Enabling Software Shift Work with Groupware: A Case Study - CiteSeerX

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Broadway, Sydney NS W 2000 email iango Qsyd. dit. csiro.au. Australia. Lawrence Fung, ..... hut thcrc wa simply not enough outstanding work on the project 10.
Proceedings of the 29th Annual Hawaii International

Conference on System Sciences -

1996

Enabling Software Shift Work with Groupware: A Case Study tan Gorton Project Manager, CSlRO Division of lnforma tion Technology, Sydney, NS W Australia, email iango Qsyd. dit. csiro.au

lgor Hawtyszkiewycz, School Of Computing Sciences, University of Technology, Broadway, Sydney NS W 2000 Australia

development of new products[2]. Utilising multiple teams on a software development project enables concurrent engineering methods [3] to be applied to reduce product time-to-market [4]. Each team is allocated a portion of the overall project, allowing the development effort to proceed in parallel. If the tasks each team performs are relatively independent, interteam communication overheads can be kept to a minimum, enabling each team to act autonomously and progress without substantial external hindrance. For teams that are located in different places around the globe, a low level of interdependencewould seem ideal as this reduces the problems and risks associated with long distance communications and information sharing. A further consideration when using globally dispersed teams is the time differences that exist between teams. For example, two co-operating teams located in the United Kingdom and Australia may (depending on the time of year and exact locations) have only a one hour overlap of core working hours. This makes direct communications inconvenient at the least, and potentially introduces a major obstacle for effective team interaction. Significant time differences between development teams do however introduce the possibility of sofhyare shift work Many industries use shift work to provide continuous 24 hour construction of a product. Due to the nature of the products being manufactured (i.e. a new road or a vehicle production line), staff are required to work unsociable hours in the same location to achieve greatly reduced production times. Software systems however differ in nature from most artefacts in that the output of the software production process is a collection of binary files which comprise the documentation, source code and executables [5]. Using data communications networks, these files can be rapidly moved around and shared by teams anywhere in the world. Continuous 24 hour software development could therefore be achieved by exploiting time differences between teams, giving the effect of shift work but allowing teams to work the conventional hours for their location. Time differences

Abstract This paper describes a sojiware development trial which aimed to evaluate the use of a groupware support environment for widely geographically separated so&are development teams. A four person dislocated team working in (simulated) disjoint timezones was assigned a development task to carry out over a two week period. Due to the time and location displacement, the developers were denied almost all opportunities for synchronous communications and had to rely on support from a prototype sofofvare engineering support system developed in Lotus Notes for interactions and coordination. In addition, the tasks in the trial were allocated such that productivity gains could be experienced through positive exploitation of timezone differences, effectively giving around-the-clock working. The paper describes the design and organisation of the trial, reports on the progress of the trial, and presents both quantitative and qualitative results regarding the use of the Notes prototype.

Introduction Many large multinational organisations have numerous software development groups residing in different countries around the world. In most instances each group is primarily responsible for servicing its local and regional market. Occasionally development groups may be seconded to support a project for a remote customer. This is usually achieved by allowing the development team at the customer site to use the remote team as a resource to perform a particular aspect of the project. There are documented examples of complex products being developed by globally distributed teams[l], but these are few and far between, However, the on-going globalisation and downsizing of organisations will necessitate the integration of widely dispersed groups to cooperatively work on the design and

1060-3425/96 $5.00 0 1996 IEEE

Lawrence Fung, Asia Pacific Systems Engineering Centre, BT Australasia Pty Ltd, I Market St, Sydney NSW 2000 Australia

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Proceedings of the 1996 Hawaii International Conference on System Sciences (HICSS-29) 1060-3425/96 $10.00 © 1996 IEEE

Proceedings of the 29th Annual Hawaii International

between teams could then be gainfully exploited to give the effect of continuous work on the project, potentially reducing significantly the time-to-market for products The term overnight gain effect has been defined to describe this phenomenon [6]. This project is investigating project control, coordination and communications mechanisms for use in a globally distributed team environments. Teams that operate in such a manner are called virtual teams. We have defined 3 models for organising geographically dispersed groups within virtual teams, namely cooperation, delegation and consultation [6]. We have so far focused on experimenting with the delegation model, and have carried out a small trial between Sydney and Bombay, India, involving detailed design, coding and testing. These activities are more amenable to virtual team structures as by the time they occur, a large amount is (should be!) understood about the problem and its solution, making formal, impersonal procedures and interactions more appropriate [7]. In the delegation model, one group is responsible for designing and developing code modules. Completed modules are then passed to the remote testing group which performs tests from the test specification, and reports the failures observed to the development group. The development group consequently fixes problems and instructs the test group to re-test. Responsibility for overall task completion and monitoring remains with the supervisory development group. To exploit the overnight gain effect, the development group can allocate testing tasks to the test group at the end of their working day. The test group runs as many tests as possible during their day, and hands back the results at the end of their working day to the development group. In this manner, from the development groups perspective, testing has occurred overnight. In order to further evaluate this mode of working, two specific activities have been performed. First, a prototype groupware system for distributed software engineering teams has been developed in Lotus Notes. The need for coordination and collaboration support in software engineering environments has been previously recognised [8], but there has been little penetration of these facilities into commercial CASE environments [9]. Lotus Notes provides inherent support for automated workflow, coordination and replication of distributed databases, and email across multiple sites, making it an extremely suitable tool for building such a prototype. Second, a development trial was carried out using the groupware system to coordinate the activities of three distributed development groups during the design, coding and testing of a database reporting system. During the trial, the effectiveness of the delegation model of working, and the suitability of the Notes system were

Conference on System Sciences -

1996

evaluated.

Development Trial: Planning and Preparation Logistics

The trial was designed to run as a prelude to the staged implementation of the groupware system in live projects. Therefore it was decided to design a trial which utilised a virtual team in which all members were physically located in Sydney. To simulate distributed working across timezones, 2 developers were based at BT’s premises (APSEC), one developer was based at The University of New South Wales (UNSW), and one developer was based at the University of Technology (VI’S), Sydney. A main Notes server was located at APSEC, and the groupware system and email was replicated over telephone lines to additional Notes servers based at the two other sites. Further, arrangements were made for the developers located at each site to work disjoint work hours, to simulate the teams residing in different locations around the globe. These arrangements are depicted in Figure 1.

Figure 1 Trial arrangements Development

Project

The development project selected was to extend the functionality of a production system in use at the University of New South Wales. The existing system supplied a graphical user interface (GUI) and database access to enable students to register their details in a programme to find them employment after graduation. The required extensions added reporting and querying functions to the system. The system had been developed in C++, and had been in use for nine months. The requirements specification for the project was drawn up 3 weeks before the trial began, and its contents reviewed and agreed upon. From the requirements, the deveIopment was divided up into five modules, each representing a distinct user transaction with the system. Development

Process and Team Structure

Given these requirements, and the nature of the

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Proceedings of the 1996 Hawaii International Conference on System Sciences (HICSS-29) 1060-3425/96 $10.00 © 1996 IEEE

Proceedings of the 29th Annual Hawaii International

problem, we decided to divide the development of each module into two phases, namely the GUI component and database accesscomponent. These could be designed and coded separately by different developers. The database component was then to be formally tested before integration with the GUI code and subsequent submission for module testing. This process was to be repeated for all five modules. Further, two of the virtual team members, one at APSEC, one at UNSW, were allocated the responsibility for designing and developing all the GUI and database access components respectively. The other team member at APSEC was allocated the responsibility for designing tests and testing all the database components, and the final team member at UTS was to test the integrated GUI and databasecomponents for each module. The significance of dividing up the development process in this manner is that it creates constant opportunities for performing activities concurrently. For example, once the database interface design has been agreed, the detailed designs for the GUI and database access components for a module could be performed simultaneously. After review, coding of both components can start, while at the same time the test specifications for each can be developec Testing and fault correction IModule -Student Task Ref 5 6 7 6

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Task Structure

In order to clearly document this development process, each module was further sub-divided into individual tasks for each required activity (e.g. design, coding, testing). Each task was then allocated to a team member. The dependence relationships between tasks were also documented in a simple activity diagram, and a task schedule was drawn up to depict the relative order the tasks should be performed in. An example of these is shown in Figures 2 and 3. A total of 38 tasks were created.

Task Breakdown

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1996

can then be performed simultaneously, while the design specifications for the next module can be commenced. This degree of concurrent activity is crucially important in reducing project development times, and especially so when attempting to exploit overnight gain effects. In the latter case, it was anticipated that the overnight gain effect would manifest itself in situations such as asynchronous review completion, asynchronous fault detection and correction, and asynchronous completion of a dependent task. All of these have the potential to greatly improve progress on the project

List Dlaloa Box Task Type Interface design DB access design Interface test spec DB access test spec Interface code DB access code DB access test Corn plate InterfaceIDS

13117 12 8/11 14

Conference on System Sciences -

Allocated (W UG) (IH) I::: (IG) test

for Student Lii

7 29 20123 27 30

Proceedings of the 1996 Hawaii International Conference on System Sciences (HICSS-29) 1060-3425/96 $10.00 © 1996 IEEE

Dialog Module

8

9

10

33 23128 32 34

BUG FIX 28131136 35 BUG FIX

BUG FIX 37138 Finished BUG FIX

Project schedule

74

la

Proceedings of the 29th Annual Hawaii International

Conference on System Sciences -

1996

Measurement and Evaluation Techniques Virtual Team Communications

We planned to evaluate the trial both quantitatively and qualitatively. Both sets of measures would be valuable in assessingthe usefulness of the groupware system, and the development process employed. The most important quantitative measures were deemed to be: l the proportion of time spent by each team member performing asynchronous communications using the groupware system l the amount of synchronous communications l the number of times team members successfully synchronised activities and exploited the overnight gain effect l the amount of time team members were delayed waiting for dependent tasks to complete In order to obtain the data needed for such measurements to be meaningful, each team member was asked to complete a daily time-sheet. The timesheet allowed each person to record which activities they had spent time on, at minimum resolutions of 15 minutes, choosing from a list of appropriate categories, shown below: l Design Specification l Test Specification l Coding l Testing l Synchronous Communications l Review l Notes Prototype Usage l Waiting/Delayed l Work on other projects/other activities In addition, each person recorded daily whether they had been able to exploit the overnight gain effect. If not, they were asked to estimate how much time was lost due to waiting for a task to complete, and also to record the reason why progress had been delayed. Again, a list of typical reasons was provided, along with the option to add others. When such delays were experienced, they were marked in the timesheets as Waiting time. In order to acquire qualitative judgments about the trial, a shared Notes database was built to allow ideas and opinions to be quickly recorded, commented on and categorised by all members of the virtual team. This discussion database acted as the group memory during the trial, facilitating structured discussion, stimulating ideas about the process and the groupware prototype, and recording this for later processing. In this manner, it acted as an effective tool for process and feature improvement in subsequent developments of the groupware system

The groupware system provided facilities for asynchronous communications amongst team members. Each team member could use the system to view the status of dependent tasks, monitor Status Reports and Task Completions, and receive Review Requests. Deliverables such as design specifications, program code, executables and test results could also be easily transferred between team members. Notes email provided a means to communicate ad hoc messagesand files asynchronously. However, there was no specific technological support, for example videoconferencing, provided for direct synchronous communications. Synchronous communications were in addition especially problematic due to the time and physical displacements of the team members. Consequently, in order to provide target time periods for team members to synchronise and communicate, convenient overlap periods were defined. These were: l 8am-loam between UTS and APSEC l 2pm-4pm between APSEC and UNSW Overlap periods were designated as times when team members could communicate synchronously, using telephone or fax, to clear up problems, obtain clarifications, or discuss ideas. Synchronous communications were not permitted at any other times. Note that the time differences did not allow any overlap period between the UTS and UNSW sites, simulating extreme cases such as developers residing in Sydney and New York. We did not anticipate this causing any significant problems however, as the team member at UTS was responsible for testing the GUI code produced from APSEC, with testing of the database components being performed by a team member at APSEC. For this reason, the need for direct communications between UTS and UNSW was expected to be minimal. In addition to overlap periods, handover times were designated for each site. A handover time defines the time by which a team member should submit Status Reports on all active tasks, and ensure that any deliverables are made available for other team members to use. Handover times were specified to be during overlap periods so that remedial actions could be commenced if task handovers did not take place when planned. The two handover times were: l 9am between UTS and APSEC l 4pm between APSEC and UNSW Due to the time displacements, there was no need to impose a fixed handover time for the UNSW site.

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Proceedings of the 1996 Hawaii International Conference on System Sciences (HICSS-29) 1060-3425/96 $10.00 © 1996 IEEE

Development Trial: Proceedings

three team members were able to devote the majority of their time to the trial, with only one distracted by other work for approximately 50% of the time. Throughout the trial, team members used various views of the groupware prototype to monitor the progress of tasks. For example, the status of a task could be monitored by viewing the Status Reports that had been issued for that task, as illustrated in Figure 5. In addition, completed tasks could be easily monitored, as shown in Figure 6. When errors were found during testing, error reports were stored in the prototype. These could be viewed through a dedicated view which gave the status of each reported error (Figure 7). Finally, the results of task reviews were easily accessible (Figure 8). Due to the small nature of the team, and the limited time available, most deliverables were only reviewed by a single person. The trial progressed well, and the was completed early during the last day. Team members managed to communicate and synchronise using email and the groupware system, although some synchronous communications was required during overlap times. The discussion database was widely used, with 76 messages being recorded.

The trial ran for two weeks during February, 1995. In the week before the trial started, each team member was fully briefed on the plans and development process involved, and the groupware prototype was tested with all four people working on a sample task. Next the task breakdowns for the trial were entered into the Notes prototype. Each task was allocated a unique integer identifier and was represented in the system by a Task Specification form. The complete set of tasks could then be viewed through an associated Notes view. An example of this is shown in Figure 4: this view (like all other examples in this paper) was taken after the end of the trial. During this process, each task was allocated to a team member. This was done through the creation of a Task Allocation form, one for each Task Specification. The trial started on a Monday, with activities starting at APSEC, followed by UNSW, then UTS. For the first day, one APSEC-based team member was forced through necessity to work on another project. This caused Sew delays however, since this person could not start on the project until a related task at UNSW was completed. For the remainder of the trial,

Figure

Figure

View of Task Specifications

4

5

Status Report Monitoring

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Proceedings of the 1996 Hawaii International Conference on System Sciences (HICSS-29) 1060-3425/96 $10.00 © 1996 IEEE

I YY6

Figure 6

Figure

Figure 8

Task Completion

7

Monitoring

Monitoring

error status

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We also asked each person to record how much time they necessarily spent on other projects, an inevitability in a dynamic commercial environment. The Other column represents this value, a total of 22% of all recorded hours: it is worth noting however that approximately 50% of this amount was recorded by a single member of the testing group. A total of 15% of the recorded time was also spent waiting for work from people (the Waiting column): again other

Quantitative Evaluation After the trial was completed, each person’s timesheets were processed and a set of results compiled. Figure 9 shows the raw results collected from the timesheets: all figures are in hours. Throughout the two week trial period, each team member worked on the project as their principal task.

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Proceedings of the 1996 Hawaii International Conference on System Sciences (HICSS-29) 1060-3425/96 $10.00 © 1996 IEEE

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Proceedings of the 1996 Hawaii International Conference on System Sciences (HICSS-29) 1060-3425/96 $10.00 © 1996 IEEE

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Proceedings of the 1996 Hawaii International Conference on System Sciences (HICSS-29) 1060-3425/96 $10.00 © 1996 IEEE

nia~l-enablcti

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Proceedings of the 29th Annual Hawaii International

Qualitative Evaluation and Suggestions for Improvement

Email Usage

Unlike in other studies[lO], and due to necessity, there was no reluctance to use email to communicate over a range of issues. Team members were mostly diligent in making sure all relevant details were included in an email. In some cases however, important details were left out of emails, causing delays in the project. For example, one developer received a mail containing the following message: “Your code does not compile, it gives a syntax

Group Awareness

On the whole a strong feeling of awareness of other team member’s activities was reported. Three of the group reported closely monitoring related tasks and consciously working to ensure expected deliverables were made available at handover times. Maintaining this awareness was greatly aided by the groupware prototype, which allowed team members to easily view and monitor the status of related tasks through Status Report and Task Completion Report submissions. Undoubtedly in a distributed working environment, a high level of group awareness is necessary for project elapsed times to be significantly reduced through overnight gains. A groupware system to foster and maintain such a working environment would consequently seem indispensable.

error”

To act on this message, much more information was needed, such as which code file raised the error and the exact error message produced. In this case several more emails were needed to solve a very minor naming problem, wasting both developers’time. We expect that these problems could be alleviated by building email templates for team members to use. A different message template would be provided for each general type of message, such as a technical enquiry, non-technical enquiry, process enquiry, and so on. The templates would contain message fields, with attached hypertext help, to serve as reminders of the type of information that is typically included in such a message.

Anxiety

Failure to respond promptly to an email, review request or error reports brought about considerable nervousness and anxiety in team members. If the desired responses were not available at handover time, emails were sent and/or phone calls were made to try to resolve the problem. This wasted time and impeded progress. Everyone felt a need for some form of automatic reminder service, which would monitor all emails sent out, and send reminders if a reply was not received by some stipulated time. A priority system to allow escalation of unresolved issues would be a valuable feature of such a service. Intelligent

Summary of Trial Results The most important findings of the trial were: 1. Team members spent on average 22% (17% asynchronous, 5% synchronous) of the time devoted to the project communicating and coordinating activity with other team member, and performing project management activities. 2. 82% of opportunities to exploit the overnight gain effect were successful. Although the trial did not attempt to quantify the productivity gains experienced, anecdotal evidence from the team member’s experiences indicate that they were significant. Further research is needed to decide how such productivity gains should be measured. 3. Blocking of activity due to the 6 overnight losses (failure to deliver results in time) caused estimated delays of 21 hours, an average of 3.5 hours each. This is a significant figure, and emphasises the importance of minimising overnight losses. More

To-Do Lists

Group progress was heavily dependent upon each individual fulfilling their requirements and promptly responding to emails, review requests and submitting regular status reports. Failure in any of these activities, usually through forgetfulness and pressure of work, could potentially substantially delay another team member. All trial participants commented that such problems could be somewhat alleviated by a tool 80

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providing To-Do list functionality for each team member. The To-Do list could track allocated tasks, issue reminders when Status Reports were due, alert people to urgent emails or overdue review responses, and provide a private, configurable view of the contents of the project database

The major vehicle for performing qualitative analysis was the group memory database provided by the Notes prototype. Two team members also produced single page postmortems, summarising their experiences, thoughts and ideas. The most important ideas and comments related to asynchronous group interactions are briefly presented below:

Team Member

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research is again needed to explore the most common reasons for overnight losses, and to devise ways to minimise their effects. 4. Lotus Notes proved a suitable tool for implementing a groupware prototype for supporting distributed software development teams.

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References 1. Conklin,P.F., Enrolment Management,Managing the Alpha AXP Program, Digital Technical Journal, 4, 4

(SpecialIssue1992) 2. Dase,M.A., Tung, L-L, Turban, E., A Proposed Research Framework for Distributed Group Support Systems, in Proceedings of the 28th Annual Hawaii International Conference on System Sciences, Volume IV, Information Systems Track, Maui, January 3-6, pages 42-51, IEEE 3. Prasad,B., Morenc,R.S ., Rangan,R.M., Information Management for Concurrent Engineering: Research Issues, in Concurrent Engineering: Research and Applications, vol 1, no 1, pp 3-20, 1993 4. Constantine, L.L., Work Organisation Paradigms for Project Management and Organisation, Communications of the ACM, 36, 10, pp 34-43, October 1993 5. Norris, M. And Rigby,P., Software Engineering Explained, John Wiley and Sons, UK, 1992 6. Gorton, I and Motwani, S. , Towards a Methodology for

Conclusions and Future Directions Some software development organisations are recognising the potential benefits of exploiting time differences between widely geographically separated development teams. Surveys of the literature indicate that such recognition is mostly a by-product of necessity. For example, [13] and [143 reported experiencing productivity gains and lower costs due to time differences. However distributed teams were chosen for many and varied reasons (e.g. cost, expertise, customer locations), with neither explicitly planning or expecting to exploit overnight gain effects. On the contrary, this project has explicitly recognised the potential to exploit overnight gains. Consequently we are attempting to design new, highly concurrent software development processes and groupware support tools to enable distributed development groups to advantageously utilise time differences. The successful completion of this trial has been a major milestone in the project. It has given us confidence that our ideas are valid in a small team context. It has demonstrated the value of employing groupware technology in distributed team software engineering environments. It has shown that team members can communicate, synchronise activities to exploit the overnight gain effect, and accomplish reasonably complex tasks asynchronously, with a minimum of direct communications. Further, we have quantitative data which indicates that, at least for small groups, asynchronous problem-solving does not seem to introduce significant interaction overheads. What is still uncertain is whether this mode of working will scale up into large, complex developments with fifty or a hundred or more team members in widely separated groups. We also cannot be sure how factors such as the communication skills of team members or the nature of the tasks performed have influenced the results. Our aims are therefore to improve and generalise both the development processes and groupware tools used in this trial, and widen their scope to integrate common project and configuration management tools. Further development trials utilising larger teams, performing a variety of tasks and producing a complex product will then be needed to act as more conclusive arbiters of the approach.

24 Hour Software Production Using Geographically Separated Teams, in the Proceedings of the First IFIP International Conference on Software Quality and Productivity, Hong Kong, December S-7th, Chapman and Hall, pages 50-55, 1994 Kraut, R.E. and Streeter. L.A., Coordination in Software Development, in Communications of the ACM, 38, 3, pp 69-8 1, March 1995 G.Forte and R.J.Norman, A Self-Assessment by the Software Engineering Community, Communications of the ACM, 35,4, April 1992,pp 28-32 I.Vessey and A.P. Sravanapudi, CASE Tools as Collaborative Support Technologies, Communications of the ACM, 38,1, January 1995, pp 83-95 10. D.E.Perry et al., People, Organisations and Process Improvement, IEEE Software, vol 11, no 4, pp 36-45, July 1994 11. Burke, K., Chidambaram, L., Locke, J., Evolution of Relational Factors Over Time: A Study of Distributed and Non-Distributed Meetings, in Proceedings of the 28th Annual Hawaii International Conference on System Sciences, Volume IV, Information Systems Track, Maui, Januray 3-6, pages 14-23, IEEE 12. Olson, G.M., Olson, J.S., Carter, M., and Storrosten, M., Small Group Design Meetings: An Analysis of Collaboration, in Human Computer Interaction, vol 7, no. 4, pages 347-374 13. G.Dedene and J.P. De Vreese, Realities of Off-Shore Reengineering, IEEE Sofiware, vol 12, nol, pp 35-45, January 1995 14. Hrones,J.A., Jedrey, B.C., and Zaaf, D., Defining Global Requirements with Distributed QFD, Digital Technical Journal, ~015, no 4, Fall 1993 Acknowledgements: The authors would like to acknowledge the efforts of the following: Sanjeev Motwani, Dave Beale, Kris Yiu, Martin Deacon,Sylvia Grant, David Johnson. We would also like to acknowledge the support of BT Australasia and the Australian Research Council.

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Proceedings of the 1996 Hawaii International Conference on System Sciences (HICSS-29) 1060-3425/96 $10.00 © 1996 IEEE