Efficient Spectrum Utilization of UHF Broadcast Band

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KTH ROYAL INSTITUTE OF TECHNOLOGY

Efficient Spectrum Utilization of UHF Broadcast Band PhD Candidate: Lei Shi Advisor: Prof. Jens Zander Co-advisor: Dr. Ki Won Sung

Opponent: Prof. Linda Doyle Committee: Prof. Mikael Skoglund Prof. Tommy Svensson Dr. Joachim Sachs

Stockholm, Sweden, June 12th, 2014

Overview •  Background •  Research Question & Scope •  Summary of Thesis Contribution •  Secondary Access in TV White Space •  TV Distribution over Cellular Network

•  Conclusion & Discussion

STOCKHOLM, SWEDEN, JUNE 12, 2014

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Overview •  Background •  Research Question & Scope •  Summary of Thesis Contribution •  Secondary Access in TV White Space •  TV Distribution over Cellular Network

•  Conclusion & Discussion

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4

Background What is UHF broadcast band?

CHAPTER 1. INTRODUCTIO

Spectrum allocation in the UHF broadcast band Second Digital Dividend (to be confirmed in WRC-15)

DVB-T1/T2

490 MHz 470 MHz

698 MHz

First Digital Dividend (completed by 2012)

790 MHz

862 MHz

(a) European Union

First Digital Dividend (Completed by 2009)

ATSC

490 MHz 470 MHz

698 MHz

Reallocated to Analog Mobile Telephony (1983)

806 MHz

890 MHz

(b) U.S.

Figure 1.1: Spectrum allocation in the UHF broadcast band [1] [2] STOCKHOLM, SWEDEN, JUNE 12, 2014

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Background Incumbents in UHF broadcast band •  Program Making for Special Event PMSE •  Digital Terrestrial Television (DTT) for Broadcasting Linear TV

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Background DTT has been a success in Europe Share of fixed TV distribution platforms (%)

STOCKHOLM, SWEDEN, JUNE 12, 2014

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Background TV? What is TV? Distribution of TV time by age group Source: Verizon Digital Media Study, 3/14 24% 17% 59%

35~64

44% VoD DVR Live TV

15% 41% 16~34

•  Linear TV remain popular among older generation •  Video-on-Demand (VoD) is taking over –  DTT’s primary offering losing its appeal to younger generation STOCKHOLM, SWEDEN, JUNE 12, 2014

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Background “Tablet is just a smarter TV screen” •  VoD services: Netflix, BBC iplayer, SVT play, HBO go, etc Mobile & Tablets

20.5% 55.8%

Computer

2012 2014

Connected TV Games Consoles

VoD request on BBC iPlayer by device Source: BBC

•  Mobile platform gaining greater share of VoD consumption STOCKHOLM, SWEDEN, JUNE 12, 2014

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Background Video is driving the growth of mobile data

Over 50% traffic is video Mobile data traffic growth forecast in Exabytes per month (Source: Ericsson Mobility Report 2014)

•  New user behavior + higher resolution = more video traffic •  More capacity to sustain traffic growth = more spectrum STOCKHOLM, SWEDEN, JUNE 12, 2014

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Background Already running out of capacity…

•  Background •  Research Question & Scope •  Summary of Thesis Contribution •  Secondary Access in TV White Space •  TV Distribution over Cellular network

•  Conclusion & Discussion

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Background Where can we find more spectrum? Smartphones = Daily of screen minutes across countries2014 (mins) Mostdistribution Viewed / Used Medium in Many Countries, (Source: Milward Brown AdReaction 2014(Mins) Daily Distribution of Screen Minutes Across Countries Indonesia Phillipines China Brazil Vietnam USA Nigeria Colombia Thailand Saudi South Africa Czech Russia Argentina UK Kenya Australia Spain Turkey Mexico India Poland South Korea Germany Canada Slovakia Hungary Japan France Italy

Screen Minutes 0

181 174 170 149 168 151 193 165

117 143 161 146

132 99 89 113 69 147 131 114 78 102 115 111 98 104 148 132 125 124 111 93 96 98 127 129 104 95 98 125 134 89

160 103 80 123

110 115 59 66 69 43 39 35

167

96 99 126 122 158 114 97

50%

300

400

TV Laptop + PC Smartphone Tablet

500

600

•  Less time on TV vs more time on smartphones & tablet •  Reconsider DTT’s exclusive access to UHF broadcast band Source: Milward Brown AdReaction, 2014. Note: Survey asked respondents “Roughly how long did you spend yesterday...watching television (not online) / using the internet on a laptop or PC / on a smartphone or tablet?” Survey respondents were age 16-44 across 30 countries who owned or had access to a TV and a smartphone and/or tablet. The population of the 30 countries surveyed in the study collectively represent ~70% of the world population.

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Background Why UHF broadcast band? UHF band is premium for mobile reception -  -  - 

Propagation condition and device size 200-300MHz potentially available SpectrumUHF bandsband below 700MHz could be assigned for m EC considering possibilities to re-farm The 700MHz spectrum band: market drivers and harmonisation challenges worldwide

highly unlikely Figure 32: The correlation between device size and spectrum band [Source: Analysys Mason, 2012]

The opportunity to extend m below 700MHz is limited bec

the UHF band spans a wi (470–862MHz in total) an exhibit different propagati

in particular, body loss va of RF noise, which affects indoor penetration becaus signal-to-noise ratio

it becomes increasingly d 700MHz for mobile servic antennas to account for g

Consequently, spectrum bel mobile services, but it is verg some countries, such as Bra 450MHz band) is used for fix applications.

Radio frequency spectrum Lower frequencies

Higher frequencies

From a commercial and regu band is perhaps the last sub be assigned for mobile use.

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STOCKHOLM, SWEDEN, JUNE 12, 2014 © Analysys Mason Limited 2012

Overview •  Background

•  Research Question & Scope •  Summary of Thesis Contribution •  Secondary Access in TV White Space •  TV Distribution over Cellular network

•  Conclusion & Discussion

STOCKHOLM, SWEDEN, JUNE 12, 2014

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Problem definition RQ: How much extra capacity can be provided for wireless broadband service by allowing it to access the UHF broadcast band? On-Demand TV Hybrid TV

Anytime, anywhere

Chromcast Amazon TV

Convergence with Cellular System

In-home viewing DVB-T/T2 Coexistence with Secondary System Status Quo

On-the-move viewing DVB-H Dyle Mobile TV broadcasting

Linear TV STOCKHOLM, SWEDEN, JUNE 12, 2014

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Problem definition 1.  Coexistence between DTT and wireless broadband— secondary access in TVWS •  Does the existing regulation policy ensure reliable primary protection without being overly restrictive? •  Is TVWS suitable for massive deployment of short range secondary systems?

2.  Convergence between broadcast and broadband—cellular TV distribution •  Is it feasible to provide terrestrial TV service in UHF broadcast band using cellular network infrastructure and technology? •  What is the gain of CellTV in real environments with mixed morphologies and evolving video consumption trends? STOCKHOLM, SWEDEN, JUNE 12, 2014

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CHAPTER 2. RESEARCH METHODOLOGY Thesis Scope Utilization of UHF Band

Near Future

Scenarios

Long-Term Future

Secondary Access in TVWS

TV Service Requirement

Converged CellTV platorm

User Demand Distribution

Secondary Interference Management

Regulation Policy

SFN/Unicast Resource Management

Spectrum Opportunity Assessment

Qualitative Comparison

Spectrum Saving Evaluation

Figure 2.1: Overall research approach of the thesis. STOCKHOLM, SWEDEN, JUNE 12, 2014

of details of the results we are interested in. In certain cases, compromises are

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Overview •  Background •  Research Question & Scope •  Summary of Thesis Contribution

o  Secondary Access in TV White Space o  TV Distribution over Cellular Network

•  Conclusion & Discussion

STOCKHOLM, SWEDEN, JUNE 12, 2014

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Secondary Access in TV White Spaces Previous work Geolocation Database TV signal

WSD Adjacent-Channel Interference

Co-Channel Interference WSD

WSD

WSD

WSD

WSD

TV Coverage

WSD

•  Mostly focused on cellular-like secondary system->limited availability •  We instead focus on short range system (e.g. ‘Super Wi-Fi’) –  Modeling of the effect of adjacent channel interference –  Control aggregate secondary interference –  Scalability assessment STOCKHOLM, SWEDEN, JUNE 12, 2014

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Secondary Access in TV White Spaces Cumulative effect of multi-ch interference 3.2. PROTECTION OF PRIMARY SYSTEM •  Proposed Model

TV signal level =−78dBm, N=Channel 27 (522MHz)

• 

the interference received on adjacent channel k. •  a measure for – TV receiver filter quality – Out-of-band emission of the interference signal

•  Verified against measurements in both lab and 2 real apartments

Maximum tolerable interference power (dBm)

−40 −42 −44

Ch. N−1 (Measurements) Ch. N+1 (Measurements) Ch. N+1 (Theoretical) Ch. N−1 (Theoretical)

−46 −48 −50 −52 −54 −56 −58 −60

1 2 3 5 Number of simultaneously used adjacent channels (1 WSD per adjacent channel )

Maximuminterference interference power a given adjacent channelchannel vs Figure 3.2: Maximum powerlevel levelonthat a certain adjacent vs. the number WSDsofsimultaneously in TVWS [6] theofnumber simultaneously transmitting interfered adjacent channels

the TV reception, which can clearly be seen in Fig.3.3 [7]. we37propose t 19/ STOCKHOLM, SWEDEN, JUNE 12, 2014 To avoid this overestimation of spectrum opportunity, arate the effect of TV signal outage and secondary interference violati conditional probability. Letting Z denote Ptv ≠ (P min + Itv ), (2.4) c

ting [5, 6].

Secondary Access in TV White Spaces

Primary Protection Framework

34 CHAPTER 3. SECONDARY ACCESS IN TV WH protection framework e the protection of thePrimary primary system, we have first developed an anapproach for estimating the maximum permissible transmit power of secondary user. This approach is based on the regulatory framework 60 ed in [21]:

Estimate permissible Tx power + Itv + “su ( f ) GPsu } Ø q1 ≠

q,

58

Permissible SU transmit power (dBm)

= Pr{Ptv Ø

min Ptv

56

(2.4)

TV signal Sensitivitytransmit TV Int. power Secondary is the secondary andInt. “su ( f )95% is the1% same 54 protecefined in (2.2) with a frequency offset of f between the interference

su

Monte Carlo simulation

•  Pro: accurate •  Con: computationally prohibitive

Analytical solution •  Regulatory approach inaccurate

52 50 48 46 44

42 0.9

– 10dB over-estimation

~10dB

SE43 Approach Proposed Approach Monte Carlo Simulation Lower Bound [5]

0.91

0.92

0.93

0.94

0.95 q

0.96

0.97

0.98

0.99

1

1

Permissible Tx power for SU at 50km away from victim TV Rx •  Propose alternative approach Figure 3.3: Permissible transmit power for WSD located at 50 km away fro with different TV qsignal strength receiver with different q1 (q2 = – Match closely with simulation 1 ≠ 0.01, ‡S = 8dB, ‡G = 10dB. The references are defined in [7]). approach included in ECC report 186) (Proposed – Little added complexity STOCKHOLM, SWEDEN, JUNE 12, 2014

expressed as follows:

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Secondary Access in TV White Space Control Aggregate Secondary Interference

Regulatory approach 36 •  Reference geometry for worst-case ACI •  Fixed margin for multiple SUs

CHAPTER 3. SECONDARY ACCESS IN TV WH

Permissible Tx power on adjacent channel

•  Mobile/portable •  High density

40

Propose statistical model •  Poisson distribution •  Obtain permissible transmit power analytically •  Estimate higher avaiablity

Permissible SU transmit power (dBm)

Too pessimistic for short range SUs

50 Ref Geo @ N+1 Proposed Approach @ N+1 Simulation @ N+1 Ref Geo @ N+5 Proposed Approach @ N+5 Simulation @ N+5

30

Secondary Mobile Device

20 10 0 −10 Secondary

Secondary Mobile Device

Mobile Device −20 −30

0 Secondary Mobile Device

Dominant Interference Region 200

400

600

800

1000

1200

1400

1600

2

SU density per km

Figure 3.4: Permissible transmit power with different WSD densities ⁄. q1 = 21/37 STOCKHOLM, SWEDEN, JUNE 12, 20140.95 [8].

Secondary Access in TV White Spaces Scalability of short range secondary access

Maximize admitted SU number •  Combined ACI and CCI constraint •  1000+ SU/km2 except TV coverage border @30dBm Tx power

Primary Protection •  Against CCI only is insufficient •  Against ACI only is near optimal •  ACI is the limiting factor for short range secondary access in TVWS Resulting TV reception violation (location probability >94%)

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Secondary Access in TV White Spaces Capacity of ‘WiFi’ like secondary system 38

CHAPTER 3. SECONDARY ACCESS IN TV WH

Optimize secondary Tx power

Findings •  Comparable performance with ISM band given similar bandwidth •  Higher throughput per user if more unoccupied TV channels •  Except in rural with weak TV signal

Maximum average throughput per user (Mbps)

•  Protect TV reception •  Minimize SU collisions (CSMA/CA) •  Maximize the throughput

200

TVWS in Ptv=−65dbm Rural area TVWS in Ptv=−71dbm Rural area TVWS in Ptv=−65dbm Urban area TVWS in Ptv=−71dbm Urban area ISM band in Rural area ISM band in Urban area

175

150

125

Urban

100

Rural

75

50

4

8

12 16 20 24 Unoccupied TV channel number

28

32

–  Only case when capacity limited Average Throughput vs number of unoccupied channelnumb Figure 3.6: Maximum average throughput vs. unoccupied TVTVchannel by primary protection

ent TV signal Ptv . ⁄ = 100 WSDs/km2 in rural, 3000 WSDs/km2 in urban, w aggregation [10].

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mit power P opt is chosen by an exhaustive search in the simulation su

Overview •  Background •  Research Question & Scope •  Summary of Thesis Contribution o  Secondary Access in TV White Space

o  TV Distribution over Cellular Network •  Conclusion & Discussion

STOCKHOLM, SWEDEN, JUNE 12, 2014

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1.2. SPECTRUM ACCESS IN UHF BAND

TV distribution over cellular network Previous study SFN Unicast link B Broadcast Links

Unicast link A

Cellular BS B Cell B Unicast Coverage

Cellular BS A

Broadcast

Unicast

Unicast

A

B

Spectrum Saving

Cell A Unicast Coverage

UHF band

•  Substantial studies on mobile TV provision (with MBMS) Cellular content distribution network. environment •  FocusedFigure on the1.5: implementation issue in homogeneous •  We instead focus on replacing DTT for fixed reception (stricter QoS) –  Feasibility study from the spectrum perspective –  Resource management for unicast/SFN in areas with mixed morphologies STOCKHOLM, SWEDEN, JUNE 12, 2014

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TV distribution over cellular network 30 CHAPTER 2. RESEA Feasibility Analysis

Assumptions for Case study of Sweden 2020 •  Increasing number of HD programs –  24HD + 36SD –  Differentiated channel popularity

•  Use existing cellular infrastructure –  eMBMS+unicast

•  OTA view demand correlated to population density and environments •  ‘Worst-case’ scenarios

80 k

m

–  Urban Stockholm: highest viewer density –  Somewhere in the north: lowest BS density

Figure 2.6: Studied area in the Greater Stockholm

STOCKHOLM, SWEDEN, JUNE 12, 2014

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TV distribution over cellular network

4.2. NETWORK CELLTV DEPLOYMENT IN INHOMOGENEOUS ENVIRONMENTS CHAPTER 4. CELLULAR CONTENT DISTRIBUTION IN A RE-FARMED UHF BAND

Feasibility Analysis

180

350

160

Rural Unicast with 4x1 legacy Rx antenna, 0.1% blocking Rural Unicast with 4x1 legacy Rx antenna, 5% blocking Rural Unicast with 4x4 MIMO, 0.1% blocking Rural Unicast with 4x4 MIMO, 5% blocking

BW required by current DVB−T deployment: 320 MHz

140 Required Bandwidth (MHz)

Required Bandwidth (MHz)

300

250 Urban Broadcast 4*1 legacy Rx antenna Urban Broadcast 4*4 diversity Urban Broadcast 8*8 diversity

200

150

120 100 80 60 40

100

20 50

0 0

500 1000 Inter Site Distance (m)

1500

4

6

8 10 12 Inter Site Distance (Km)

14

16

Requirement forCellTV hybrid CellTV unicast- in a rural Spectrum Requirement for CellTV broadcast inFigure Urban 4.2: Spectrum requirement for hybrid unicast-broadcast gure 4.1: Spectrum requirement for CellTV broadcast in a urban environment [11]. Spectrum

ment (The legends specify different broadcast in ruralreceiver antenna configurations for unicast lin

Spectrum requirement for CellTV

The unicast SINR of an arbitrary viewer at location ri is expressed as

•  ~80 MHz in dense urban thanks to high SFN gain from small ISD spectrum saving of up to 250 MHz can be achieved by broadcasting all P¯ /q0 (ri ) SIN (ri , X) MHz = qm in rural with MIMO (4.3)over channels SFN (see Fig.4.1), thanks tochannels the densely deployed base statio • Runi~120 and unicasting ‘long-tail’ ¯ l=1 Xl P /ql (ri ) + N0 Õ

In sparsely populated areas, broadcasting over SFN is no longer as efficient

where X is the interference collision vector conditioned on the network in the load urban area due to the diminishing SFN gain in areas with large inter-s Õ x and m is the number STOCKHOLM, of interfering base stations (sites allocated with the are 27/ 37broadcast SWEDEN, JUNE 12, 2014distances. Therefore, only a few most popular TV channels same spectrum for unicast). The network load x in the system is obtained by the rest of the channels to the few viewers achieves the best res Unicasting solving the fixed point equation with around 200-150 MHz spectrum saving (see Fig.4.2). More spectr

TV distribution over cellular network

28

CHAPTER 2. RESEARCH METHODOLOG Realistic environments with mixed morphologies Urban

Suburban

Rural

UHF BC Band

Cellular sites

Ex Area

SFN1 MBB

Ex Area

Unicast

MBB SFN2

Ex Area

MBB

•  BroadcastFigure efficient urban; unicast efficient in rural 2.5: in Illustration of the CellTV concept. •  Seamless coverage require smooth transition in-between -  Where to switch from broadcast to unicast? 2.2.1-  What CellTV is theConcept impact on overall spectrum requirement?

CellTV denotes the concept of using cellular infrastructure and the UHF broad•  Formulate resource management as optimization problem cast - band to distribute audio-visual content and replace themorphologies traditional terresApply to the Greater Stockholm region with diverse trial TV broadcasting services. The network is based on mobile infrastructure withSTOCKHOLM, Multimedia Broadcast Multicast Services (MBMS) capability. The 28/37 SWEDEN, JUNE 12, 2014 TV content can be distributed either via a unicast data link or broadcast over

TV distribution over cellular network

CHAPTER 4. CELLULAR CONTENT DISTRIBUTION NET Realistic environments with mixed morphologies RE-FARMED 44

•  •  • 

All channels broadcasted in urban and most of the suburban areas Popular channel also broadcasted in rural areas, but with lower modulation order Niche channels unicasted in rural areas

Consequence: •  •  • 

450

Urban Suburban

Rural

400 Spectrum requirement per cell (MHz)

Optimal resource allocation minimize average spectrum requirement

350 300 250

Total local spectrum requirement Spectrum occupied by assisting cells

200 150 100

Niche CH SFN1

Niche CH Unicast

50

POP CH SFN1 POP CH SFN2 Low spectrum requirement in urban 0 0 10 20 30 40 50 60 70 80 High in populated rural Distance from urban center (km) Highest in suburban due to switch Localspectrum spectrum requirement in Greater Region Figure 4.3: Local requirementforofCellTV CellTV in the Stockholm Greater Stockholm between SFN to unicast or another SFN

ciency of the whole network. The discrepancy between the resource all 29/37 efficie STOCKHOLM, SWEDEN, JUNE 12, 2014in different locations will inevitably reduce the overall spectrum the CellTV network. Thus, we have developed a framework that optimi frequency allocation, the transmission method of each TV channel, a

TV distribution over cellular network

CHAPTER 4. CELLULAR CONTENT DISTRIBUTION NETWORK IN A 4.2. CELLTV DEPLOYMENT IN INHOMOGENEOUS ENVIRONMENTS RE-FARMEDwith UHF BAND Realistic environments mixed morphologies Switching condition between unicast and SFN (MCC = 6dB)

4

10

4

Unicast all channels Broadcast Popular CHs only Broadcast all CHs Stockholm Statisitcs

Population Density per Km

2

Urban 3

10

2

10

Suburban 1

10

Rural

0

10

BW Req = 200 MHz BW Req = 160 MHz BW Req = 120 MHz BW Req = 80 MHz BW Req = 40 MHz BW Req = 20 MHz Stockholm Statistics

Urban Population Density per Km2

10

3

10

2

10

Suburban 1

10

Rural

0

1000

2000

3000

4000 ISD (m)

5000

6000

7000

CellTV transmission modes in mixed morphologies

10

1000

2000

3000

4000 ISD (m)

5000

6000

7000

CellTV spectrum requirement in mixed morphologies

re 4.5: Optimal transmission modes for TV content delivery inFigure heterogeneous envi- requirement of CellTV in heterogeneous environments 4.4: Spectrum •  Broadcast all in urban, unicast niche in rural, mixed in suburban ments [13].

t (MHz)

400

350

•  Urban: more spectrum saving, sensitive to ISD able spectral efficiency is achieved at the SFN border. The spectrum saving in rural areas is density limited due to the relatively the hig •  Rural: less spectrum saving, sensitive to population New linear TV channels New VoD channels DVB−T2 (3 SFNs 256QAM 5/6 coding) STOCKHOLM, SWEDEN, JUNE 12, 2014

number of households per BS and a higher reliance on over-the-air TV rec tion. Reducing the inter-site interference through advanced multi-cell coor nation could potentially alleviate the “spectrum bottleneck”30/ and 37make unic in rural areas more efficient [12], To gain a deeper insight into the impact of the heterogeneous environm

1000

2000

3000

4000 ISD (m)

5000

6000

400

7000

600

800 1000 Inter Site Distance (m)

1200

1400

TV distribution unicast over cellular network in urban environment.

e 4.5: Optimal transmission modes for TV content delivery in heterogeneous enviFig. 8: Spectrum requirement for hybrid CellTV broadcas ents [13].

Adaptation to evolving video consumption pattern 250

350

New linear TV channels New VoD channels DVB−T2 (3 SFNs 256QAM 5/6 coding)

300

Spectrum Savings

250

150

100

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