SEISMIC RESPONSE OF RETAINING STRUCTURES

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5.4 Maximum Dynamic E a r t h C o e f f i c i e n t , K d y m a x ... Spring Constants for Rigid Base Resting on Elastic Half-. Space ... General Characteristics of Damping Force, D(t) and Loading ...... The gravity retaining structure used in the analysis is 20 feet high ...... IG = 0, means that the unit system used i s : FOOT, POUND,.
S E I S M I C RESPONSE OF RETAINING STRUCTURES

BY

FRANCISCO MANUEL GONCALVES ALVES B.Sc,

The T e c h n i c a l

A

University

of Lisbon

SALGADO (I.S.T.),

1972

T H E S I S SUBMITTED IN PARTIAL F U L F I L M E N T OF THE

REQUIREMENTS FOR THE DEGREE OF MASTER OF A P P L I E D

SCIENCE

in

THE

FACULTY OF GRADUATE STUDIES

DEPARTMENT

We

accept to

THE

CJ

OF C I V I L ENGINEERING

this

t h e s i s as conforming

the required

standard

UNIVERSITY OF B R I T I S H A P R I L 1981

COLUMBIA

FRANCISCO MANUEL GONCALVES ALVES SALGADO, 1981

In p r e s e n t i n g requirements

this thesis

f o r an a d v a n c e d

of

British

it

freely available

agree that for

in partial

Columbia,

scholarly

degree a t the U n i v e r s i t y

I agree that f o r reference

permission

the L i b r a r y

shall

and s t u d y .

I

f o r extensive

p u r p o s e s may

f u l f i l m e n t of the

for

that

shall

of this

Itis thesis

n o t be a l l o w e d w i t h o u t my

permission.

Department o f

^ % U J ^ L ^ ^ ^ 7

The U n i v e r s i t y o f B r i t i s h 2075 Wesbrook P l a c e V a n c o u v e r , Canada V6T 1W5

thesis

be g r a n t e d by t h e h e a d o f my

copying or p u b l i c a t i o n

f i n a n c i a l gain

further

copying of t h i s

d e p a r t m e n t o r by h i s o r h e r r e p r e s e n t a t i v e s . understood

make

Columbia

written

-

A

s i m p l e method o f

forces

and

sented. bility

displacements

The and

analyses

method

of

of

both

degree of

freedom p e r f e c t

of motion

i s integrated

displacement. subjected indicate having dynamic ing

to

three

that:

the

(1)

usual

force

increases

sliding

The

on and

-

which allows

both

the

the

weight

backfill

and

elastic-plastic

to

both

retaining structures

considers

strength

ABSTRACT

yield

the

method i s a p p l i e d

the

to

of

earthquake

be

the

computed

wall

foundation

model

to a

and

is

the

soil.

i s used

time h i s t o r i e s of

and

A

the

wall

induced preflexisingle

equation

force

gravity retaining wall

and structure

d i f f e r e n t a c c e l e r a t i o n time h i s t o r i e s .

The

results

the

for

walls

dynamic

f a c t o r of the can

i s prevented

wall be from

displacements w i l l

safety

against

increases greater

as

the

than the

occurring.

-

i i -

sliding

be

small

> 1.5;

f a c t o r of

(2)

safety

the

maximum

against

Mononobe-Okabe v a l u e

when

slid-

TABLE OF CONTENTS ABSTRACT 1.

INTRODUCTION

2.

METHOD OF ANALYSIS 2.1 2.2 2.3

3.

General Incremental Equation o f Motion Governing Equations 2.3.1

General

2.3.2

Incremental

2.3.3

Step

2.3.4

Summary

Equation o f Motion

by S t e p

MODEL PARAMETERS AND RETAINING STRUCTURE 3.1 3.2

General C h o i c e o f Mass f o r E q u i v a l e n t Lumped

3.3

Choice

o f Spring Constants,

Relations 3.3.1

and E m p i r i c a l

Lateral 3.3.1.1

3.3.2

Base

3.4

Choice 3.4.1

System

U s i n g Measured

Equations.

Required

t o Reach A c t i v e

States.

Values

o f K^ a n d Kp U s e d

Different

Soil

i n the Analyses

Estimation of Foundation

Stiffness,

Kg

Poisson's Ratio, u Modulus o f E l a s t i c i t y i n Shear, G Values of Foundation S t i f f n e s s f o r D i f f e r e n t F o u n d a t i o n T y p e s a n d L/B R a t i o s

of Effective

3.5

Choice

3.6

Retaining Wall

o f Time Increment,

EARTHQUAKE DATA

and P a s s i v e

Backfills.

o f Damping f o r E q u i v a l e n t Lumped Values

Stress-Strain

Strains

Spring.

3.3.2.1 3.3.2.2 3.3.2.3

USED I N THE ANALYSES

Spring

For

4.

Integration

of Procedure

Damping U s e d A t , used

Dimensions

USED IN THE ANALYSES

-

iii

-

System i n the Analysis, C ( t )

i n the analyses.

B

5.

RESULTS 5.1 5.2

Introduction Earthquake Induced

5.3

F u n c t i o n o f Time. Maximum D i s p l a c e m e n t s V e r s u s

Displacements

and Dynamic L a t e r a l

Static

Factor

of Safety

Forces

as a

Against

Sliding.

5.4

5.3.1 E f f e c t o f F o u n d a t i o n a n d E a r t h q u a k e 5.3.2 C o m p a r i s o n w i t h Newmark's A n a l y s i s

Conditions

Maximum

Versus

of

Dynamic E a r t h Safety

5.4.1 E f f e c t 5.4.2 E f f e c t 5.4.3 6.

Against

Coefficient,

Comparison

with

y

m

a

x

Mononobe-Okabe A n a l y s i s .

BIBLIOGRAPHY - PROGRAMME

d

Static

o f F o u n d a t i o n and E a r t h q u a k e C o n d i t i o n s o f S o i l B a c k f i l l State o f Compaction

CONCLUSIONS

APPENDIX

K

Sliding.

WALLQUAKE

-

iv -

Factor

LIS

Table

I

- Soil

Table

II

-

Backfill

OF

!

TABLES

Parameters.

Spring Constants

for Rigid

B a s e R e s t i n g on

Elastic

Space Table

III

-

Poisson's

Table

IV

- Test

Ratio

Procedures

Values f o r Measuring

M o d u l u s and

Damping

Characteristics. Table

V

- Ranges o f

G

Table

VI

- Foundation

Table

VII

-

Spring Constant

Table

VIII

-

Effective

Table

IX

- N a t u r a l P e r i o d , T,

Table

X

- Earthquake

Table

XI

-

m

a

x

Parameters Values Values,

Values

G.

Kg.

Damping V a l u e s , and

to Assess

Cg.

Time

Increment,

At.

Data. Correspondent

Conditions.

-

v

-

to the

Softer

Foundation

Half-

FIGURE INDEX -

Cantilever

Retaining

Wall

Figure

1

Figure

2

Model

Figure

3

Lateral

Figure

4

S t r a i n s Required Dense Sand

Figure

5

Base

Figure

6

Figure

7

Single

Figure

8

General C h a r a c t e r i s t i c s force, E(t).

o f Damping F o r c e ,

Figure

9

Motion

Time

Figure

10 -

Earth

Figure

11-

Spring

Figure

12 -

Illustration

Figure

13 -

Cantilever

Figure

14 -

Approximate R e l a t i o n s h i p s Rock a n d O t h e r L o c a l S i t e

Figure

15 -

Earthquake

Figure

16 -

Dynamic

Lateral

Figure

17 -

Maximum

Displacements

-

Spring t o Reach A c t i v e

and P a s s i v e

States

in a

spring

Relationship Movement.

between Base and L a t e r a l

Degree o f Freedom

o f System D u r i n g Coefficients Constant

Springs,

and W a l l

(S.D.O.F.) D ( t ) and L o a d i n g

Increment

vs. Strain.

Coefficients

f o r Rectangular

o f Shear Modulus L o c a t i o n

Retaining

Induced

Wall

Used

Assessment

i n the Analysis.

B e t w e e n Maximum Conditions.

Displacements

Force

Foundations

A c c e l e r a t i o n s on

as a F u n c t i o n

as a F u n c t i o n

o f Time.

o f Time.

vs. Static

Factor

of Safety

Against

Maximum

Displacements v s . S t a t i c

Factor

of Safety

Against

Sliding

Effect

Sliding. Figure

18 -

Figure

19 -

Comparison

Figure

20 -

Maximum of

Figure

21 -

with

o f L/B

Newmark

Dynamic E a r t h

Safety

Ratio.

Against

Displacements.

Coefficient,

K, vs. Static dymax

Factor

Sliding.

Maximum

Dynamic E a r t h

Level.

Effect

of Soil

-

Coefficient, Backfill

v i -

K

d

y

m

a

x

vs. Acceleration

Compaction.

Figure

22 -

Maximum ing

Figure

23 -

Dynamic E a r t h

Comparison

With

Coefficient,

K

, , vs. Static

d y

a;

Factor

Mononobe-Okabe

Maximum D y n a m i c E a r t h C o e f f i c i e n t , K vs. Acceleration Level. E f f e c t o f S o i l B a c k f i l l Compaction. Comparison w i t h Mononobe-Okabe R e s u l t s . d

- v i i -

y

m

a

x

ACKNOWLEDGEMENT The for

w r i t e r wishes t o acknowledge

h i s suggestions

consultations also

a n d t h e 100% s u p p o r t

throughout

by t h e N a t u r a l

study.

h i sappreciation f o rthe financial

Science

The w r i t e support

and E n g i n e e r i n g C o u n c i l o f Canada

5109).

-

viii

Byrne

shown d u r i n g t h e i n u m e r o u s

t h e development o f t h e p r e s e n t

wishes t o acknowledge

offered

h i s a p p r e c i a t i o n t o Dr. Peter

-

( G r a n t P.

JOAO and MARTA

1.

INTRODUCTION The

earthquake

commonly theory

computed

f r o m an

i n which the

represented

by

coefficient. Okabe

induced

an

f o r c e s on

extension

sufficiently

equivalent

static

Mononobe and

to

Mononobe-Okabe e q u a t i o n .

failure

of

the

considered existing seismic

induced

structural

methods t o

e x c i t a t i o n and

towards cycles

can the

concludes

take

place

backfill

of motion,

the

and

N i i g a t a 1964

w a l l m u s t be

decreases with the

the

and

i n the

studies

materials wall

wall

on

The

during

Whitman,

must

extensive

of

earth

by

due

wall

Ohara

thus

the

teh

to

method

is

at

the

base

of

the

i t s movement after

a number

of

different position.

earthquakes 1970).

of

pressures.

sliding

Therefore,

assumes a

the

be

review

retaining walls

resistance to

analysis since

o f M a t s u o and

this

cause

movements away f r o m

larger. and

for

i s generally referred

and

caused

by

yields

equation

above p s e u d o - s t a t i c

whereas the

i n c r e a s i n g magnitude of

experimental

wall

increment

considered.

w a l l moves o u t

considered

the

pressures

i s considerably

(Seed

Their

are

seismic

assumes t h e

( 1 9 7 7 ) d i d an

that

observed

a

wedge

backfill

T h e s e a d d i t i o n a l f o r c e s may

dynamic

easily

soil

by

are

sliding

cohesionless

and

the

to displacement

a l s o be

S u c h movements a h v e b e e n 1964

earth

f o r computing the

s t r u c t u r e s must

backfill

(1929),

f o r c e s on

Prakash

compute

H o w e v e r d i s t r e s s due the

designated

f o r dry

components o f

i n i t s design.

mainly used

the

t o p r o d u c e minimum a c t i v e p r e s s u r e s . earthquake

structures

Coulomb-Rankine

f o r c e s on

force

Matsuo

the

the

the

developed

computing as

of

t r a n s i e n t earthquake

T h i s m e t h o d was

(1926) and

retaining wall

i n C h i l e 1960, displacement

maximum e a r t h

displacement,

(1960).

as

Alaska of

the

pressure shown

by

2. Newmark earthquake for

(1965) p r e s e n t e d

induced

displacement

earth slopes, i s also

method e s t i m a t e s seismic

interface.

approach:

a) S l o p e s

Walls of

- Richards

b) N u c l e a r a n d Helms

respond

as a s i n g l e however,

be

desirable

cannot

backfill)

o f freedom

model based

method

from

plastic this

plastic

Sharma

(1975),

c) R e t a i n i n g

the displacement

from

the time soil to

system.

T h e f o r c e s on

method.

T h e Newmark a p p r o a c h

but not the wall forces.

method o f a n a l y s i s

allows the

I t w o u l d be

which would

allow both the

o f t h e w a l l t o be computed.

surrounding

requires that

the wall

(soil

both

would

together with

t h e f l e x i b i l i t y and

f o u n d a t i o n and s o i l

the weight

A rigorous analysis

o f t h e domain

equations

rigid

e t a l (1979),

i s computed

rigid

subjected to

a l l o w s t h e s e i s m i c f o r c e s on t h e w a l l t o

be c o n s i d e r e d t o g e t h e r w i t h

discretization resulting

i t s base

method o f a n a l y s i s

the wall i t s e l f .

(1966),

In t h i s

His

at the block-

h i s simple

- Kausel

etc.

be c o m p u t e d

t o have a s i n g l e

of the s o i l

friction

block

c o n s i d e r i n g t h e w a l l and a d j a c e n t

degree

and d i s p l a c e m e n t s

strength

simpler

along

t o be c o m p u t e d

A rational

of

(1979),

but not the displacements.

displacements

forces

Powerplants

Mononobe-Okabe e q u a t i o n

computed

b y Coulomb

developed

structures.

of a r i g i d

a n d Dams - Goodman a n d S e e d

of accelerations,

The

mass, w h i c h a l t h o u g h

appropriate for retaining

t h e w a l l due t o s l i d i n g

wall,

f o rp r e d i c t i n g the

Numerous d e s i g n e r s u s e d

history

the

of a soil

and r e s i s t e d

foundation

(1975),

method

t h e amount o f d i s p l a c e m e n t

excitations

Mineiro

a simple

and s t r u c t u r a l

require a finite

a time

o f motion.

Such an a n a l y s i s

on a s i n g l e

degree

o f freedom

stiffness element

step i n t e g r a t i o n i s complex, system

of the

and h e r e i n a

i s presented.

2.

METHOD OF

2.1

General

ANALYSIS

Analysis

of

determination These

soil

of a

functions

structure

set of

are

foundation

required

to

the

structure

foundation

the

ground

a location well

general, in

the

at

these

time domain

by

equivalent

as

Modal S u p e r p o s i t i o n

masses,

step

by

2.2

A n a l y t i c a l Model The

single

shown on

with

a

contained

Figure

wall.

dashplots and

A-B

i n the

the

above the

Later

equivalent

or

the

of

3.2)

effective

motions of

the

forces

foundation

structure.

at

and,

However,

dependent which p r e c l u d e s

and

to

Step

the

doing

i n the

in

analysis

free

base

base and

hence the

mass o f

this,

the

soil

be

.

replaced

methods

such

followed.

The

analysis.

1 i s modelled

with

spring with

damping C

and

wall

field

usually

present

shown i n F i g u r e

effective

the

By

are

i n t e g r a t i o n can

used

the

The

wall

functions

springs.

domain above t h e

heel

(Chapter

2.

with

wall plus

functions.

r e l a t i o n s h i p between

dependent

S t e p by

Figure

1, moves w i t h

mass o f

line

frequency

dashpot

the

(1972)).

lumped mass, c o n n e c t e d

coupled

the

frequency

requires

(or compliance)

removed from the

cantilever retaining wall

as

in

relative

i n t e g r a t i o n m e t h o d was

springs

soil

are

stiffness

establish a

the

(Whitman

In p r a c t i c e t h e s e

Step

and

functions

interaction usually

two

as

elastic-plastic

stiffness

Kg

I t i s assumed

shown a s equivalent i n the

a

the

is that

shaded

the

zone

s i n g l e mass

shaded

zone.

The

represents

the

effective

face

some c o n s i d e r a t i o n s

are

presented

regarding

mass c h o s e n

above.

is

of

the the

The developed The

force

i n the l a t e r a l

spring

a t the e f f e c t i v e face

represents

of the wall

force-deflection characteristics of this

the lateral

during spring

earth

the seismic

force

action.

a r e shown on

Figure

R O C K

FIG.2 FIG.I CANTILEVER

RETAINING WALL.

WALL

MOVEMENT,X

FIG.3 L A T E R A L S P R I N G .

MODEL.

5. This

lateral

spring

upper represents backfill

(K

( 1 9 3 4 ) and

L

) of

distinct

Passive

the

Lambe and

relationship

(after

the

two

c h a r a c t e r i s t i c s and

stiffness

strain,

has

spring Whitman

between the

i n percent, Lambe and

the

(P )

lower,

i n the

case

the

plastic

(1969).

of

On of

forces

or

correspondent

p

coefficient

f o r the

Whitman,

force

limiting

Active range

Figure earth

a dense

yield

to

force

the

on

4 i s shown a

pressure

versus

s a n d b a s e on

the

soil

(P&).

i s based

points:

The Terzaghi typical horizontal

Laboratory

data

1969). 7i

f r

-«—Ko - 5

- 1 0

0

+5

+10

Horizontal strain (%)

Fig.4

STRAINS

REQUIRED TO

REACH

AND PASSIVE STATES IN (after Lambe and Three d i f f e r e n t r e l a t i v e considered d e n s e and

i n the loose

density

analysis, correspondent

conditions.

The

A DENSE SAND

Whitman,

conditions

ACTIVE

of

the

1969) soil

respectively to

r e l a t i o n s h i p used

i n the

backfill

dense,

were

medium

analysis

6. between e a r t h presented spring

c o e f f i c i e n t s and h o r i z o n t a l

i n Chapter

i s the s t a t i c

strain

3 (Model P a r a m e t e r s ) . value

P

f o r these

Initially,

, and as t h e w a l l

three

cases are

the force

moves away

in this

from t h e

st backfill

during

Should

the wall

passive

value

The force

the earthquake,

drops t o the a c t i v e

move t o w a r d s t h e b a c k f i l l

a s shown o n F i g u r e

initial

static

correspondent

condition".

the force

These

force

the force

increases

value. towards the

3.

value,

t o , an " a t r e s t "

P s t , c a n be c o n s i d e r e d condition

two s t a r t i n g c o n d i t i o n s

either

as t h e

o r t o an " a c t i v e .

were c o n s i d e r e d

i n the

analysis. The soil

o r base

spring

r e l a t i v e to the free

limiting force

lower

frictional

represents

field

resistance

the compliance

and i t s y i e l d that

limit

can be m o b i l i z e d

deflection c h a r a c t e r i s t i c s of t h i s spring

of the foundation

represents

at the base.

a r e shown on F i g u r e

WALL MOVEMENT, X

FIG.5

BASE

SPRING.

the The 5.

Under t h e p r e - e a r t h q u a k e will P

be Q

.

opposing

st

As t h e w a l l

static

the s t a t i c

condition

force

moves away f r o m

from

the force

the l a t e r a l

the b a c k f i l l ,

in this

spring,

the force

spring

ie. Q = st

in this

spring

st may

increase

wall

t o the y i e l d

moves t o w a r d s

the b a c k f i l l

yield

on t h e n e g a t i v e

force

i s expressed

(F

s

), w h i c h

value

side

a t which time base the force

a s shown o n F i g u r e

i n terms o f t h e s t a t i c

i s defined

as

force)

from

c a n be

Base

the

static

value.

equation

(1) t h e b a s e

The s p r i n g

I f the sign

and

limiting

against

sliding

"a" Forces Forces

(1)

limiting

force

(resistance

derived:

Spring

lateral

Assuming

the analysis

Limiting

force

Force

(Q ) = F y

c a n be t a k e n

an a c t i v e v a l u e ,

performed,

correspond

to different

represents

a retaining wall

expected,

5.

change

factor of safety

spring

different

conditions

Static

s

a s an i n i t i a l

t h e above e q u a t i o n

°-v =

In

a n d may

occurs.

follows, Resistance Driving

therefore

drops

slip

F

s

P

Lateral

'active

1

or 'at r e s t '

c a n be r e w r i t t e n

as:

(3)

A

values

(2)

Force

of F

g

were c o n s i d e r e d ,

of the s t r u c t u r e

w h e r e no movement

such as the case o f a r e t a i n i n g w a l l

foundation.

in relation founded

on

which A

high

t o i t s base i s piles.

8. In o r d e r springs

and

presented during

the

to v i s u a l i z e

the

on

relative

figure

6.

the

relationship

wall displacement Points

1,2,3

and

4

between the a schematic represent

f o r c e s on diagram

possible

the

is stages

motion.

Fig. 6

RELATIONSHIP

BETWEEN

SPRINGS AND WALL

BASE AND LATERAL

MOVEMENT

two

2.3.

Governing 2.3.1 As

the

General

mentioned

previously

present analysis.

incremental good

equal

outlined

2n,

such

of v e l o c i t y .

The

The and

end

equilibrium

o f each

time

and

initial

The

(non-linearity

displacement

response

a t t h e end

the

next

interval,

the

time

z e r o t o any

The

system

strength

and

and

taken

is

of

programme by

at

or changes i n by

is satisfied

i s established

time

increment.

the

an

inputed

at

the

range

spring

of t e h base

from

elastic

spring

remains

calculating

(C

elastic,

to

new

study

and plastic

i s equal to

an

and

a

assumes

o f the s p r i n g . )

i s o b t a i n e d by

o f one

by

In t h p r e s e n t

stiffness

with the base

the base

time

u s i n g the v e l o c i t y

interal

t h e p r o c e s s i s t o be

desired

is a

response

of p r e c i s i o n

to plastic

o c c u r s a t changes

t h e damping a s s o c i a t e d

complete

the

computer

i s controlled

condition

behave n o n - l i n e a r l y :

zero value i n the p l a s t i c

which

interval.

of the

given value while

in

A t i s , when n e e d e d , d i v i d e d

elastic

of precision

(1975),

At, g e n e r a l l y

In t h e

used

acceleration

approach,

increments

from

m e t h o d was

linear

Penzien

In t h i s

increment

a t the b e g i n n i n g o f each

springs

and

the

convenience.

time

degree

dynamic

three parameters

range)

Clough

time

as change

nonlinear nature

parameters

lateral

this

uses

i n o r d e r t o achieve a high degree

points"

The

by

of short

the w r i t e r

6,

beginning

method chosen

f o r computational

by

parameter.

a step-by-step integration

for non-linear analysis.

length

"critical sign

The

for a series

developed 4,

procedure

approach

evaluated

2,

Equations

as t h e

initial

and

conditions

continued step-by-step

from

time.

deformation properties

of both

the b a c k f i l l

for

and

10. foundation comprise be

soil

of

that

soils

constant

with or

2.3.2 The in

not

time

vice

7(a)

base

particularly

the

changing the

when t h e y

they

This

could

s p r i n g p r o p e r t i e s as

properties of

exeption

i f

material.

analysis presented the

so

herein

the

change

i t i s assumed

springs from

Equation

and

are

of

the

freedom

forces

7(b). shown

of

are

elastic

kept to

The

Motion system

a c t i n g on general

in Figure

/ / /

K

the

i n the

mass o f

analysis i s the

The

system of

characteristics

described

(see

Figure

the of

presented

are damping both

3 and

5).

B

/—JULQMMJULUi^-\ /

9

^ (a)

D(t)



a') m

1

/

2

(26)

where G K

2

- Shear

max max

modulus

- parameter

that reflects

amplitude, a'

For

clays,

Seed

and

effective

Idriss

used

G -2M Su

w h e r e Su situ

test

i s the

undrained

data

o b t a i n e d by

constant.

Its value

Ohsaki

and

empirically equation

i n f l u e n c e of void

ratio

and

strain

and

= mean p r i n c i p a l

m

the

correlating

i n terms of G

an

=

equation

of

the

form (27)

constant

s h e a r i n g s t r e n g t h o f the

clay.

Laboratory

s e v e r a l r e s e a r c h e r s were u s e d

varied

Iwasaki

stress,

from

1000

to

and

to e s t a b l i s h

equation

crosshole velocity

data

f o r s a n d s and

to

SPT

clays,

N-values.

Anderson shear

moduli

i s as f o l l o w s :

1)

The

max

N-value obtained e t a l (1978) d i d a

a t competent

methods were compared.

sites,

=

1200

d u r i n g the study

N

(28)

0 , 8

SPT.

r e g a r d i n g the

where i n s i t u ,

(or Hardin-Drnevich)

laboratory G

estimation of

l a b o r a t o r y and

T h e i r main c o n c l u s i o n s a r e

Hardin-Black

mates the

by

The

" — I

i s the

the

3000.

(1973) d e r i v e d an

G

where N

in

in

situ

empirical

as f o l l o w s :

method

a t competent

sites

field

of G

typically by

a

overesti-

factor

of

1.1

max to

1.5

and

underestimates

values

by max

1.3

to

2.5.

a

factor

of

34. 2)

The

S e e d - I d r i s s method

of

the

field

G

f o r sands p r o v i d e s

where K

max

2

a closer

i s s e l e c t e d on

max

approximation

the

b a s i s of

field

data. 3)

The

Ohsaki-Iwasaki

method o v e r p r e d i c t s the

field

G

by

25

max percent 4)

For

o r more a t

important

tests

sites

sites.

i t i s essential

( p r e f e r a b l y c r o s s h o l e ) be

Empirical too

competent

and

t h a t the

performed

in situ

to establish

l a b o r a t o r y methods i n v o l v e v a r i a t i o n s

large to

justify

their

use

f o r other

geophysical

than

modulus.

which

are

approximately

G max

or

establishing

the

general

credibility

of

G max

Equation modulus o f

the

stress-depth with

(25)

strain

was

soil

and was

strain not

b e t w e e n G and

strain

1

-

For

layer

at the 2

with

suggested on

-

i t may

of the

by

be

t h e maximum

done by

(1972

shear

to

using

Idriss

and

1976)

end

the

variation of

Instead

were u s e d

was

the

considered). application

reduce

of

the modulus

G

relationship

(1970).

r a d i u s of

of

each

the

to determine

i t i s generally reasonable

e x e r c i s e d i n the necessary

a t the

and

to the

B/2,

a n a l y s i s the

directly

Seed

equal

width,

t o use

foundation. Whitman these

G: the

(In

recommends

results.

i f there

is a

In

soft

surface.

A more d i f f i c u l t

strain.

present

account

Whitman

f o r a depth

j u d g e m e n t must be

particular,

the

c o u l d have been

based

analysis half

that

In

horizontal translation

average modulus the

as

into

a n a l y s i s to estimate

I t i s known t h a t G d e p e n d s on c o n f i n i n g

level.

taken

step

steps

i n the

foundation.

computational

following

used

Whitman

t h e modulus, by

simply

problem

suggests adopting

the

i s to account use

of

an

f o r the

r e d u c t i o n of

empirical rule

a range o f values

f o r shear

to

G

determine

modulus

and

assuming t h a t any v a l u e w i t h i n t h i s range i s p o s s i b l e . shear modulus determined a r e proposed

If

i s the

u s i n g r e l i a b l e d a t a , then t h e f o l l o w i n g ranges

(see T a b l e V ) .

TABLE V Ranges of G ( A f t e r Whitman (1972) m a x

MOTION VERTICAL AND HORIZONTAL ROCKING

LARGE EARTHQUAKE

MACHINE FOUNDATION °'

7

G

max

t

o

G

°'

5

G

max

t

o

G

°-

max

°'

max

A shear modulus v a l u e = 1/2 G was adopted max f o r i t s change with

t

o

G

max

t

o

G

G

3 3

G

max

max

1

1

to account

max

5

i n the present

analysis

strain.

The o n l y s t e p n o t f o l l o w e d by t h e w r i t e r t o Whitman's i n t h e c a l c u l a t i o n o f mean p r i n c i p a l

effective stress

s u g g e s t i o n s was

(o' ). m

Whitman

recommends t o i n c l u d e the e f f e c t o f t h e weight o f t h e s t r u c t u r e when e s t i m a t i n g a'

m

.

However i n t h e p r e s e n t a n l y s i s t h e weight o f t h e

r e t a i n i n q w a l l and b a c k f i l l were not taken i n t o account 3

evaluation.

f o r the a' m

The r e a s o n i n g f o l l o w e d i s t h a t although t h e column o f s o i l

36. directly

beneath the block

of

the r e t a i n i n g wall

to

that

soil

Figure

and s o i l

column o f s o i l

that

will

react

f o u n d a t i o n becomes " s t i f f e r " backfill,

the surrounding

horizontal

force.

weight

foundation

does n o t g e t a f f e c t e d and i t i s t h i s

t o any d e v e l o p e d

12 i l l u s t r a t e s

due t o t h e

The

soil

surrounding following

the above.

R-stiff pile 'soil (b)

Fig. 12

Figure

12(b)

considerations, Figure

ILLUSTRATION OF SHEAR MODULUS LOCATION ASSESSMENT

illustrates

i n a more r e a l i s t i c

manner

t h e above

where t h e c o l u m n o f s o i l

with

shear

1 2 ( a ) , c a n be v i s u a l i z e d a s s t i f f

pile

when c o m p a r e d

with the

.

The d e f o r m a t i o n

of the

surroundinq

soil

with

shear

modulus, G

modulus, G

shown i n

stiff

soil pile

t o any d e v e l o p e d

modulus

horizontal

of the surrounding

soil

force G

... soil

F will

be c o n t r o l l e d b y t h e s h e a r

37. b.2 To

estimate

foundation (Goodman (or

silstone

G

1979).

A typical

3.3.2.3

Values

correspondent

f o r rock

max

type

and K

range

from

Used

10 x 1 0 6

6

type

were

used

t o 400 x 1 0 p s f 6

p s f correspondent

to

i n the Analyses

of foundation

t h e assumed s o i l

using equation

13

t o a rock

i n the literature

v a l u e o f G = 16 x 1 0

of G

the different

VI p r e s e n t s

constnat

of G enocuntered

G values

chosen.

max

Foundation

the spring

was

For

for

Rock

the values

higher).

Table

-

c o n d i t i o n s used

parameters

required

(26) a n d t h e c o r r e s p o n d e n t

i n the analysis,

to assess

values

values

obtained,

TABLE V I Foundation FOUNATION CONDITION

Cohesionless Soil Soft

Clay

Rock

VOID RATIO, e

Parameters Values OVER CONSOLIDATION RATIO (O.C.R.)

t o Assess

G

UNIT

SHEAR MODULUS

WEIGHT

G

Y( L b / c f )

max
u u
E a> o

o-—oAlameda Deep Soft Foundation scaled to 0.27g

a

to

L / B = 10

E E x o

1.0

1.2

1.4

1.5

1.6

IB

2.0

Static Factor of Safety Against Sliding

Fig. 17 MAXIMUM DISPLACEMENTS VS. STATIC FACTOR OF SAFETY AGAINST SLIDING (MOTION DURATION =IOsec.) For

a l l three

for

F

and

was o b t a i n e d

soft

s

> 1.5.

The maximum using

clay foundation

markedly the

records

i t may be s e e n displacement

conditions.

record.

the displacements

f o r F =1.5 was e q u a l s

the earthquake record

and a r e c o n s i d e r a b l y

Alameda Park

that

correspondent

are small

t o 0.49

feet

t o t h e deep

F o r F < 1.3 t h e d i s p l a c e m e n t s s

l a r g e r f o r the l a r g e r predominant

increase

period of

In o r d e r it L/B

to illustrate

i s shown t h e r e s u l t s

obtained

ratio

u s i n g t h e Alameda

i n Figure

18 b e l o w

record for different

ratios.

Static

Fig. 18

As i t may same. and

t h e i n f l u e n c e o f L/B

Similar

Factor of Safety Against Sliding

MAXIMUM DISPLACEMENTS VS. STATIC FACTOR OF S A F E T Y AGAINST SLIDING (MOTION DURATION =IOsec.) EFFECT OF L / B RATIO

be

seen

results

the response were

foundation conditions.

obtained

t o L/B

equal

t o 1 a n d 10

f o r the remaining

i s almost

earthquake

the

records

51. 5.3.2 The

Comparison maximum

(1965) i n F i g u r e predicts rigid

W i t h Newmark's A n a l y s i s

displacements

19, a n d i t may be s e e n

displacements

plastic

a r e compared w i t h

that

a r e i n good

that

these

o b t a i n e d b y Newmark

the analysis

agreement w i t h

presented

the simpler

herein Newmark

model.

0.05 O.I V A L U E S OF

A

=

MAXRESISTANCE

CQEFF.

MAX.EARTHQUAKE ACC.

FIG.I9 COMPARISON WITH NEWMARK D I S P L A C E M E N T S .

For maximum

this

comparison

acceleration

the E l Centro

(1940) r e c o r d was s c a l e d

o f 0.5g a n d t h e t i m e

scale

maximum v e l o c i t y

o f 30 i n c h e s / s e c o n d .

seconds

c o n s i d e r e d and z e r o damping assumed.

was a l s o

acceleration,

N was c o m p u t e d

A total

altered

as f o l l o w s :

to a

t o produce

d u r a t i o n o f motion The

yield

a o f 30

52. "N" was d e f i n e d multiplied

b y Newmark a s b e i n g

by g ( a c c e l e r a t i o n

acceleration

value,

acting

overcome t h e r e s i s t a n c e

a c o e f f i c i e n t that

of gravity)

i n the proper

to sliding

wil£> p r o d u c e direction that

when

t h e minimum would

just

of the element,

hence: P

where

equation

P„ = a c t i v e A

force

F

factor

s

= static

A

F

S

= A P

+

of safety

N

= Newmark's c o e f f i c i e n t

g

= gravity

M

- mass

N

^

(33)

M

against

sliding

acceleration

( 3 0 ) c a n be r e w r i t t e n

as

follows:

N W =

P (F -D A

(34)

S

where w = w e i g h t

N

= 4

< sF

X )

(35)

53. 5.4

Maximum L'ynamic E a r t h Safety 5.4.1 The

safety

Effect

maximum

against

Coefficient,

o f Foundation earth

and Earthquake

coefficient,

sliding,

K, Versus dymax

s

Factor o f

Conditions.

K, , versus dymax

F , i s shown i n F i g u r e

Static

the s t a t i c

factor of

20 f o r a l l 3 e a r t h q u a k e

records.

.736 LEGEND • - S . F e r n a n d o , I97I

I.5I9 o X

- Alameda, I962

0.22g 0.2lg

L / B = 10

o £

"O

0.5g

- El Centro , I940

TABLE

1.302

K x l 0 l b / f t . 0g 6

b

0)

5= o o O o IxJ u

IX

L/B =

I.085

Ib.At/sec.

0.038

440

0.I00

743

0.570

I700

1.500

2700

16.200 43.200

9000 I4700

0.868

E

o c

>» Q

E

0.65I

3

E X

o

0.434

0.2I7 I.O 1.5 ^0 3.0 4.0 5.0 Static Factor of Safety Against Sliding

Fig. 2 0

I0.0

MAXIMUM DYNAMIC EARTH C O E F F I C I E N T , K VS. STATIC FACTOR OF SAFETY AGAINST SLIDING

dymQX

Two

different

analysed

foundation

f o r a l l 3 r e c o r d s as

K, increases with dymax and of

foundation the

F

and

(effective

v a l u e s were d e r i v e d from

i s presented

1

Fernando

record

San

the

wide

shown

20.

the

foundation

and

a brief

foundation

=

10)

As

VII

i t may

20,

seen

record

in this

to each

same (spring

curve.

These

3).

the - For

characteristics

be

understanding

parameters

(Chapter

discussion of

were

earhtquake

in Figure

(1971) - Rock F o u n d a t i o n

range of

L/B

t o have a b e t t e r

damping) c o r r e s p o n d e n t

T a b l e s VI

Following -

results IX

1 and

considerably with

In o r d e r

i n Table

=

i n above F i g u r e

varies

of the

i t i s presented

constant)

shown

characteristics.

interpretation

Figure

and

s

c o n d i t i o n s (L/B

results: this

used

particular

(K

varies

from

B 16.2

x

10

t o 43.2

6

x

10

(Lb/ft)

6

and

C

varies

from

9000 t o

14700

B Lb/ft/sec)

d i d not

0.239(1.1 K

A

foundation

) and

affect

0.224(1.03 K

conditions.

on

a very

stiff

is

almost

inegliqible.

close

to F 2

of

the

-

L/B=10.

) f o r the

higher

K, values dymax and

lower

T h e s e maximum K

motion dymax

towards the

values

were

flexible

t h a t when a r e t a i n i n g

i t s relative

which

wall soil

developed

is

found

backfill

at or

very

1.0.

E l Centro

E l Centro

noticable. and

=

A

This reflects

foundation

3

s

t h e maximum d e v e l o p e d

( 1 9 4 0 ) - Deep C o h e s i o n l e s s

r e c o r d the

A maximum v a l u e For

the

stiffer

i n f l u e n c e of of K

Foundation

foundation

- For

the

characteristics

= 0.582(2.68 K ) o c c u r s dy A c a s e o f L / B = l a maximum K = dy

case is

for F

> 3.0 s 0.312(1.44 K

) A

was

obtained.

foundation retaining 3

s

>3

Alameda

occurs are

r e g a r d i n g the

( 1 9 6 2 ) - Deep S o f t

influence

obtained

as

i t i s important

to select

structural

the

right

design

of

the

structure.

tremendous

F

shows t h a t

design parameters,

-

values

This

was

f o r the f o r the

of

the

case

K =0.038 x 1 0

6

foundation

obtained.

E l Centro

Clay Foundation

In

and

C

correspondent

= 440

on

this

the

case

a

maximum

K

t h e maximum K, values dy

A maximum v a l u e

L/B=10 where t h e Lb/ft

characteristics

general

record.

- For

Lb/ft/sec.

occur

dy for

o f K, = 1 . 1 8 7 ( 5 . 4 7 K ) dy A foundation Again

the

parameters

importance

of

B B choosing The their

the

appropriate foundation

above K

order

dymax

maximum v a l u e s , t h e

of magnitude

coefficients,

K

are

P

parameters

compared

with the

shown i n T a b l e

EARTHQUAKE RECORD San

Fernando (1971)

El Centro (1940)

Alameda

Park

(1962)

Correspondent

FOUNDATION CONDITION Rock

Deep Cohesionless Soil

Deep

Soft

Clay

K

to the

dy< s F

dy

values

for F

passive earth

s

=1.5

and

pressure

XI.

TABLE K, Values dy

K

i s emphasized.

= 1

-

XI Softer

5 )

Foundation

^(F =1.5) s

Conditions

dymax dymax

K

p

0.23g

0.05

0.23g

0.05

0.0356

0.08

0.582

0.13

0.540

0.12

1.187

0.26

Table

X shows t h e e f f e c t

developed to

0.543

value.

K

values.

dy

(soft

clay)

Reqarding

of foundation

For a F

s

= 1.5 K, values dy

correspondent

maximum K

c o n d i t i o n s on t h e r e s p o n s e range

from

0.239

t o 0.05 t o 0.12 o f t h e maximum

values

t h e range

i s wider

and v a r i e s

of (rock) passive from

dy 0.239

(rock)

passive

t o 1.187 ( s o f t

values

developed

(K ) . P

occurs

approximately

c l a y ) o r from

I t i s also

f o r the soft

a 1/4 o f K^.

seen

clay

0.05 t o 0.26 i n t e r m s o f maximum

t h a t t h e maximum h o r i z o n t a l

type

of foundation

and e q u a l s

force

5 7. 5.4.2 So

Effect

of

f a r a dense

sidered.

To

study

Soil soil

the

t h e maximum d e v e l o p e d Table

I

(page

23)

Backfill backfill

effect lateral

were u s e d

of

State of with

the

( 1 9 4 0 ) and

Alameda

foundation

conditions corresponding

soft of

clay

(1962) r e c o r d s .

respectively

safety against

and

sliding,

a zero

soil

f o r c e the

i n the

Compaction

backfill

three

analysis

soil

of

con-

compaction

backfills with

been

on

presented

the

El

deep c o h e s i o n l e s s s o i l flexibility

F

considered

was

state

has

in

Centro

r e c o r d s were a p p l i e d f o r

a foundation =1.5

angle

together

T h e s e two to a

slope

o f L/B

and

=10.

A

f o r a l l cases

a

deep

factor

which

s means t h a t t h r e e states

of

different

compaction,

as

masses were used

shown i n T a b l e

I.

f o r the

three

soil

backfill

In F i g u r e K

dy

soil

versus

21

i s shown

the v a r i a t i o n

acceleration level

b a c k f i l l states of

o f t h e maximum e a r t h

f o r t h e two f o u n d a t i o n

coefficient,

c o n d i t i o n s and

three

compaction.

x o

0

\ I 0.0

Fig. 21

. O.I

1

0.2

1

0.3

1

0.4

0.5 x Gravity

MAXIMUM DYNAMIC EARTH COEFFICIENT, Kdymax VS. ACCELERATION LEVEL EFFECT OF SOIL BACKFILL COMPACTION

59. As

expected

increasing backfill.

the

maximum d e v e l o p e d

acceleration

level

and

horizontal

decreasing

forces

relative

increase

density

of

with soil

60.

5.4.3 The for

Comparison

maximum

maximum

W i t h Mononobe-Okabe

lateral

Analysis

f o r c e s p r e d i c t e d from

t h e Mononobe-Okabe

a c c e l e r a t i o n s o f 0.33g a n d 0.27g a r e shown

with

equation

arrows i n

F i g u r e 22.

1.736 LEGEND • - S.Fernando,l97l

.519

- E I C e n t r o , 1940 O

- Alameda, 1962

X

L/B

o

-

E

S

0.5g 0.22g 0.2lg

= 10

L/B =

1.302

c O

1.085 o O o LU o

0.868

E

o c

>s Q E 3 E

0.651

'x o 0.434

Mononobe Okabe

0.33g

Mononobe Okabe 0.27g -* c —

0.217 1.0 1.5 2.0 3.0 4.0 5.0 Static Factor of Safety Against Sliding

Fig. 22

10.0

MAXIMUM DYNAMIC EARTH C O E F F I C I E N T , K VS. STATIC FACTOR OF SAFETY AGAINST SLIDING COMPARISON WITH MONONOBE OKABE RESULTS dymQX

They

s h o u l d be c o m p a r e d

results. effect

with

T h e Mononobe-Okabe

o f base

sliding

sliding.

or r o t a t i o n

soil

occurs

significant

analysis To

different

illustrate

Mononobe-Okabe

of the E l Centro

obtained

from

fairly

u s i n g t h e same well with

record, although

values

t h e 0.1g a c c e l e r a t i o n

differ

The

approximately

fact

amount o f b a s e Whitman

sliding,

(1978).

level

23 a n d

input data.

lower,

data,

The f o r the

but f o r t h e case

are considerably

ranging

dynamic p r e s s u r e s

a s shown

i n Figure

record.

lower,

( F i g u r e 23) t h e Mononobe-Okabe

of a factor

that the l a t e r a l

the present

the present

slightly

However

the l a t e r a l

f o r 0.27g maximum

A l a m e d a r e c o r d t h e Mononobe-Okabe r e s u l t s

following

with

agree

record.

c o n d i t i o n s f o t h e Alameda Park

results

f o r the

equation

t h e a b o v e F i g u r e s 21 i s r e - s h o w n

results

In F i g u r e

analysis

t o the E l Centro

the r e s u l t s

base

t h e Mononobe-Okabe

i s o b t a i n e d when c o m p a r i n g

foundation

t h e Mononobe-Okabe

consider the

conditions.

f o r c e s p r e d i c t e d from

t h e Mononobe-Okabe with

record

involved i s that sufficient

to mobilize the a c t i v e

i n results

acceleration

f o r the s o i l

presents

the

does n o t d i r e c t l y

conditions corresponding

p r e d i c t e d from

horizontal

case

and Alameda Park

l i e w i t h i n the range p r e d i c t e d i n the p r e s e n t

foundation

forces

equation

The a s s u m p t i o n

22 i s shown t h a t t h e l a t e r a l equation

the E l Centro

from

1.7

should

t o 2.0. vary

with the

i n F i g u r e s 20 a n d 22, i s i n a g r e e m e n t

of

62.

Loose backfill (0= 3 0 ° ) L / B = 10 •

0.0

1

0.1

1

0.2

1

0.3

i

0.4

I

0.5 x Gravity

Fig. 23 MAXIMUM DYNAMIC EARTH COEFFICIENT, Kdymax VS. ACCELERATION LEVEL EFFECT OF SOIL BACKFILL COMPACTION COMPARISON WITH MONONOBE OKABE RESULTS

63. who

considered

that

t h e dynamic p r e s s u r e s

the

underlying

soil

should

predicted (1979)

abutments from

be c o n s i d e r a b l y g r e a t e r

b y t h e Mononobe-Okabe

estimated i n New

equation.

t h a t t h e dynamic Zealand

t h e Mononobe-Okabe

on w a l l s

lateral

were a b o u t equation.

1.4

t h a t moved than

rigidly

the pressures

In a d d i t i o n , Rowland f o r c e s on damaged

t o 1.8

times

with

and Elms

bridge

the values

predicted

64. 7.

CONCLUSIONS

A

s i m p l e method

forces

of analysis

and d i s p l a c e m e n t s

presented.

The method

flexibility

and s t r e n g t h

of

a n a l y s i s was a p p l i e d

three

different

foundation The

the b a c k f i l l

of strength

loss

t o a 20 f e e t h i g h

induced

t o be c o m p u t e d i s of the wall

and t h e

and f o u n d a t i o n

i s not considered. cantilever wall

excitations representing

displacements of the wall

factor of safety

2)

wall

that

against

soft

soil. The method

subjected

to

t o hard

sliding,

decrease

F s , and w i l l

with

increasing

be l o w f o r t h e

h a s F s > 1.5.

T h e Newmark m e t h o d

gives

a good e s t i m a t e

o f earthquake

induced

displacements. 3)

factor

T h e maximum of. s a f e t y

predicted from

the weight

the earthquake

conditions.

The dynamic

conventional

wall

both

r e s u l t s indicate the following:

1) static

both

o f both

earthquake

soil

allows

of retaining structures

considers

However, t h e p o s s i b i l i t y

which

from

dynamic

against

horizontal force

sliding,

increases

with

the static

F s , a n d may be g r e a t e r

than

the values

t h e Mononobe-Okabe e q u a t i o n

f o rwalls

that

are prevented

sliding. 4)

The i n i t i a l

rest"

or active

force

on t h e w a l l .

somewhat h i g h e r

pre-earthquake

condition

has o n l y

However, h i g h e r

displacements.

static

a small

pressure effect

pre-earthquake

whether

i t be " a t

on t h e maximum static

forces

dynamic cause

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from

B o r o w i c k a , H., 1943, "Uber a u s m i t t i g b e l a s t e s t a r r e P l a t t e n a u f e l a s t i s c h i s o t r o p e m U t e r g r u n d " , I n g e n i e u r - A r c h i v , B e r l i n , V o l . 1, p p . 1-8. B y c r o f t , G.N., 1956, " F o r c e V i b r a t i o n s o f a R i g i d C i r c u l a r P l a t e on a S e m i - I n f i n i t e E l a s t i c S p a c e and on an E l a s t i c S t r a t u m " , P h i l o s o p h i c a l T r a n s a c t i o n s , R o y a l S o c i e t y , L o n d o n , S e r i e s A, V o l . 248, p p . 3 2 7 - 3 6 8 . C l o u g h , R.W. and P e n z i e n , 1975, "D y n a m i c o f S t r u c t u r e s " . M c G r a w - H i l l , K o g a k u s h a , L t d . , pp. 118-128.

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C r o c k e t t , J.N.A. and Hammond, R.E.R., 1949, "The D y n a m i c P r i n c i p l e s M a c h i n e F o u n d a t i o n s and Ground", P r o c e e d i n g s , I n s t i t u t i o n o f M e c h a n i c a l E h g i e n e r s , London, V o l . 160, No. 4, p p . 5 1 2 - 5 2 3 . Goodman, R.E. Sand

and

Seed,

H.B.,

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A S C E , V o l . 92,

Goodman, R.E.,

1979,

Undergraduate January

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Mechanics

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G o r b u n o v - P o s s a d o v , M.I.,

Hardin,

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Soil

Serebrajanyi,

R.V.,

1961,

Foundations," Proceddings

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Foundation

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International

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643-648.

B.O.

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B l a c k , W.L.,

Consolidated

Clays",

1968,

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Modulus o f

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Normally Mar.,

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353-

369. Hardin,

B.O.

and

Normally

B l a c k , W.L.,

1969

Consolidated Clays",

closore

to "Vibration

JSMFD, ASCE, V o l . 95,

Modulus No.

SM6,

of Nov.

1531-1537. Hardin,

B.O.

Soils: No.

and

Design

SM7,

H e u k e l o m , W.,

D r n e v i c h , V.P.,

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E q u a t i o n s and

"Shear

Curves",

M o d u l u s and

Damping i n

J . SMFD, P r o c . ASCE, V o l . 98,

667-692.

1959,

Proceedings,

1972,

"Dynamic S t i f f n e s s o f S o i l s

Symposium

on V i b r a t i o n

Koninklijre/Sheel-Laboratorium,

Testing

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and

Pavements",

o f Roads and

Runways,

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6 6. Kausel,

E.A., L u c k s ,

A.S., E c ^ e r s , L., Swiger,

W.F.,

and C r i s t i a n , J . T . ,

1979, " S e i s m i c a l l y I n d u c e d S l i d i n g o f M a s s i v e S t r u c t u r e s " , J o u n r a l o f the G e o t e c h n i c a l E n g . D i v . ASCE. V o l . 1 0 5 , No. G T 1 2 , D e c . 1 9 7 9 . Lambe, T.W. Wiley Lorenz,

a n d Whitman, R.V., 1969 " S o i l and Sons,

H., 1 9 5 3 , " E l a s t i c i t y

Soil", pp.

Mechanics".

P u b l i s h e d by John

I n c . , p p . 162-185. a n d Damping E f f e c t s

ASTM S P T No. 1 5 6 , A m e r i c a n

Society

of Oscillating

for Testing

B o d i e s on

and M a t e r i a l s ,

113-123.

Matsuo,

H., a n d O h a r a ,

Quay W a l l s

S., 1 9 6 0 .

"Lateral

During Earthquakes,"

E a r t h P r e s s u r e adn S t a b i l i t y o f

P r o c e e d i n g s 2 n d WCEE, V o l . 1, p p .

165-181. Mineiro,

A.J.C.,

Microzonagem partial

1975, " D i n a m i c a

fulfillment

Philosophy,

de s o l o s

Frageis

- Aplicacoes

S i s m i c a e ao Dimensionamento de B a r r a g e n s I.S.T.,

of the requirements

f o r the degree

de T e r r a " , i n o f Doctor of

UTL, L i s b o n .

Mononobe, N., a n d M a t s u o , M., 1 9 2 9 , "On t h e D e t e r m i n a t i o n o f E a r t h P r e s s u r e During Earthquakes," Proceedings, World E n g i n e e r i n g C o n g r e s s , T o k y o , J a p a n , V o l . 9, 1 9 2 9 . Newmark, N.M., 1 9 6 5 , " E f f e c t s o f E a r t h q u a k e s o n Dams a n d Embankments", G e o t e c h n i q u e , L o n d o n , E n g l a n d , V o l . XV, No. 2, 1 9 2 6 . Okabe,

S., 1 9 2 6 , " G e n e r a l T h e o r y

Society

of C i v i l

E n g i n e e r s , V o l . 12, No. 1, 1 9 2 6 .

O h s a k i , Y., a n d I w a s a k i , Ratio 4,

of Soil

o f E a r t h P r e s s u r e , " J o u r n a l o f t h e Japan

R., 1 9 7 3 , "On D y n a m i c

Deposits", Soils

Shear

and F o u n d a t i o n s

Moduli

and P o i s s o n ' s

( J a p a n ) , V o l . 13, No.

pp. 61-73.

P r a k a s h , S., 1 9 7 7 , " S o i l D y n a m i c s a n d i t s A p p l i c a t i o n t o F o u n d a t o i n E n g i n e e r i n g - S e i s m i c R e s p o n s e o f S o i l D e p o s i t s , Embankments, Dams a n d S t r u c t u r e s " , P r o c e e d i n g s 9 t h I n t e r n a t i o n a l C o n f e r e n c e on S o i l M e c h a n i c s and F o u n d a t i o n E n g i n e e r i n g , Tokyo, 1977, p p . 624-630. Peck,

R.B., H a n s o n , W.E., a n d T h o r n b u r n , T.H., 1 9 7 4 , " F o u n d a t i o n Engineering". P u b l i s h e d b y J o h n W i l e y a n d S o n s , I n c . , p p . 415-416.

Reissner,

E., and S a g o r i ,

Elastic

H.F., 1944, " F o r c e d T o r s i o n a l

Half-Space", Journal of Applied

Physics,

Oscillations

o f an

V o l . 15, p p . 6 5 2 -

662. Richards,

R., a n d E l m s ,

Walls,"

D., 1979, " S e i s m i c B e h a v i o u r

J o u r n a l o f Geot.

of Gravity Retaining

E n g . D i v . , ASCE, V o l . 1 0 5 , No. GT4, A p r i l

1979. R i c h a r t , F . E . , J r . , H a l l , J.R., J r . , a n d Woods, R.D., 1 9 7 0 , " V i b r a t i o n s o f S o i l s and F o u n d a t i o n s , " P r e n t i c e - H a l l , I n c . , Englewood C l i f f s , N.J.

6 7 .

Seed,

H.B.

and

Dynamic

Idriss,

H.B., ships and

1970,

"Soil

Moduli

Response A n a l y s e s " , Earthquake

Berkeley, Seed,

I.M.,

C a l . , Rep.

Murarka,

R.,

No.

EERC

Bulletin

site

L y s m e r , J . , and

conditions

of the

Eng.

Res.

Cen.,

Idriss,

I.M.,

U.

1976,

Maximum V e l o c i t y ,

f o r Moderately

Seismological

Damping F a c t o r s f o r of C a l .

70-10.

o f Maximum A c c e l e r a t i o n ,

Local

and

Society

Strong

"Relation-

D i s t a n c e from

Source

Earthquakes.

of America.

V o l . 66,

No.

4,

1976. Seed,

H.B., Whitman, V.R., 1970, " D e s i g n o f E a r t h R e t a i n i n g S t r u c t u r e s f o r D y n a m i c L o a d s " , P r o c e e d i n g s o f t h e S p e c i a l t y C o n f e r e n c e on L a t e r a l S t r e s s e s and E a r t h R e t a i n i n g S t r u c t u r e s , SMFD, ASCE, J u n e 1970.

Sharma, S.K., 1975, " S e i m s i c S t a b i l i t y o f E a r t h Dams and G e o t e c h n i q u e , V o l . 25, No. 4, D e c . 1975. Terzaghi,

K.,

1934,

Records,

Vol.

Timoshenko, Hill Whitman,

S.P.,

"Large 112,

and

Book Co., R.V.,

and

Whitman, R.V., The-Art

Goodier,

Richart,

1972,

J.N.,

1951,

Theory

of E l a s t i c i t y ,

J r . , F.E., ASCE, Nov.

"Analysis

McGraw

York. 1967,

"Design

Foundations", J o u r n a l of the

Division,

Review",

E n g i n e e r i n g News

1934.

I n c . , New

D y n a m i c a l l y Loaded Foudnations

Retaining Wall Tests",

Embankments",

of

Soil

for

Mechanics

and

1967.

Soil-structure

S c h o o l o f Eng.

Procedures

M.I.T., P.

Interation. 72-3,

Soil

A

State-Of-

Publication

No.

300. Whitman, on Whitman,

R.V.,

1976,

"Soil-Platform

Interation".

the Review o f O f f s h o r e S t r u c t u r e s , R.V.,

Motion", Specialty Pasadena,

1978,

"Response o f G r a v i t y

1976, Walls

International

Conference

V o l . 1. p p .

817-829.

to Earthquake

Ground

P r o c e e d i n g s o f t h e ASCE G e o t e c h n i c a l E n g i n e e r i n g D i v i s i o n Conference 1978.

- E a r t h q u a k e . E n g i n e e r i n g and

Soil

Dynamics,

APPENDIX PROGRAMME WALLQUAKE

69. APPENDIX -

PROGRAMME

A.

Data

Input The

programme w a l l q u a k e

Statements, 1st

descriminized

reads

EKP,

RH0,

SK,

WM,

f a c t o r of

EKA

Active

earth

(7F

10.3)

safety against

coefficient

friction

angle

EKP

=

Passive

RH.0

=

0.5yH , q u a n t i t y

earth

coefficient,

of

=

3 READ

Input

the

parameters

are:

sliding

( 1 - S i n cf>)/(1+Sin $)

soil

backfill)

coefficient =

1/EKA

t h a t when m u l t i p l i e d b y

2

(Y =

through

C

Static

( =

parameters,

a FORMAT

SAFETY = =

17

below.

READ STATEMENT - U s i n g

SAFETY, EKA, where:

WALLQUAKE

K,

gives

u n i t weight

of

the

soil

correspondent backfill

and

an

earth

earth H =

force.

height

of

the

wall). SK

=

Base

spring

stiffness

constant,

K

as

defined

in

B (3.3.2.2). WM C

2nd TI,

READ STATEMENT - U s i n g

S C A L E 1,

where:

= Mass o f t h e w a l l p l u s s o i l b a c k f i l l a s d e f i n e d = E f f e c t i v e damping, C , as d e f i n e d i n ( 3 . 4 ) . B

T0

a FORMAT

(4F

10.3)

the

in

parameters

(3.2).

are:

T0,

TURN. =

Time

interval

record.

Most o f

acceleration intervals, records. data

used

the

data

s u c h as The

i n 0.01

i n the

earthquake a c c e l e r a t i o n

earthquake

presented the

San

Alameda Park seconds time

records,

i n 0.02

have i t s

seconds

time

F e r n a n d o and

the

record

exception

as

intervals.

an

El

Centro has

its

70. This

parameter

i s used

w i t h two

a) S u b d i v i d e t h e e a r t h q u a k e

objectives:

data.

I f T I = T0

subdivision

of earthquake

acceleration

If

T0

of the earthquake

T I = 0.5

obtained an

the double

f o r t h e same r e c o r d

appropriate

b) To i n p u t

array

duration

for later

the desired

no

data i s performed. data i s

and i s s t o r a g e d i n

use.

initial

time

increment,

At. (see

(3.5) ) . This

parameter

scale

i s used

the earthquake

0.5

that

means t h a t

the

record

will

be

t o determine

acceleration

values.

the earthquake scaled

t h e "SCALE" u s e d

t o 0.5g

to

I f SCALE 1 =

acceleration

v a l u e s of

(g = a c c e l e r a t i o n

of

gravity) Example SCALE

1 g

SCALE = MAX. For

t h e C a s e o f San F e r n a n d o

acceleration SCALE SCALE :

ACCELERATION

v a l u e = 3462,

1 = 0.5, =

a n d g = 32.2 9

3462

=

Parameter

used

"critical

points".

VALUE

OF

Record

RECORD

( 1 9 7 1 ) t h e maximum

assuming feet/sec

0.004650

to limit

t h e number

of s u b i t e r a t i o n s

at

71. "Critical from

points"

elastic

are points

to plastic)

velocity).

At these

the

inputed

to

initial obtain

The

rules

Point

used

points

Until tial ler

this time

i s only

those

"points".

follows:

permitted

to turn

when

the

TI, i s subdivided

i s only |X

permitted |