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JOURNAL OF CLINICAL ONCOLOGY
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Carbonic Anhydrase IX Is Not an Independent Predictor of Outcome for Patients With Clear Cell Renal Cell Carcinoma Bradley C. Leibovich, Yuri Sheinin, Christine M. Lohse, R. Houston Thompson, John C. Cheville, Jan Zavada, and Eugene D. Kwon From the Departments of Urology, Health Sciences Research, Laboratory Medicine and Pathology, and Immunology, Mayo Medical School and Mayo Clinic, Rochester, MN; and the Institute of Organic Chemistry and Biochemistry, Prague, Czech Republic. Submitted April 15, 2007; accepted July 12, 2007. Supported in part by the Richard M. Schulze Family Foundation, the Commonwealth Foundation for Cancer Research, and the Helen and Martin Kimmel Foundation. Authors’ disclosures of potential conflicts of interest and author contributions are found at the end of this article. Address reprint requests to Eugene D. Kwon, MD, Mayo Clinic, 200 First St SW, Rochester, MN 55905; e-mail:
[email protected]. © 2007 by American Society of Clinical Oncology 0732-183X/07/2530-4757/$20.00 DOI: 10.1200/JCO.2007.12.1087
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Purpose Expression of carbonic anhydrase IX (CAIX) has been reported to be an independent predictor of outcome and is being investigated as a therapeutic target for patients with clear cell renal cell carcinoma (ccRCC). We attempted to validate the prognostic utility of CAIX expression using a large cohort of ccRCC patients with long-term follow-up. Patients and Methods We identified 730 patients with unilateral, sporadic ccRCC treated surgically between 1990 and 1999. Anti-CAIX monoclonal antibody (clone M75) was used, and tumor specimens were blindly scored for expression levels. Associations of CAIX expression with RCC death were evaluated using Cox proportional hazards regression models. Results There were 241 RCC deaths and a median of 9.4 years of follow-up for patients still under observation. CAIX was expressed in 708 (97.0%) of the specimens; 163 tumors (22.3%) exhibited low (ⱕ 85% tumor cells positive) expression, and 567 (77.7%) exhibited high (⬎ 85% tumor cells positive) expression. Univariately, low CAIX expression was associated with increased risk of RCC death relative to high expression (risk ratio ⫽ 1.65; P ⬍ .001). However, low CAIX expression was not associated with RCC death after adjusting for nuclear grade or coagulative tumor necrosis. Additionally, we observed CAIX expression in a number of extrarenal organs. Conclusion CAIX is strongly expressed by ccRCC. Although CAIX is associated with outcome in patients with ccRCC, it is not an independent prognostic marker. Furthermore, CAIX expression is apparent in extrarenal organs. As such, exploitation of CAIX as a prognostic marker and therapeutic target merits additional consideration. J Clin Oncol 25:4757-4764. © 2007 by American Society of Clinical Oncology
INTRODUCTION
Although the clinical course of clear cell renal cell carcinoma (ccRCC) can be unpredictable, several tumor and patient-specific indices have been shown to aid in prediction of patient outcome.1-7 Tumorassociated proteins may serve a dual purpose as predictive markers as well as potential targets for therapy to improve management of cancer patients. One such marker is carbonic anhydrase IX (CAIX), a cytosolic transmembrane protein implicated in regulating cell proliferation in response to hypoxia. CAIX can be overexpressed by a number of malignancies, including ccRCC. Liao et al8 first described ubiquitous CAIX protein expression in 40 ccRCC tumors, but only focal expression in the three papillary and two collecting duct tumors studied. Subsequently, Bui et al9 examined tissue microarrays
(TMAs) of 321 ccRCC patients treated by nephrectomy and concluded that low CAIX expression (defined as ⱕ 85% tumor cells positive for CAIX by immunohistochemistry) was an independent predictor of poor prognosis. In a smaller study involving 66 patients, TMA CAIX expression in RCC specimens was reported to predict responses to systemic therapy with interleukin-2 (IL-2).10 Partly on the basis of these observations, there has been interest in developing CAIX as a prognostic and imaging marker for RCC, as well as a tumorassociated target for therapy.11-17 However, information pertaining to the differential expression by RCC histologic subtypes and normal human tissues remains limited, especially in the context of antiCAIX therapy for the treatment of RCC. Moreover, independent validation of CAIX as a prognostic marker for ccRCC patients has not been reported. Hence, we conducted an investigation of CAIX 4757
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Leibovich et al
expression in 933 RCC patients with long-term follow-up, 730 of whom had ccRCC. We report that CAIX expression varies significantly by RCC subtype and that CAIX expression in ccRCC fails as an independent predictor of outcome following multivariate adjustment for conventional prognostic features. We also report high levels of CAIX expression in various extrarenal organs. Thus, we raise concerns that CAIX may have limited utility as an independent prognostic marker and therapeutic target for RCC. PATIENTS AND METHODS Patient Selection On institutional review board approval, we identified 933 patients treated with radical nephrectomy or nephron-sparing surgery for unilateral, sporadic RCC between 1990 and 1999 from the Mayo Clinic Nephrectomy Registry. Of these, 730 (78.2%) had noncystic ccRCC, 155 (16.6%) had papillary RCC, and 48 (5.1%) had chromophobe RCC. Clinical features studied included age, sex, symptoms at presentation, Eastern Cooperative Oncology Group (ECOG) performance status, and tumor thrombus level. Patients with a palpable mass, abdominal discomfort, gross hematuria, acute onset varicocele, or constitutional symptoms including rash, sweats, weight loss, fatigue, early satiety, and anorexia were considered symptomatic at presentation. Pathologic features included histologic subtype, tumor size, 2002 primary tumor classification, regional lymph node involvement, distant metastases, the 2002 TNM stage groupings, nuclear grade, coagulative tumor necrosis, and sarcomatoid differentiation. To obtain these features, one study pathologist (J.C.C.) reviewed the microscopic slides from all specimens without knowledge of patient outcome or CAIX expression. Disease status and vital status for patients in the Nephrectomy Registry are updated yearly. If a patient has not been seen at the institution in the previous year, the patient is sent a questionnaire. If there is evidence of disease progression in this questionnaire, the date, location, and treatment are verified with the patient’s local physician. If a patient has died in the previous year, a death certificate is ordered and the medical history is reviewed by a urologic oncologist to determine cause of death. CAIX Immunohistochemical Staining and Quantitation Representative paraffin-embedded tissue specimens were stained using the anti-CAIX antibody (clone M75 from Jan Za´vada, Institute of Molecular Genetics; Prague, Czech Republic) using methods previously described.8 CAIX expression and staining intensity were evaluated by a pathologist (Y.S.) without knowledge of patient outcome. CAIX expression was recorded as the percentage of tumor cells that stained positive for CAIX. Intensity was scored as absent, weak, moderate, or marked for the area of the section demonstrating maximal staining. If at least 25% of the section demonstrated a different intensity, a secondary pattern was recorded. Statistical Methods CAIX tumor expression was analyzed using the cut point for low (ⱕ 85%) and high (⬎ 85%) expression previously identified by Bui et al.9,18 Associations of CAIX expression with clinicopathologic features were evaluated using 2 tests. Kaplan-Meier curves were used to visualize the association of CAIX expression with cancer-specific survival. Associations of CAIX expression with death from RCC were first evaluated in univariate Cox proportional hazards regression models and then in a multivariate setting adjusting for each clinical and pathologic feature. These associations were also evaluated after simultaneous adjustment for the TNM stage groupings, nuclear grade, and ECOG performance status, and after adjustment for the Mayo Clinic SSIGN score, a composite scoring system developed specifically for patients with ccRCC that includes primary tumor classification, regional lymph node involvement, distant metastases, tumor size, nuclear grade, and tumor necrosis.3 Statistical analyses were performed using the SAS software package (SAS Institute, Cary, NC) and P values less than .05 were considered statistically significant. 4758
Analysis of Normal Tissues CAIX expression was also studied in normal human tissues using TMAs from Cybrdi Inc. (Frederick, MD). Two hundred forty-one cores were examined, each core representing one sample of normal spleen, lymph node, thymus gland, adrenal gland, thyroid, placenta, kidney, bladder, ureter, testis, uterine cervix, ovary, skeletal muscle, skin, cardiac muscle, lung, salivary gland, liver, pancreas, stomach, esophagus, colon, small intestine, cerebrum, cerebellum, peripheral nerve, and spinal cord. A normal prostate TMA, containing 30 cores from 11 samples, was also evaluated.
RESULTS
Comparison of CAIX Expression by RCC Subtype CAIX expression varied significantly by RCC subtype. Nearly all (708 patients, 97.0%) of the 730 ccRCC tumors were CAIX positive compared with 36 (23.2%) and two (4.2%) papillary and chromophobe tumors, respectively (P ⬍ .001). Although 442 ccRCC specimens (60.6%) had 100% tumor CAIX expression, the highest levels of CAIX expression observed in the papillary and chromophobe specimens were 30% and 5%, respectively. Maximal staining intensity varied by RCC subtype as well, with marked CAIX expression observed in 489 (67.0%) ccRCC tumors compared with only eight (5.2%) and one (2.1%) papillary and chromophobe tumors, respectively (P ⬍ .001). No specimen showed CAIX expression in normal renal parenchyma. Representative photomicrographs of each subtype stained for CAIX are depicted in Figure 1. CAIX Expression in 730 Patients With ccRCC ccRCC has been shown to be more aggressive than papillary and chromophobe RCC, and there are differences in features predictive of outcome among these subtypes.1,2,19-21 Therefore, our analysis of the prognostic impact of CAIX expression was limited to the 730 patients with ccRCC. Average age at surgery was 63 years (range, 25 to 89 years); average tumor size was 7.1 cm (range, 0.2 to 24.0 cm). At last follow-up, 399 patients had died, including 241 who died as a result of RCC at a median of 2.1 years after surgery (range, 0.1 to 14.1 years). Among the 331 patients still alive at last follow-up, the median duration of follow-up was 9.4 years (range, 0.1 to 16.7 years); only 14 patients (4.2%) had fewer than 5 years of follow-up. Cancerspecific survival rates at 5 and 10 years following surgery were 73.6% (SE, 1.7%; No. still at risk, 461) and 65.1% (SE, 2.0%; No. still at risk, 185), respectively. Among the 708 (97.0%) ccRCC tumors with CAIX tumor expression, median level of expression was 100% (range, 10% to 100%). A comparison of maximal and secondary CAIX staining intensity is shown in Table 1. Among the 708 CAIX-positive ccRCC tumors, 313 (44.2%) had the same maximal and secondary intensity, indicating homogenous CAIX staining within the entire section. The remaining 395 specimens (55.8%) had heterogeneous staining. For example, 55 specimens (7.8%) had marked maximal intensity, but weak intensity in at least 25% of the section. There were 163 tumors (22.3%) with low CAIX expression and 567 tumors (77.7%) with high expression. Comparisons of clinical and pathologic features by CAIX expression are summarized in Table 2. Low CAIX expression was associated with symptoms at presentation, advanced nuclear grade, coagulative tumor necrosis, and sarcomatoid differentiation. For example 68.1% of tumors with low CAIX expression were grade 3 or 4 compared with 41.8% of tumors with high CAIX expression (P ⬍ .001). JOURNAL OF CLINICAL ONCOLOGY
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CAIX in Renal Cell Carcinoma
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Fig 1. Photomicrographs (magnification ⫽ 400⫻) of renal cell cancer (RCC) immunohistochemical staining for carbonic anhydrase IX (CAIX). (A) High-level staining in clear cell (cc) RCC; (B) low-level staining in ccRCC; (C) negative staining for CAIX in papillary RCC; and (D) negative staining for CAIX in chromophobe RCC.
Univariately, patients whose tumors contained low levels of CAIX expression were 65% more likely to die as a result of RCC compared with patients whose tumors contained high levels of CAIX expression (risk ratio ⫽ 1.65; 95% CI, 1.25 to 2.18; P ⬍ .001; Fig 2). Maximal CAIX intensity (log-rank P ⫽ .402) and heterogeneous CAIX intensity (log-rank P ⫽ .763) were not significantly associated with cancer-specific survival.
Table 1. Comparison of Maximal and Secondary CAIX Intensity for 730 Patients With ccRCC Secondary Intensity (No.)
Maximal Intensity
Absent
Weak
Moderate
Marked
Absent Weak Moderate Marked
22 0 0 0
0 23 113 55
0 0 83 227
0 0 0 207
Abbreviations: CAIX, carbonix anhydrase IX; ccRCC, clear cell renal cell carcinoma.
Associations of CAIX expression with death resulting from RCC adjusted for each clinical and pathologic feature are summarized in Table 3. After adjusting for either nuclear grade or tumor necrosis, low CAIX expression was no longer significantly associated with death from RCC (risk ratios ⫽ 1.17 [P ⫽ .279] and 1.24 [P ⫽ .138], respectively). After simultaneous adjustment for the TNM stage groupings, nuclear grade, and ECOG performance status, low CAIX expression was associated with a 14% increase in the risk of death resulting from RCC, but this difference was not statistically significant (risk ratio ⫽ 1.14; 95% CI, 0.85 to 1.52; P ⫽ .381). Lastly, CAIX expression was not significantly associated with death from RCC after adjusting for the SSIGN score (risk ratio ⫽ 1.24; 95% CI, 0.94 to 1.64; P ⫽ .134). CAIX Expression in 81 Patients With Metastatic ccRCC Eighty-one patients had metastatic ccRCC at surgery, of whom 75 died from RCC at a median of 1.2 years (range, 0.1 to 14.0 years). In this subset, there were 24 tumors (29.6%) with low CAIX expression and 57 tumors (70.4%) with high CAIX expression. Low CAIX expression was not significantly associated with death from RCC for patients with metastatic disease either univariately (risk ratio ⫽ 1.32; 95% CI, 0.80 to 2.18; P ⫽ .281) or after adjusting for 4759
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Leibovich et al
Table 2. Comparison of Clinical and Pathologic Characteristics by CAIX Tumor Expression for 730 Patients With ccRCC Tumor CAIX Expression ⱕ 85% (n ⫽ 163) Characteristic Age at surgery, year ⬍ 65 ⱖ 65 Sex Female Male Symptoms at presentation No Yes Constitutional symptoms at presentation No Yes ECOG performance status 0 ⱖ1 Tumor thrombus None Level 0 Level I-IV Primary tumor size, cm ⬍5 5 to ⬍ 7 7 to ⬍ 10 ⱖ 10 cm 2002 primary tumor classification pT1a pT1b pT2 pT3a pT3b pT3c pT4 Regional lymph node involvement pNX and pN0 pN1 and pN2 Distant metastases pM0 pM1 2002 TNM stage groupings I II III IV Nuclear grade 1 2 3 4 Coagulative tumor necrosis No Yes Sarcomatoid differentiation No Yes
⬎ 85% (n ⫽ 567)
No.
%
No.
%
P
89 74
54.6 45.4
280 287
49.4 50.6
.240
72 91
44.2 55.8
192 375
33.9 66.1
.016
47 116
28.8 71.2
217 350
38.3 61.7
.027
105 58
64.4 35.6
438 129
77.3 22.7
⬍ .001
142 21
87.1 12.9
519 48
91.5 8.5
.089
124 21 18
76.1 12.9 11.0
465 55 47
82.0 9.7 8.3
.239
49 33 36 45
30.1 20.3 22.1 27.6
189 122 122 134
33.3 21.5 21.5 23.6
.718
31 43 35 13 36 2 3
19.0 26.4 21.5 8.0 22.1 1.2 1.8
150 154 111 49 91 7 5
26.5 27.2 19.6 8.6 16.1 1.2 0.9
.334
156 7
95.7 4.3
546 21
96.3 3.7
.729
139 24
85.3 14.7
510 57
90.0 10.0
.094
69 25 41 28
42.3 15.3 25.2 17.2
294 92 117 64
51.9 16.2 20.6 11.3
.070
3 49 88 23
1.8 30.1 54.0 14.1
52 278 197 40
9.2 49.0 34.7 7.1
⬍ .001
92 71
56.4 43.6
423 144
74.6 25.4
⬍ .001
147 16
90.2 9.8
545 22
96.1 3.9
.003
Abbreviations: CAIX, carbonic anhydrase IX; ccRCC, clear cell renal cell carcinoma; ECOG, Eastern Cooperative Oncology Group.
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CAIX in Renal Cell Carcinoma
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Cancer-Specific Survival
High CAIX Low CAIX 80
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Time From Surgery to Death or Last Follow-Up (years) Fig 2. Association of carbonic anhydrase IX (CAIX) tumor expression with death resulting from renal cell carcinoma (RCC) for 730 patients with clear cell (cc) RCC (risk ratio ⫽ 1.65; 95% CI, 1.25 to 2.18; P ⬍ .001). Cancer-specific survival rates at 5 and 10 years after surgery were 62.8% (SE, 3.8; No. still at risk, 92) and 55.0% (SE, 4.3%; No. still at risk, 33), respectively, for patients whose tumors had low levels of CAIX expression compared with 76.8% (SE, 1.8%; No. still at risk, 369) and 68.1% (SE, 2.2%; No. still at risk, 152), respectively, for patients whose tumors had high levels of CAIX expression.
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nuclear grade and ECOG performance status (risk ratio ⫽ 1.03; 95% CI, 0.61 to 1.73; P ⫽ .921). CAIX Expression in Normal Tissues CAIX expression was present in gastric mucosa, pancreatobiliary epithelium, and small intestine crypt base. Also, CAIX was seen in two specimens containing mesothelial cells, ovarian surface epithelium, and fetal rete testis. Representative photomicrographs of normal tissues stained for CAIX are depicted in Figure 3.
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Table 3. Associations of Low CAIX Tumor Expression with Death Resulting From RCC Adjusted for Each Clinical and Pathologic Characteristic for 730 Patients With ccRCC Characteristic
Risk Ratioⴱ
95% CI
P
Age at surgery Sex Symptoms at presentation Constitutional symptoms at presentation ECOG performance status Tumor thrombus Primary tumor size 2002 primary tumor classification Regional lymph node involvement Distant metastases 2002 TNM stage groupings Nuclear grade Coagulative tumor necrosis Sarcomatoid differentiation
1.65 1.67 1.54 1.50
1.25 to 2.18 1.27 to 2.21 1.16 to 2.03 1.13 to 1.98
⬍ .001 ⬍ .001 .003 .005
1.66 1.60 1.54 1.53 1.55 1.56 1.45 1.17 1.24 1.44
1.25 to 2.19 1.21 to 2.12 1.17 to 2.04 1.16 to 2.02 1.17 to 2.05 1.18 to 2.06 1.10 to 1.92 0.88 to 1.55 0.93 to 1.64 1.09 to 1.92
⬍ .001 ⬍ .001 .002 .003 .002 .002 .009 .279 .138 .011
Abbreviations: CAIX, carbonic anhydrase IX; ccRCC, clear cell renal cell carcinoma; ECOG, Eastern Cooperative Oncology Group. ⴱ Represents the association of low CAIX expression with death resulting from RCC (using high CAIX as the reference group) after adjustment for the clinical or pathologic characteristic listed.
Fig 3. Photomicrographs (magnification: ⫻400) of immunohistochemical staining of normal tissues for carbonic anhydrase IX (CAIX). (A) Liver; (B), small intestine; and (C) gastric mucosa.
DISCUSSION
We report the most extensive investigation to date to our knowledge of CAIX expression in a consecutive series of RCC tumors. Using the same anti-CAIX monoclonal antibody (clone M75) employed in 4761
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Leibovich et al
previous studies, we confirm that CAIX expression varies among RCC histologic subtypes. Specifically, 97% of ccRCC tumors express CAIX, whereas fewer than 25% of papillary and chromophobe tumors express this protein. Among the subset of 730 ccRCC cases, 22% exhibited low levels of CAIX expression, which correlated univariately with an increased risk of death from RCC. However, contrary to previous reports,9,18 we demonstrate that low CAIX expression fails to predict an increased risk of death from RCC after adjusting for readily assessable pathologic features including nuclear grade and coagulative tumor necrosis. Additionally, we show that CAIX expression is heterogeneous within whole tumor specimens and further confirm that CAIX is expressed in multiple normal extrarenal tissues. The precise function of CAIX in normal and cancerous tissues remains unclear. Ivanov et al22 previously employed Northern blot analysis and immunohistochemistry to demonstrate CAIX expression within a variety of cell lines as well as normal and malignant human tissues. Specifically, CAIX was shown to be expressed by cancer cell lines derived from non–small-cell lung carcinoma, hematologic malignancies, and cancers of the colon, CNS, cervix, ovary, and prostate.22 Furthermore, CAIX was shown to be induced by hypoxic conditions, leading these investigators to postulate that CAIX functions to maintain an acidic microenvironment that promotes malignant progression.22 Consistent with our current findings, Ivanov et al also observed expression of CAIX within normal human mesothelium, gastric and small intestinal mucosa, biliary and gall bladder epithelium, testis, ovary, hair follicles, and choroid plexus.22 In separate studies, CAIX has been demonstrated to be constitutively expressed in RCC cell lines consequent to mutation of the von HippelLindau protein,23 and CAIX has been implicated in regulation of cell adhesion and contact inhibition.24,25 Given that CAIX expression is a common feature within many forms of human cancer,22,26-28 it remains unclear whether CAIX plays a driving role in oncogenesis and progression, or rather, represents a general epiphenomenon of neoplastic dysregulation. Molecular markers lend the potential to (1) predict patient outcome and treatment responses; (2) identify high-risk patients who might benefit from aggressive adjunctive therapy; and (3) ideally, serve as tumor-associated targets to improve therapy. Bui et al9 stained TMAs of 321 ccRCC patients treated by nephrectomy and concluded that low CAIX expression was associated with increased risk of death resulting from RCC. Among the 149 patients (46%) with metastases, the association between low CAIX expression and increased risk of death persisted after adjusting for primary tumor classification, Fuhrman grade, nodal status, and ECOG performance status.9 In contrast, CAIX expression in the 172 nonmetastatic patients (54%) failed to act as an independent predictor of outcome.9 In a subsequent TMA study involving 224 ccRCC specimens, the same group reported that high Ki-67 (a nuclear protein that accompanies active cellular proliferation) combined with low CAIX expression predicted poorer rates of RCC-specific survival, even after multivariate adjustment.18 In contrast, our investigation of 730 ccRCC specimens reveals that low CAIX expression levels do not independently predict a higher risk of cancer death after multivariate adjustment for prognostic features as defined by either the University of California, Los Angeles, Integrated Staging System29 or the Mayo Clinic SSIGN3 scoring criteria. In fact, we demonstrate that there is no significant association between ccRCC CAIX expression and patient outcome when adjusted for a single prognostic factor, specifically, nuclear grade. Furthermore, 4762
we show that adjusting for another known prognostic feature, coagulative tumor necrosis,21,30,31 also negates any association between CAIX staining and patient outcome; a feature that was not considered in prior CAIX studies. There are distinct differences between the patient cohort studied at our institution and the patient cohorts reported in prior investigations of CAIX. Specifically, 11% of patients in our study presented with metastatic disease, with only 6% receiving high-dose IL-2. In contrast, 46% of patients reported by Bui et al9 presented with metastatic disease, and 60% of these patients received IL-2. In our current study, no association between CAIX and cancer-specific death in the subset of patients with metastatic disease was observed, even in a univariate setting. The disparity in observations made by our group and those reported by Bui et al9 raises the possibility that CAIX is predictive of favorable outcomes for patients with metastatic disease who receive IL-2– based immunotherapy. Additionally, our findings may differ from those previously reported, in part, because of the increased number of specimens examined and the consecutive-series nature of our study. Furthermore, the bulk of literature advocating CAIX as a predictive marker of RCC has been compiled using TMAs in lieu of whole-tumor tissue sections. Our study reveals significant heterogeneity of CAIX within whole tissue sections. Therefore, analyses using small tissue cores in a TMA may prove unreliable for assessing CAIX expression within RCC tumor specimens. This is particularly important given that TMAs are aggressively being exploited to survey CAIX expression (and other potential prognostic markers) to develop algorithms to predict responses to therapy, as has recently been reported for systemic IL-2.10 The findings of the current study do not necessarily preclude further exploitation of CAIX for the management of RCC. CAIX is being investigated as a therapeutic target for patients with RCC as well as a potential tumor-associated antigen to facilitate radioimmune imaging.12,17,32-39 Yet, CAIX-based imaging has yielded minimal sensitivity for detection of metastatic ccRCC.35 However, the potential utility for CAIX-based imaging to identify patients with clear cell histology, along with patients likely to respond to IL-2 immunotherapy or, conceivably, vascular endothelial growth factor–targeted therapies needs further investigation. Multiple phase I and II trials have indicated that anti-CAIX therapy is associated with infrequent and modest antitumoral responses with the highest response rates (23%) achieved only when used in combination with low-dose IL-2 therapy.12,17,32-34,36,37 Unquestionably, targeting CAIX for therapy is attractive because it is highly expressed by ccRCC. To date, clinical trials of CAIXtargeted therapy have not caused any significant toxicity.12,17,32-34,36,37 Given that CAIX is expressed in multiple normal human organs and tissues, however, expectations of anti-CAIX based therapy may need to be tempered. Specifically, it may prove difficult to evoke clinically meaningful RCC tumor regression while maintaining a low toxicity profile, especially if the antibodies tested in the clinical setting recognize the same epitope as the M75 antibody used to survey CAIX expression in RCC tissues and normal organs. More importantly, use of CAIX as an independent prognostic marker needs to be scrutinized before further clinical exploitation. At present, the utility of renal mass biopsy is constrained because of poor accuracy and high interobserver variability when reviewing small fragments of tumors.40,41 Our study demonstrates that patients with greater than 30% CAIX expression within their renal tumors harbor ccRCC, rather than papillary or chromophobe RCC. As such, JOURNAL OF CLINICAL ONCOLOGY
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CAIX in Renal Cell Carcinoma
CAIX may prove to increase the utility of renal mass biopsy to render an accurate diagnosis.8 Likewise, CAIX staining of biopsy tissues to diagnose ccRCC may facilitate proper assignment of systemic treatment to patients with advanced malignancy, or proper diagnosis for clinical trial accrual when subtype represents an eligibility criterion. In summary, we report the largest consecutive series survey of CAIX expression in RCC to date to our knowledge. High levels of CAIX expression are apparent in ccRCC tumors, whereas minimal expression is observed in papillary and chromophobe RCC. Low levels of CAIX expression are univariately associated with death from RCC, but this association is attenuated after adjustment for even a single prognostic feature such as nuclear grade or coagulative tumor necrosis. As such, CAIX assessment provides no added prognostic value to existing scoring algorithms. The high levels of CAIX expression within multiple normal tissues raises the question as to how CAIX-directed therapeutic toxicity will be kept to a minimum while facilitating a maximal antitumoral response. The ubiquitous nature of CAIX staining in ccRCC, although not useful as a prognostic marker, may gain utility as a diagnostic marker to increase the accuracy of pathologic interpretation of biopsy specimens. AUTHORS’ DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST Although all authors completed the disclosure declaration, the following authors or their immediate family members indicated a financial interest.
REFERENCES 1. Amin MB, Tamboli P, Javidan J, et al: Prognostic impact of histologic subtyping of adult renal epithelial neoplasms: An experience of 405 cases. Am J Surg Pathol 26:281-291, 2002 2. Cheville JC, Lohse CM, Zincke H, et al: Comparisons of outcome and prognostic features among histologic subtypes of renal cell carcinoma. Am J Surg Pathol 27:612-624, 2003 3. Frank I, Blute ML, Cheville JC, et al: An outcome prediction model for patients with clear cell renal cell carcinoma treated with radical nephrectomy based on tumor stage, size, grade and necrosis: The SSIGN score. J Urol 168:2395-2400, 2002 4. Frank I, Blute ML, Cheville JC, et al: Solid renal tumors: An analysis of pathological features related to tumor size. J Urol 170:2217-2220, 2003 5. Leibovich BC, Blute ML, Cheville JC, et al: Prediction of progression after radical nephrectomy for patients with clear cell renal cell carcinoma: A stratification tool for prospective clinical trials. Cancer 97:1663-1671, 2003 6. Leibovich BC, Cheville JC, Lohse CM, et al: A scoring algorithm to predict survival for patients with metastatic clear cell renal cell carcinoma: A stratification tool for prospective clinical trials. J Urol 174:1759-1763, 2005 7. Motzer RJ, Mazumdar M, Bacik J, et al: Survival and prognostic stratification of 670 patients with advanced renal cell carcinoma. J Clin Oncol 17:2530-2540, 1999 8. Liao SY, Aurelio ON, Jan K, et al: Identification of the MN/CA9 protein as a reliable diagnostic biomarker of clear cell carcinoma of the kidney. Cancer Res 57:2827-2831, 1997
No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCO’s conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors. Employment: N/A Leadership: N/A Consultant: N/A Stock: N/A Honoraria: N/A Research Funds: N/A Testimony: N/A Other: Some of the authors have filed patient applications pertaining to other cancer prognostic markers, including B7 H1, B7 H3, B7 H4, and survivin.
AUTHOR CONTRIBUTIONS Conception and design: Bradley C. Leibovich, Eugene D. Kwon Financial support: Eugene D. Kwon Administrative support: Bradley C. Leibovich, Christine M. Lohse, Eugene D. Kwon Provision of study materials or patients: Bradley C. Leibovich, John C. Cheville, Jan Zavada Collection and assembly of data: Yuri Sheinin, Christine M. Lohse, John C. Cheville Data analysis and interpretation: Bradley C. Leibovich, Yuri Sheinin, Christine M. Lohse, R. Houston Thompson, John C. Cheville, Eugene D. Kwon Manuscript writing: Bradley C. Leibovich, Christine M. Lohse, Robert Houston Thompson, John C. Cheville, Eugene D. Kwon Final approval of manuscript: Bradley C. Leibovich
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Acknowledgment We thank Catherine Lehman, RN, for help with data abstraction and patient follow-up.
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