Psychometric Properties of the Photograph Series of

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Psychometric properties of the Photograph Series of Daily Activities - Short Electronic Version (PHODA-SeV) in patients with chronic low back pain according to COSMIN checklist. Crystian Bitencourt Oliveira, PT, MSc1, Marcia Rodrigues Franco, PhD2, Samantha Janaina Demarchi, PT1, Rob Johannes E. M. Smeets, PhD3,4, Ivan P. J. Huijnen, PhD3,5, Priscila Kalil Morelhão, PT, MSc1, Thalysi Mayumi Hisamatsu, PT, MSc 1, Rafael

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Zambelli Pinto, PhD6. ¹ Department of Physical Therapy, Faculdade de Ciências e Tecnologia, Universidade Estadual Paulista (UNESP), Presidente Prudente, Brazil. 2

Department of Physical Therapy, Centro Universitário UNA, Contagem, Brazil

3

Department of Rehabilitation Medicine, Research School Caphri, Maastricht University 4

Libra Rehabilitation and Audiology, Eindhoven/Weert, The Netherlands

5

Adelante Centre of Expertise in Rehabilitation and Audiology, Hoensbroek, The Netherlands 6

Department of Physical Therapy, Universidade Federal de Minas Gerais (UFMG), Belo Horizonte, Brazil

Corresponding author: Rafael Zambelli Pinto, Av. Pres. Antônio Carlos, 6627, Pampulha, Belo Horizonte, MG, Brazil T: +55 18 3229 5534 E: [email protected] W: www.unesp.br/international/

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Funding: This research did not receive any specific grant from funding agencies. C.B.O., T.M.H. and M.R.F. were supported by São Paulo Research Foundation (FAPESP/grant numbers: 2016/03826-5, 2016/03826-5, 2015/07704-9). P.K.M. was supported by Capes Foundation, Ministry of Education of Brazil. Register protocol number in the clinicaltrials.gov: NCT02398760. Research Ethics Committee: CAAE36332514.0.0000.5402 (Sao Paulo State

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University Ethics Research Committee).

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Abstract

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Study Design: A prospective cohort study.

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Background: The Photograph Daily Activities Series - Short Electronic Version

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(PHODA-SeV) assesses perceived harmfulness of daily activities in patients with low

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back pain (LBP). Although there is some evidence that the PHODA-SeV is a reliable

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and valid tool, its psychometric propertieshave not been fully investigated.

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Objectives: To investigate the test-retest reliability, measurement error, interpretability,

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construct validity, internal and external responsiveness of the PHODA-SeV in patients

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with chronic LBP.

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Methods: Ninety-one patients were included in the analysis. For reliability purposes,

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the PHODA-SeV was administered twice with 1-week interval before commencement

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of the treatment. Pain, disability and measures of pain-related fear (i.e. PHODA-SeV,

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Fear Avoidance Beliefs Questionnaire (FABQ) and Tampa Scale of Kinesiophobia

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(TSK) were collected before and after the 8-week treatment period.

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Results: PHODA-SeV showed an excellent reliability (ICC2,1=0.91) without evidence

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of ceiling and floor effects. The construct validity analysis demonstrated fair

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correlations (i.e. r between 0.25 and 0.50) of PHODA-SeV with FABQ, but no

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correlation with TSK (i.e. r lower than 0.25). For the internal responsiveness, PHODA-

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SeV showed an effect size of 0.87 and standardized response mean of 0.92, interpreted

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as large effect (i.e. greater than 0.80). For the external responsiveness, the correlation

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between PHODA-SeV and changes in TSK and FABQ were considered low and the

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Receiver Operating Curve analyses revealed an area under curve lower than the

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proposed threshold of 0.70.

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Conclusion: The PHODA-SeV is a reliable tool and able to detect changes overtime in

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pain-related fear of patients with chronic LBP undergoing a physical therapy treatment.

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This tool, however, failed to identify those patients who improved or not according to

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other pain-related fear measures.

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Key-words: chronic low back pain; pain-related fear; reliability; validity;

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responsiveness;

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Introduction

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Low back pain (LBP) is a highly prevalent musculoskeletal condition and imposes a

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challenge for health care systems10. Psychological factors are believed to contribute to

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the transition from acute to chronic pain and disability27, 41, 42. The fear-avoidance model

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postulates that factors, such as fear and expectation of adverse consequences from

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increasing activities, are associated with the development of avoidance behavior,

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resulting in disability, depression and disuse8,

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specific fear that physical activities will cause (re)injury is the central concept in the fear-

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avoidance model, which has been found to be associated with the maintenance of chronic

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LBP39 and with poor outcomes9,

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properties that measure pain-related fear may help clinicians to identify those patients

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with poor prognosis.

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The Tampa Scale for Kinesiophobia (TSK) and the Fear Avoidance Beliefs Questionnaire

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(FABQ) are commonly used tools to evaluate pain-related fear in patients with LBP. The

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TSK assesses the beliefs that a painful activity will cause damage, suffering, or functional

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loss4. The FABQ was developed to measure levels of fear and avoidance beliefs about

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work and physical activity40. Although both tools have demonstrated good psychometric

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properties7,

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patients would fear or avoid during daily activities30. The Photograph Series of Daily

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Activities Scale (PHODA) is an innovative tool14 to measure to what extent movements

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or activities are regarded as harmful by patients with back pain, using pictures to rate

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harmfulness of a range of specific spinal movements and daily activities. Two versions

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of the PHODA are available: the original version consisting of 100 photographs14 and the

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PHODA- Short Electronic Version (PHODA-SeV) with 40 photographs16. The PHODA-

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SeV has the advantage of being easy to administer, which makes it suitable to be used

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routinely in clinical practice. Although the PHODA-SeV can be used to identify harmful

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activities to be addressed using a specific intervention (e.g. graded exposure), this tool

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could also be implemented as an evaluative measure after a full investigation of its

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psychometric properties.

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Leeuw et al. 200716 investigated the psychometric properties of the PHODA-SeV in

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adults with chronic LBP. The PHODA-SeV showed good internal consistency, excellent

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reliability and consistent relationship with related constructs such as self-report measures

25, 34

35

15, 18, 38

. Pain-related fear or the more

. Hence, instruments with good psychometric

, these tools fail to evaluate specific spinal movements or activities

4

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of fear of movement/(re)injury, pain catastrophizing, functional disability, and current

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pain intensity. However, the previous study selected the participants from a previous trial

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with high levels of fear of movement and referred from physicians in Netherlands. Given

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that not all measurement properties are evaluated yet and to increase the implementation

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of this instrument to measure pain-related fear, the aim of this study is to fully investigate

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the measurement properties of the PHODA-SeV, including internal consistency,

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reliability, measurement error, construct validity, responsiveness and interpretability, in

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patients with nonspecific chronic LBP.

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Methods

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The protocol of this prospective cohort study has been previously registered in the

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clinicaltrials.gov (NCT02398760).

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Participants

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Patients with non-specific chronic LBP were recruited via local press and social media

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advertisements, and from two outpatient physical therapy university clinics in Presidente

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Prudente. To be included, patients aged between 18 and 60 years had to be diagnosed

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with non-specific chronic LBP, defined as pain not attributable to a specific cause

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localized below the costal margin and above the inferior gluteal folds, with or without leg

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pain, for at least three months. In addition, patients had to report at least moderate-

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intensity LBP (i.e. at least 4 points in the 0-10 pain Numerical Rating Scale [NRS]) or

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moderate interference with function as measured by items 7 and 8 of the SF36

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questionnaire5. Patients were excluded if presenting: suspected or diagnosed serious

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spinal pathology (i.e. inflammatory spondyloarthropathy, fracture, malignancy, cauda

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equina syndrome, or infection), nerve root compromise (i.e. at least 2 of the following

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signs: weakness, reflex change, or sensation loss, associated with the same spinal nerve),

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history of spinal surgery, fibromyalgia, any other musculoskeletal condition which may

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affect activity and movement, pregnancy, illiterate, insufficient understanding of the

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Portuguese language, or any contraindications to exercise according to American College

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Sports Medicine (ACSM)2. Initial examination was performed by a physical therapist.

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The university ethics research committee at the Sao Paulo State University approved the

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study (CAAE36332514.0.0000.5402) and all participants provided informed consent.

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Procedures

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For those patients considered eligible, we collected socio-demographic and

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anthropometric data, symptoms duration, pain intensity, disability and measures of pain-

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related fear (i.e. PHODA-SeV, TSK and FABQ). The questionnaires were administered

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by two trained assessors but the order of administration was not randomized. For

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reliability purposes, the PHODA-SeV was administered again 1 week after the initial

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assessment before commencement of the treatment. The time interval was adopted to

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prevent recall of previous assessment and ensure that patient’s condition remain

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unchanged. After initial assessments, all the included participants underwent an

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individual program for eight weeks, twice a week, delivered by physical therapists. The

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intervention was not protocolled but the physical therapists who administered the

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treatment were instructed to follow the clinical practice guidelines for the management

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of chronic LBP (i.e. supervised exercise therapy)13. Pain intensity, disability, and

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measures of pain-related fear were collected after 8-week treatment period (i.e. 9 weeks

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after the initial assessment).

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Instruments

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A standardized assessment form was used to collect demographic and anthropometric

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data (e.g. age, sex, body mass index, employment status [i.e. unemployed/employed]),

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duration of symptoms, pain intensity, disability and levels of pain-related fear and

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patient’s perception of recovery (only post-intervention). The Brazilian-Portuguese

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version or an adaptation of the questionnaires were used in the present study. The NRS

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was used to assess the average pain intensity during the last 24 hours. The NRS ranges

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from 0 (“no pain”) to 10 (“worst pain possible”). The Roland Morris Disability

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Questionnaire (RMDQ) was used to measure disability26, 31. The RMDQ consists of 24

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yes-or-no items with a total score ranging from 0 (“no disability”) to 24 (“maximum

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disability”).

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Measures of pain-related fear assessed in this study were FABQ, TSK and PHODA-SeV.

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The FABQ is a self-reported questionnaire consisting of 16 items grouped in two

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subscales: physical activity (FABQ-PA) and work (FABQ-Work) subscales. Of these, 11

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items (i.e. 7 items from FABQ-Work and 4 items from FABQ-PA) are scored from 0

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(“totally disagree”) to 6 points ("totally agree")1, 40. The FABQ have a total score ranging

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from 0 to 66 points, with higher scores indicating higher fear-avoidance beliefs. The 6

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Brazilian-Portuguese version of the FABQ has shown good reliability (Intraclass

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Correlation Coefficient (ICC)(2,1) = 0.96, 95% Confidence Interval (CI): 0.94 to 0.98)7.

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The TSK is a self-reported questionnaire consisting of 17 items. Each item in a scale from

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1 (“totally disagree”) to 4 points (“totally agree”)22, 32. TSK total scores ranges from 17

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to 68 points, with higher scores indicating greater levels of fear of movement. The

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Brazilian-Portuguese version of the TSK demonstrated high reliability (ICC(2,1) = 0.93

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95% CI: 0.87 to 0.96)7.

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The PHODA-SeV is a self-administered tool used to assess the perceived harmfulness of

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movements performed during daily activities. This tool uses pictures to describe 8

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possible movements (lifting, bending, turning, reaching, falling, intermittent load

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unexpected movement, and long-lasting load in stance or sit with limited dynamics), set

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against 4 areas of daily occupations (activities of daily living, housekeeping, work and

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sports and leisure time) and converted into recognizable and frequent daily activities

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instead of in terms of their biomechanics16. The original version of the PHODA was

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proposed with 100 photographs of daily activities14. In the current study, we used a

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shortened

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(https://ppw.kuleuven.be/ogp/software/phodasev-en.zip), known as the PHODA-SeV,

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which contains 40 selected photographs16. Considering that the PHODA-SeV is an

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electronic instrument, each patient was familiarized with how to rate score the items using

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a laptop computer. The participants rate the activities using a scale ranging from 0 (“not

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harmful at all”) to 100 (“extremely harmful”). The respondent is asked to look at the

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photographs and try to imagine himself performing the shown activity. Then, for each

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photograph the participant answers the following question: “How harmful do you feel

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that this activity would be for your back?”. The total score is calculated by averaging the

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score of each of the 40 photographs.

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Statistical Analysis

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Data are presented as frequency (proportion), mean (standard deviation) and median

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[interquartile range]. Paired T-test was used to compare the differences between baseline

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and 8-week follow up.

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The measurement properties of the PHODA-SeV investigated in this study were:

electronic

version

of

the

PHODA

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Internal Consistency: Internal consistency investigates the level of interrelatedness

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between the items of the instrument. The Cronbach’s α was calculated to analyze the

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internal consistency of the PHODA-SeV which values ranging from 0.70 to 0.95

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indicating sufficient homogeneity36.

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Test-retest reliability. Test-retest reliability is the extent to which the measures for the

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same patients remain unchanged after repeated measurements. Intraclass correlation

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coefficient (ICC(2,1)) was used to calculate the intra-rater reliability using the total score

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and each item of the PHODA-SeV. ICC values greater than 0.70 indicates excellent

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reliability36.

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Measurement error. Measurement error is the error of a patient’s score that is not

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attributable to true changes in the construct measured. The Standard Error of

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Measurement (SEM) and Smallest Detectable Change (SDC) were calculated using the

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following formulas, respectively: SEM= SD × √1 − 𝐼𝐶𝐶; and SDC= 1,96× √2 × 𝑆𝐸𝑀,

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where SD is the Standard Deviation of the baseline. The SEM reflects the possibility that

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the change in the measure may be attributable to random error. The SDC is defined as the

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smallest within-person change in the measure that can be interpreted as a real change,

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above the measurement error36.

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Construct Validity. The construct validity measures the degree to which the instrument is

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consistent with the hypotheses based on the assumption that the instrument validity

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measures the construct intended to measure. Pearson coefficient (r) was used to analyze

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the correlation of the PHODA-SeV with other measures of pain-related fear (i.e. TSK and

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FABQ). The levels of construct validity are interpreted as follows: weak validity, if r

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lower than 0.30; moderate validity, if r between 0.30 to 0.60; good validity, if r higher

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than 0.6036. Our hypothesis for construct validity was that the PHODA-SeV would show

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positive and at least moderate validity with at least one measure of pain-related fear, TSK

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or FABQ.

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Responsiveness. There are two major aspects of responsiveness: internal and external

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responsiveness. Internal responsiveness refers to the ability of a measure to change over

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a pre-specified time frame and external responsiveness reflects the extent to which change

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in a measure relates to a corresponding change in a reference measure of clinical or health

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status11. Internal responsiveness was calculated using the Effect Size (ES) (𝐸𝑆 =

8

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Mean changes

) and the Standardized Response Mean (SRM) formulas (𝑆𝑅𝑀 =

SD of baseline

Mean changes

), where mean changes were calculated as the difference between baseline

SD of the change

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and post-treatment. Considering that the TSK and FABQ also assess pain-related fear

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constructs, we divided the sample in “improved” and “not improved” using the changes

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in TSK and FABQ as external anchors to investigate the external responsiveness. For the

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TSK, patients with change scores equal or more than 12 points were categorized as

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“improved” and patients scoring less than 12 as “not improved”7. For the FABQ, patients

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with change scores equal or more than 17 points were categorized as “improved” and

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patients scoring less than 17 as “not improved”. The cutoff points of the TSK and FABQ

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were determined using the SDC. We calculated the SDC using the intraclass correlation

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coefficient reported in previous studies investigating the psychometric properties of these

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questionnaires1, 32. The ES and SRM were interpreted as follows: 0.20 represents a small

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effect; 0.50 a moderate effect; and 0.80 a large effect6. For external responsiveness, we

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correlated the change in the PHODA-SeV (i.e. baseline minus follow-up score) with

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change scores of the TSK and FABQ and conducted the receiver operating characteristics

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(ROC) analysis. If the ROC analysis shows an area under the curve (AUC) equal or

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greater than 0.70, the instrument was considered to have an appropriate external

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responsiveness. An AUC of 0.70 means that the instrument can correctly identify the

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subject condition, “improved” or “not improved” in 70% of the sample.

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According to the COSMIN checklist24, the responsiveness must be examined using a

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priori-formulated hypotheses. The criterion used to assess the responsiveness is that the

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results should be in accordance with at least 75% of the hypotheses23. Previous studies

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showed the performance of pain-related fear measures to vary from low to medium effect

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size (ES0.5)

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after multidisciplinary treatment3,

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hypotheses were that the ES and SRM of the PHODA-SeV would be at least 0.5

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(Hypotheses 1 and 2). Considering the changes in TSK and FABQ, we also hypothesized,

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that the ES and SRM for those patients categorized as “improved” would be large (i.e. >

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0.80) (Hypotheses 3) and for those categorized as “not improved” would be at least

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medium (i.e. > 0.05) (Hypotheses 4). We considered an appropriate internal

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responsiveness for the PHODA-SeV if at least three of the total four hypotheses (75%)

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were supported.

17, 25

. Hence, for internal responsiveness, our

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For external responsiveness, given that a previous study found a moderate correlation (r

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= 0.37) between TSK and PHODA-SeV16, we hypothesized that the change in PHODA-

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SeV would show at least moderate correlation with the changes scores of the TSK

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(Hypothesis 1) or FABQ (Hypothesis 2). The magnitude of the Pearson correlation

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coefficient was interpreted as: 0.00 to 0.25 little or no correlation; 0.25 to 0.50 fair

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correlation; 0.50 to 0.75 moderate to good correlation; and more than 0.75 excellent

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correlation29. We also hypothesized AUCs using the TSK (Hypothesis 3) and FABQ

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(Hypothesis 4) as an external anchors will be equal or greater than 0.70. We considered

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an appropriate external responsiveness for the PHODA-SeV if at least three of the total

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four hypotheses (75%) are supported.

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Interpretability. Interpretability is the degree to which one can transform a qualitative

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meaning to quantitative scores. For the interpretability, we calculated the floor and ceiling

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effects and the change scores for pain, disability and measures of pain-related fear. Floor

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and ceiling effects were calculated through the percentage of participants that answered

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the maximum score (ceiling effect) and the minimum scores (floor effect) of the

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questionnaire. Ceiling and floor effects were considered to be present when more than

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15% of the respondents answer the maximum and/or minimum score, respectively36.

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All statistics analyses were performed using IBM SPSS version 20.0 (IBM corporation,

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Somers, 205 NY, USA).

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Results

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From August 2014 to December 2015, 104 patients with chronic non-specific LBP were

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recruited. Patients who not completed the 8-week treatment were excluded from the

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analysis. Therefore, ninety-one patients completed the 8-week treatment period and were

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included in the analyses. No missing items were identified in the questionnaires from

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those patients included in the analyses. Nearly two thirds (n=62) of the sample was

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female, with mean (SD) age of 37.8 (12.4) years and a median duration of pain of 18

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months (interquartile range: 6.0 to 48.0). Table 1 describes the sample characteristics.

245

>

246

Internal Consistency, test-retest reliability and measurement error

10

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The Cronbach’s α of the total score of the PHODA-SeV was 0.95, indicating homogeneity

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among the items of the instrument. The total scores of PHODA-SeV demonstrated an

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ICC(2,1) of 0.91 (95% CI: 0.86 to 0.94), indicating excellent reliability. The SEM and SDC

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were of 5.46 and 15.13 points on a scale from 0 to 100, respectively. The reliability of

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each activity of the PHODA-SeV ranged from 0.56 (i.e. Ironing while sitting) to 0.86 (i.e.

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Walking up stairs), indicating good to excellent reliability. Table 2 describes the

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reliability for each item of the PHODA-SeV.

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>

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Construct Validity

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Table 3 shows the construct validity results. Our findings suggest a moderate validity for

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the PHODA-SeV as there was a moderate correlation with one measure of pain-related

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fear (i.e. FABQ).

259

>

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Responsiveness

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Table 4 shows the findings for the responsiveness analyses. For internal responsiveness,

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large ES and SRM were found for the whole sample and for the subgroup of patients

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categorised as “improved” and “not improved”. The only exception was found for

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“improved” subgroup defined according to the changes in TSK which showed a medium

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ES. All four priori-formulated hypotheses related to internal responsiveness were

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supported. For external responsiveness, we found a low correlation between the changes

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in TSK and FABQ and changes in the PHODA-SeV. In addition, the ROC curve analysis

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considering the patients who improved and not improved in the TSK and FABQ showed

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an AUC lower than the cut-off point of 0.70. None of the priori-formulated hypotheses

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related to external responsiveness were supported.

271

>

272

Interpretability

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Floor effects and ceiling effects were not detected for the PHODA-SeV. None of the

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participants reported the highest and lowest score. Furthermore, table 5 presents the

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comparison between before and after the 8-week treatment period for all measures.

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>

277

Discussion

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Our findings revealed that PHODA-SeV is a reliable tool to assess pain-related fear in

279

patients undergoing physical therapy treatment. Furthermore, our findings supported all

280

priori-formulated hypotheses related to internal responsiveness suggesting that this

281

instrument is able to detect change after an 8-week physical therapy treatment. The

282

PHODA-SeV showed, however, fair construct validity as well as poor external

283

responsiveness. Based on these results, we would recommend the PHODA-SeV as a

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reliable tool to evaluate pain-related fear and detect change over time in patients with

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chronic LBP in primary care settings.

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The PHODA-SeV was found to provide consistent and reproducible results and showed

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good validity with one of the pain-related fear measures investigated (i.e. FABQ). These

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findings are consistent with previous studies investigating the psychometric properties of

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PHODA-SeV in adults16 and adolescents37, which also found high reliability as well as

290

correlation with a pain-related fear measure. In regard to the construct validity of the

291

PHODA-SeV, our objective was to investigate which construct of pain-related fear would

292

be correlated with the instrument. Our results revealed that PHODA-SeV showed good

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validity with FABQ (r = 0.39, p