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CYTOJOURNAL

2004-2013 Decade Celebration

CytoJournal

Executive editor: Vinod B. Shidham, MD, FIAC, FRCPath

Wayne State University School of Medicine, Detroit, MI, USA

Co‑editors‑in‑chief: Richard DeMay, MD (University of Chicago, Chicago, USA) Vinod B. Shidham, MD, FIAC, FRCPath (WSU School of Medicine, Detroit, USA)

For entire Editorial Board visit : http://www.cytojournal.com/eb.pdf PDFs FREE for Members (visit http://www.cytojournal.com/CFMember.asp)

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Research Article

The value of preoperative ultrasound guided fine‑needle aspiration cytology of radiologically suspicious axillary lymph nodes in breast cancer Torill Sauer, MD, PhD*, Rolf Kåresen, MD, PhD1 Address: Department of Pathology, Faculty of Medicine, Institute of Clinical Medicine, Akershus University Hospital and University of Oslo, Lørenskog, 1 Department of Breast and Endocrinological Surgery, Faculty of Medicine, Institute of Clinical Medicine, Oslo University Hospital Ulleval and University of Oslo, Oslo, Norway E‑mail: Torill Sauer* ‑ [email protected]; Rolf Kåresen ‑ [email protected] *Corresponding author Published: 26 September 2014 CytoJournal 2014, 11:26 This article is available from: http://www.cytojournal.com/content/11/1/26 © 2014 T Sauer and R Kåresen: licensee Cytopathology Foundation Inc.

Received: 25 April 2014 Accepted: 21 August 2014

This article may be cited as: Sauer T, Kåresen R. The value of preoperative ultrasound guided fine-needle aspiration cytology of radiologically suspicious axillary lymph nodes in breast cancer. CytoJournal 2014;11:26.

Abstract Background: Preoperative ultrasound (US) and eventually US‑guided fine‑needle aspiration cytology (FNAC) of suspicious axillary lymph nodes (ALN) is a standard procedure in the work‑up of suspicious breast lesions. Preoperative US FNAC may prevent sentinel node biopsy (SNB) procedure in 24-30% of patients with early stage breast carcinoma. The aim of this study was to evaluate the institutional results of this preoperative diagnostic procedure. Materials and Methods: A  total of 182 cases of preoperative FNAC of suspicious ALN where retrieved from the pathology files. The results were compared with the final histology and staging. False negative (FN) FNAC cases were reviewed and possibly missed metastatic cases (2) were immunostained with the epithelial marker AE1/AE3. Results: There were no false positives, whereas 16 cases were FN. In all but one case the FN’s represented sampling error. Half of the 16 FN cases in this series were macrometastases. Discussion: About 83% of the preoperatively aspirated cases were N+, indicating that a radiologically suspicious ALN has a very high risk of being metastatic. Preoperative US guided FNAC from radiologically suspicious ALN is highly efficient in detecting metastases. Depending on national guidelines, a preoperative, positive ALN FNAC might help to stratify the patients as to SNB and/or ALN dissection. Key words: Axillary lymph node, fine needle aspiration, sentinel node biopsy, ultrasound

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Website: www.cytojournal.com

As one of the first hospitals in Norway, Oslo University Hospital  (OUS), Ullevaal introduced sentinel node biopsy (SNB) as a routine method in March 2000. The institutional sentinel node (SN) positivity rate is 24%.[1]

DOI: 10.4103/1742-6413.141820

Preoperative ultrasound  (US)  ‑  guided fine needle aspiration cytology (FNAC) of radiologically suspicious 1

CytoJournal 2012, 11:26

axillary lymph nodes (ALN) emerged after the onset of the surgical SNB procedure. Preoperative US FNAC may prevent SNB procedure in 24-30% of patients with early stage breast carcinoma.[2‑5] Ultrasound examination of both axillae is standard procedure when the breast radiologist finds a malignant or suspicious lesion in the breast. A  cortical ALN thickness  >2.5  mm is considered indication for US FNAC.[6] Sampling of the suspicious ALN’s is done by a radiologist, whereas the attending pathologist do a rapid on site evaluation to assess the adequacy and give a preliminary diagnosis. The aim of this study was to evaluate the institutional results of this preoperative diagnostic procedure.

MATERIALS AND METHODS The files at the Department of Pathology, OUS, Ullevaal were searched for cytological cases with a T‑code of ALN and procedure (P) code for US guided FNAC. SN diagnostics began in 2000, and the search included the years 2000-2011. Metastases from other primaries, metastases diagnoses after primary treatment for breast cancer, malignant lymphomas and all other findings not related to the work‑up of a primary breast malignancy were excluded. Air‑dried and Diff‑Quick stained smears were used for rapid assessment. One hundred eight two cases were included in the study. TNM, subtype, grading,[7] tumor size, estrogen receptor (ER), progesterone receptors  (PgR), HER‑2, Ki‑67 (testing for Ki‑67 started in 2009), age and SN data were extracted from the pathology files of the department. Estrogen receptor/PgR was registered as positive when >10% of the tumor cell nuclei were positive. National guidelines for ER positivity changed during the period the data for this study was collected. From 2011  >1% was considered positive according to the new guidelines. In order to have only one cut off for ER positivity, 10% was used through the whole study period. HER‑2 was registered as positive when immunohistochemical expression was 3+  or when gene amplification with a ratio >2 had been found. Ki‑67 expression was registered as  30% (high expression) according to national guidelines.[8] All US FNAC cases that turned out to be false negative (FN) were morphologically reviewed. Slides with eventual suspicious groups or single cells were immunocytochemically (ICC) restained with an AE1/AE3 antibody.[9] Cases where US FNAC was concordant with final histology were not reviewed. 2

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RESULTS The mean age of the women was 58  years  (23-91). 179 tumors were invasive whereas 3 were pure ductal carcinoma in situ (DCIS) grade 3. Tumor size for invasive lesions varied from 2  mm to 100  mm, with a mean of 30.5 mm. The in situ lesions had extensions from 70 mm to 100 mm, with a mean of 83 mm (median = 80 mm). Axillary metastasis was diagnosed preoperatively in 133 cases (74%). A total of 151 cases were N+ (pN1 = 84, pN2 = 35, pN3 = 19 and pNx = 13) (83%) and 31 were pN0 (17%). Overview of TNM, invasive subtypes, ER/PgR, HER‑2 and Ki‑67 status of invasive cases are shown in Tables 1 and 2. Ki‑67 had been done in 72 of the cases. In 13 cases the patient had received preoperative adjuvant treatment and one or more ALN showed fibrosis, but no rest of vital carcinoma cells. These had all been positive on US FNAC before treatment. The fibrosis was evaluated as a complete treatment response in primarily metastatic ALN and the patient as an N +. All three pure DCIS had negative US FNAC and negative SN. SNB was done on all high‑grade  DCIS until 2010. Overview of FN US FNAC versus subtypes of invasive carcinoma and metastatic size is shown in Table 3. There was no false positive US FNAC (specificity 100%; PPV 100%) evaluated against final histology after ALN dissection  (ALND). The cytological material was unsatisfactory/insufficient in two cases. One of these had a negative SN and the other had a 4 mm metastasis in the SN. For unknown reasons, SNB was omitted in 8  cases with negative US FNAC. Two of these were N+, whereas 6 were N0. Sentinel node biopsy was done in 39 women. In an additional case, the SN was not found. Overview of US FNAC, SN and tumor subtypes are shown in Table 4. Sentinel node was positive in 17 women (17/39 = 43.6%) with a preoperative US FNAC, including one case that had been diagnosed as positive for malignancy. The size of SN metastases was 0.1-12  mm (mean 5.7  mm), including 2 ITC (0.1  mm and 0.18  mm) and 2 micrometastases (1.5  mm and 2  mm). Thirteen were macrometastases (76.5%). There were 16 FN US FNAC  (8.8%). The rate of FN was higher for ILC  (16%) than for invasive ductal carcinoma (IDC) (6%). 14/16 smears were morphologically negative on review. In one case, suspicious groups were found in one of two smears. ICC restaining with

CytoJournal 2012, 11:26

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Table 1: Invasive subtypes versus grading, pT, ER/PgR and HER‑2 Grade, pT and receptors

IDC=154 (86%)

ILC=19 (10%)

TUB=2 2

1

7

4

2

66

11

3

79

4

X

2

pT1a

1

pT1b

6

1

pT1c

41

6

pT2

69

9

pT3

37

3

ER positivity

112

17

ER negative

42

2

PgR positivity

94

12

PgR negative

60

7

HER‑2+

28

3 (pleomorphic type)

HER‑2−

123

16

IDC+ILC=1

MUC=1

1

1

MED=1

SNEC=1 1

1

1 2

1

1

1 2

1

1

1 1

2

1

1

1 1

2

HER‑2 missing

3

Ki‑67

11

2

21

8 (including two pleomorphic type)

26

1 (pleomorphic type)

96

8

1

1

1

1 1

30% Ki‑67 not done

2

1

1

ER: Estrogen receptor, PgR: Progesterone receptor, HER‑2: Human epidermal growth factor receptor‑2, IDC: Invasive ductal carcinoma, ILC: Invasive lobular carcinoma, MUC: Mucinous carcinoma, SNEC: Small cell neuroendocrine carcinoma, pT: Pathologic stage, TUB: Tubular carcinoma, MED: Medullary carcinoma

Table 2: Overview ER and PgR status PgR status

ER positive (>10%)

ER negative (