (i.e. Ironing while sitting) to 0.86 (i.e.
252
Walking up stairs), indicating good to excellent reliability. Table 2 describes the
253
reliability for each item of the PHODA-SeV.
254
>
255
Construct Validity
256
Table 3 shows the construct validity results. Our findings suggest a moderate validity for
257
the PHODA-SeV as there was a moderate correlation with one measure of pain-related
258
fear (i.e. FABQ).
259
>
260
Responsiveness
261
Table 4 shows the findings for the responsiveness analyses. For internal responsiveness,
262
large ES and SRM were found for the whole sample and for the subgroup of patients
263
categorised as “improved” and “not improved”. The only exception was found for
264
“improved” subgroup defined according to the changes in TSK which showed a medium
265
ES. All four priori-formulated hypotheses related to internal responsiveness were
266
supported. For external responsiveness, we found a low correlation between the changes
267
in TSK and FABQ and changes in the PHODA-SeV. In addition, the ROC curve analysis
268
considering the patients who improved and not improved in the TSK and FABQ showed
269
an AUC lower than the cut-off point of 0.70. None of the priori-formulated hypotheses
270
related to external responsiveness were supported.
271
>
272
Interpretability
273
Floor effects and ceiling effects were not detected for the PHODA-SeV. None of the
274
participants reported the highest and lowest score. Furthermore, table 5 presents the
275
comparison between before and after the 8-week treatment period for all measures.
11
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276
>
277
Discussion
278
Our findings revealed that PHODA-SeV is a reliable tool to assess pain-related fear in
279
patients undergoing physical therapy treatment. Furthermore, our findings supported all
280
priori-formulated hypotheses related to internal responsiveness suggesting that this
281
instrument is able to detect change after an 8-week physical therapy treatment. The
282
PHODA-SeV showed, however, fair construct validity as well as poor external
283
responsiveness. Based on these results, we would recommend the PHODA-SeV as a
284
reliable tool to evaluate pain-related fear and detect change over time in patients with
285
chronic LBP in primary care settings.
286
The PHODA-SeV was found to provide consistent and reproducible results and showed
287
good validity with one of the pain-related fear measures investigated (i.e. FABQ). These
288
findings are consistent with previous studies investigating the psychometric properties of
289
PHODA-SeV in adults16 and adolescents37, which also found high reliability as well as
290
correlation with a pain-related fear measure. In regard to the construct validity of the
291
PHODA-SeV, our objective was to investigate which construct of pain-related fear would
292
be correlated with the instrument. Our results revealed that PHODA-SeV showed good
293
validity with FABQ (r = 0.39, p