Dissipative operators and series inequalities

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m-dissipative operators A was proved by Kail man and Rota [5]. ..... Ct.lO). 1.1*85 Z.P* K. P K. P* ~ 3.O6U where p* is the unique solution of the transcendental equation ... [8] Man Kam Kwong and A. Zettl, "Ramifications of Landau's inequality",.
BULL. AUSTRAL. MATH. SOC. VOL. 23 ( 1 9 8 1 ) , 429-442.

47B44 (26A86)

DISSIPATIVE OPERATORS AND SERIES INEQUALITIES HERBERT A. GINDLER AND JEROME A. GOLDSTEIN

Of concern is the best constant \\Ax\\

2 K\\A a;||||a;|| where

A

K

in the inequality

generates a strongly continuous

contraction semigroup in a Hirbert space.

Criteria are obtained

for approximate extremal vectors

K = 2

holds).

By specializing

A + I

x

when

(J5 2

always

to be a shift operator on a

sequence space, very simple proofs of Copson's recent results on series inequalities follow. also studied on

IF

Inequalities of the above type are

spaces, and earlier results of the authors

and of Ho I brook are improved.

1. Introduction There is a large literature on norm inequalities involving dissipative operators on Banach spaces.

This literature can be traced back to

inequalities of Landau, Hardy and Littlewood which take the form

([ \f'(x)\Pdx)

(1.1) where

J

is

[0, °°) or

interpretation for

£ K{\ \f"(x)\Pdx\ ([ \f(x)\Pdx) (-°°, °°) and

1 £ p £ °° (with the usual

p = °° ). Recently Copson [2] established some

Received 9 January 1981. J.A. Goldstein was partially supported by an N.S.F. grant. This paper was written while H.A. Gindler was on sabbatical leave from San Diego State University. He would like to thank the faculty and staff of the Department of Mathematics of Tulane University for their gracious hospitality during his stay. 429

430

Herbert

A.

Gindler

and

Jerome

A.

Goldstein

inequalities for i n f i n i t e series based on an analogy with the case p = 2 in ( l . l ) . One of our purposes i s to show that Copson's results follow easily from certain operator theoretic versions of ( l . l ) . Our attempt to generalize [2] led quite naturally to questions concerning the existence of extremals and approximate extremals in the operator theoretic versions of the case p = 2 of ( l . l ) . This led to r e s u l t s which can be considered as extensions of and were motivated by the works of Kato [6] and of Kwong and Zettl [ 7 ] , [ « ] . In the final section we establish some inequalities involving dissipative operators on U

spaces.

These include series inequalities

(in I norms] and other inequalities as well. These results are obtained using techniques we introduced in [3]. One of the theorems in t h i s section was motivated by the work of Hoi brook [4],

2. Approximate extremals in Hilbert space Let

A

be a linear operator on its domain

V(A) c X

to

X , where

X

is a real or complex Banach space. As in [3] let

C(X; A) = inf{fe : \\Ax\\2 2 fc|U2a:||||x|| for a l l x € V[A2)} . PROPOSITION 2 . 1 . Let L t I be a contraction on X (that is, \\L\\ 5 1 J, and let A = L - I . Then A is m-dissipative and 1 S C(X; A) 5 k . Moreover, if X is a Hilbert space, then C(X; A) 5 2 , and C(X; A) = 1 if A is normal. Proof.

If

L i s a contraction and t > 0 , then t \\e etA\\ = e - * | | e « | | < , -

tA

i

whence the semigroup [e : t 2 0} generated by A i s contractive, and so A i s m-dissipative [JO]. The inequality C(X; A) 5 1* for m-dissipative operators A was proved by Kail man and Rota [ 5 ] . Kato [6] showed that C(X; A) < 2 holds if X is a Hilbert space. If A (or L ) i s normal, then ||An||2 = (Ax, Ax> = 1 in a l l cases. Since L t I i s equivalent to A f 0 , choose unit vectors a; € X with lim ||Asn || = ||4|| . From p | | 2 = l i m \\Ax || 2 < C(X; X) l i m | U 2 o ; II 5 C ( X ; 4 ) I M I | 2

i t follows that

C(X; 4) > 1 .

D

Of course, C(X; 4) = 0 if and only if L = I , which i s t r i v i a l . Now l e t A be any operator with is a unit vector

x

in V[A )

A = 0 if and only if

C(X; 4)

such that

finite.

A x i- 0 and

An approximate extremal sequence for ^ i s i sequence vectors in V[A )

such that

An extremal for 4

\x } of unit

X x + 0 and -1

lim \\Ax || ^ n

= C(X; A) .

THEOREM 2.2. Let A be an m-dtssipative space H . Then: (i) ('iiJ

operator on a Hilbert

C(H; A) < 2 ; C(H; A) = 2 and there i s an extremal for A if and only if there is a unit vector x in V(A) and a positive constant X such that A2x + XAx + \2x = 0

(2.1) and

ReOl2*, a;) = 0

(2.2)

where < •, •> denotes the inner product on H and Re denotes the real part of a complex number; (Hi)

if there is a sequence of unit vectors

{x ) in V[A )

432

Herbert

A. Gindler

and a positive (2.3)

Ax

—H 0 ,

Ax

and Jerome

constant

X such

Goldstein

that

+ XAx + X x •*• 0 , and

then

A.

C(H; A) = 2

Re(i4 x , x

\

> •* 0

n nl

as

n

•*• s

and {x } is an approximate extremal

sequence for A ; (iv)

conversely, if A

and A~

are bounded and if

C(H; A) = 2 , then there is a sequence of unit vectors in V[A2) and a

{xn\ Proof.

\ > 0 satisfying (2.3).

Parts (i) and (ii) are due to Kato [6], while (Hi) and (iv)

are new. Our proof of (Hi), which is based on the work of Kwong and ZettI [7], will prove (i) and (ii) as well.

To begin with, let p > 0 and

define P

For

x € V[A )

define

= A2 + vA + u 2 l .

a = a(u, x) by a = 2 Re(A{Ax+vx),

Clearly

a 5 0 since

.

* V2\\Axf If

.

Ax f 0 we set

We deduce, after dividing by u 2 ,

l|Ar||2 - allxllp^ir 1 + HP^flHUlAir 1 = 2||A||||ar|| . a S 0 , (2.5) implies that

and a unit vector P x = 0 in ( 2 . 5 ) . reduces to ( 2 . 2 ) .

x

C(H; A) £ 2 .

i s an extremal for

But

Moreover,

A i f and only i f

C(H; A) = 2 a = 0 and

P x = 0 i s equivalent to (2.1) and a = 0

Thus (i) and (ii) are proved.

Using (2.5) again,

C(H; A) - 2 if and only i f there i s a sequence

D i s s i p a t i v e o p e r a t o r s and i n e q u a l i t i e s {x } of unit vectors in V[A )

A x^ t 0 and

lim (||P x || 2 -a

(2.6)

where

u = U x n || n\\

\\Ax \\2IA2XJi

and

* 2 .)

a

n

" = 0

= a[\s , x ) . *n n'

(This makes

Unfortunately this condition, which is -both

necessary and sufficient for for

such that

433

{x }

A , is rather cumbersome.

to be an approximate extremal sequence

Thus we turn to the simpler condition of

(Hi) . The hypothesis of (Hi) implies, by (2.5),

Uxf where assume

a

+

=a(X,x)sO. \\A x

II

(llP^H^aJpxJI"1 = 2\A\\ By taking a subsequence if necessary we may

is bounded away from zero.

»ll

By hypothesis,

lim P,x

n^

A n

= 0

and a

= 2 Be((A2+U)x , \Ux +AX )) = 2 Re(-X2x , -A2x ) + o(l) \ n n/

since

P,x •* 0 An

= 2X 2 as

n •+ °° by (2.3).

This completes the proof of part

(Hi).

For the proof of (iv) consider the necessary and sufficient condition (2.6) for

C(H; A) = 2 .

Since

A

and

A'1

are both bounded, by taking a

subsequence if necessary we may assume that

lim

positive.

~ \\A

We now verify (2.3).

hypothesis,

We have

V

A x

II 2x II*

= X

\\ "*A

where

and

»

X

is

434

Herbert

A.

Gindler

and Jerome

A.

Goldstein

= lim \P,x + (y -\)AX + U2-X2 he \\

0 = lim P x = lim P , x Xn J1-W0

since the term in square brackets converges to zero. of (iv) note first that

a

•+ 0 . Next, since

y

yi a

^n'

X

To complete the proof

-+ A

and Pyx

n

•*• 0 ,

An

r) = a ^ ' =2

Reul x , x J -*• 0 as w

I t follows that REMARK 2.3. that if operators

A is

Theorem 2.2 (i«-> can be generalized as follows.

m-dissipative and if

A . = A(I-cA)

+ 61 are bounded, have bounded inverses, are

m-dissipative, and converge to A£&x •* Ax

A in the following senses as for

exp(t/3e(5)x •* exp(W)x Thus if C(H; 4 ») = 2

e, 6 •*• 0

:

a; € 0(4) ,

•* (XI-4)" 1 x

[U-A^'^x

Note

e, 6 are positive numbers, then the

for for

x ? H and x i H,

for sufficiently small

X> 0 ,

t > 0 . E

and

6 , we can apply

(iv) to A , and then use a Cantor diagonalization argument to conclude that (2.3) is a necessary condition for A . REMARK

2.4. For A = L - I with

L

a contraction, the extremal

conditions (2.1) and (2.2) become (2.7)

L2x + (\-2)Lx + (X2-X+l)x = 0 ,

Re = 1 . Similar expressions hold in the approximate extremal case. REMARK 2.5.

By Proposition 2.1 and i t s proof, for

m-dissipative and normal on

H,

C(H; A) = 1

A i f and only if there i s a unit vector

x

A nonzero,

and there is an extremal for

and a positive number

X such

Dissipative operators and

that

A*Ax = Ax ; that is, A

nonzero eigenvalue. A*Ax = Ax

When

becomes, using

inequalities

435

has an extremal if and only if

A = L - I L* = L

where

L

A*A

has a

is unitary, the equation

,

L2x + (\-2)Lx + x = (L-aD(L-BJ)x = 0 . Thus

A

has an extremal if and only if

L

has an eigenvalue other than

one. REMARK A > 0

and

2.6.

Consider the extremal equation (2.1) to be solved for

x € V[A )

when

H

is complex.

Factor this equation as

U-aI)U-&Dx = 0 . If

(X-BJ)x = 0 , then

Ax = &x , whence

\\Axf = |e| 2 W| 2 = IM2x||||x|| . This cannot give A

with

C(H; A) > 1 .

C(H; A) = 2

It follows that if

we must have

y = Ax - fte t 0

x and

is an extremal for Ay = ay .

A

similar remark holds for approximate extremal sequences.

3. Series inequalities Let a = 0

for

IK denote the (real or complex) scalar field.

Let

a = -°° or

and set

1 S p < »

with the usual modification for

p = °° . These are, of

course, the standard Lebesgue sequence spaces. THEOREM

3.1

(Copson [2] - note the error in the conclusion of this

theorem on page 109). £e£

numbers such that

I

j=.co

°° £

{x.} ._

2 |x.| ?

ie convergent and 3

be a sequence of real or complex

is convergent.

Then, for

Ax. = x. - x. J J+l 7

Herbert

436

A. Gindler and Jerome A. Goldstein

I I*.I

A 2 x. 3\

(3.1)

£/

Equality holds in (3.1) if and

x. = 0 /or a£Z

inequality (3.1) is best possible. THEOREM

3.2

(Copson

aomplex numbers such that

.

£

Let

|x.|

{*•}"_,, be a sequence of real or 3 3~v

is convergent.

A 2 x.

Then

3=0

3

3=0

convergent and 2

(3.2) 3=0

=0 where

Ax . = x . - x . as before. 3 3 1 J

x. = 0 3

/or all

Proofs. section.

L

Since

.7=0

Equality occurs in (3.2) if and only if

Finally the constant

h

in (3.2) is best possible.

These results follow readily from the results of the previous

To prove Theorem 3.1 let

shift defined by Then

3 .

A2x. 3

Lx = y

is unitary and

Ax = {Ax.}._ 3 3

H = IS-™)

Since

L

has no eigenvalues, A

Lx = y

where

H = IA0)

and define the

y = {y .} .__

and

3 3~ *•'

all

j 2 0 . Then

L

is a contraction on

H , whence for

C{H; A) < 2

by Proposition 2.1, proving (3.2).

C(H; A) = 2

and that

A

To show that

A

y . = x. 3

for

3

A = L - I ,

It remains to show that

has no extremals.

For the moment assume that are no extremals for

j .

Theorem 3.1 is now proved.

For the proof of Theorem 3.2, let by

be the bilateral

y = {y .} ._ and y . = x. for all 0 3 ~ * 3 i?+-»L + I . By Proposition 2.1, C(H; L-I) = 1 .

, (3.1) follows.

L

L

where

has no extremals by Remark 2.5-

unilateral shift

. Let

since

C{H; A) = 2

C{H; A) = 2 . Then, by Remark 2.5, there L

has no eigenvalues.

and that an approximate extremal sequence

exists, we use Theorem 2.2 (Hi).

The extremal equation (2.7) (and the

associated approximate extremal equation) is a second order difference equation whose general solution can easily be found explicitly.

Doing so

Dissipa+ive operators

and

inequalities

leads us to look for an approximate extremal sequence

437

[x f

of the form

x

n =

x

= p£ sin(a.pn+B.) , j > 0 .

Elementary, but rather tedious calculations, which we omit, show that if we k

take



p = 1 - £ , a. = 3 j(l-e) •* 0

we write the resulting

x

as

1

,

x

approximate extremal sequence for

6- = -IT/3 3

, and

0 < e < 1 , and if

, then the sequence A . The calculation is the one hinted

at by Copson [2], and this is the one part of Copson's paper that we have been unable to simplify.

The proof of Theorem j.2 is now complete.



4. Inequalities for m-dissipative operators For

A

an

m-dissipative operator on a Banach space

X

let

C(A, x) = for k

x € V[A2)

with

A x t 0 , so that

C(A, x)

is the smallest constant

which makes the inequality

IUx|| 2 < *||A2ar|| IMI valid.

(Consequently

C(X; A) = sup C(A, x) .) x

establish some results about space. [3]

In this section we shall

C{A, x) , especially when

X

is an

iP

These results complement and improve some of our earlier results

and some of those in [4]. Examples include the case when

X = Z"(o)

and

A

is the difference operator as in the proof of Theorem

3.2. For our first result we use Hoi brook's measure "Euclidean" a Banach space

X

is [4]. Set

(U.I)

=

sup

a(X)

It is easy to see that and only if

1 5 a(X) < 2

and that

a(X) = 1 . One interprets

a(X)

X

a(X)

of how

is a Hilbert space if

as a measure of how close

X

438

Herbert

A.

i s t o a H i l b e r t space.

Gindler

and

Jerome

A.

Goldstein

Using Clarkson's i n e q u a l i t i e s [ / ] , Holbrook [4]

showed t h a t a(X) < 2 U-2/p|

(U.2)

if

X is a subspace of an If THEOREM 4 . 1 .

For

space.

X> 0

let

B, = (\I+A)(\I-A)~l

be the

Cayley

A

transform of an m-dissipative M = sup{||B x || : X > 0} .

operator

Then for all

A on X . x € V[A2)

\\Ax\\2 5a(X)[l-nf)\\A2x\\\\x\\

(U.3) Proof.

x € V[A2)

For

Let

,

.

and X > 0 we have the identity

2\Ax = (A2x+\2x) + Bx(-42x-X2x) , from which i t follows that 2\\\Ax\\ < \\A2x+\2x\\ + ||B x l||U 2 x-X 2 x|| .

{k.h)

2

AY

The Cauchy inequality

a.b. 33

UX2||/lx||2 S S2a(X)(l + ||B x || 2 )(||4 2 x|| 2 + xN|x|| 2 ) by (U.I).

If

-42x * 0 , setting

(U.5)

IMx||2 < a (X

and (U.3) follows.



REMARK

4.2.

When

X

Kato's theorem [6] because gives an estimate on

X2 = ||/52x||Hxlf1

yields

is a Hilbert space the above result reduces to a(X) = M = 1

in this case.

Also, (U.5) (which

C(A, x) ) generalizes Theorem 2.2 in [3] because, in

the notation of [3], 1 + llB^H2 < 2M[x; \J

and (U.2) holds.

Moreover,

(U.5) generalizes Theorem 9 of [4] since one can readily check that, in the notation of [4], HB^H < 2>(X) .

Dissipative

THEOREM 4 . 3 . space, and let x € V[A2)

q

Let

A be

m-dissipative

and let

439

on X , a subspace of an If

be the conjugate exponent, p

a2x # 0

with

o p e r a t o r s and i n e q u a l i t i e s

+ q

= 1 .

X = X^ = (||42a:|i/||a:||)^ .

Let

If

2 5 p 2 .

Let

and let

x\\2/\\x\\\

: p between 2 and p\ .

Then

C[Ap, x J ^ I where

e = 1 Replacing

if s

\ > 1 by

while

M~ , or

s = ((3-X)/(l+X))2 A^

if

0 < X < 1 .

gives the estimates (U.8) and (U.9).

The theorem is proved by the proof technique of Theorem h.5;

we omit the

details.

References [J]

James A. Clarkson, "Uniformly convex spaces", Trans. Amer. Math. Soc. 40 (1936), 396-itlU.

[2]

E.T. Copson, "Two series inequalities", Proc. Roy. Soc. Edinburgh Sect. A 83 (1979), 109-llU.

442

Herbert

A.

Gindler

and Jerome

A.

Goldstein

[3]

Herbert A. Gindler and Jerome A. Goldstein, "Dissipative operator versions of some classical inequalities", J. Analyse Math. 28 (1975), 213-238.

[4]

John A.R. Holbrook, "A Kallman-Rota inequality for nearly Euclidean spaces", Adv. in Math. 14 (197M, 335-3U5.

[5]

Robert A. Kallman and Gian-Carlo Rota, "On the inequality ll/'ll 2 S Hf||• ||/"|| " , Inequalities , I I , 187-192 (Proc. Second Sympos., US Air Force Acad., Colorado, 1967. Academic Press,. New York, 1970).

[6]

Tosio Kato, "On an inequality of Hardy, Littlewood, and Polya", Adv. in Math. 7 (1971), 217-218.

[7]

Man Kam Kwong and A. Zettl , "Landau's inequality", submitted.

[8]

Man Kam Kwong and A. Z e t t l , "Ramifications of Landau's inequality", Proc. Roy. Soc. Edinburgh Seat. A 86 (1980), 175-212.

[9] H.H. /k)6ns [ J u . l . Ljubic], "0 HepaseHCTBax r-iewfly cTeneHRMH /iHHePiHoro one-paeopa" [On inequalities between the powers of a linear operator], Izv. Akad. Nauk SSSF Ser. Mat. 24 (i960), 825-86U; English t r a n s l : Transl. Amer. Math. Soa. (2) 40 (196I*), 39-8U. [70]

G. Lumer and R.S. P h i l l i p s , "Dissipative operators in a Banach space", Pacific J. Math. 11 (1961), 679-698.

Department of Mathematics,, San Diego State University, San Diego, California

92182,

USA; Department of Mathematics, Tulane University, New Orleans, Louisiana USA.

70118,

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