Mapping Knowledge Structure of Science and Technology Based on
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Mapping Knowledge Structure of Science and Technology Based on University Research Domain Analysis 대학의 연구 영역 분석을 통한 과학 기술 분야의 지식 구조 매핑에 관한 연구 Young-Mee Chung* Ji-Yeon Han**
ABSTRACT This study explores knowledge structures of science and technology disciplines using a cocitation analysis of journal subject categories with the publication data of a science & technology oriented university in Korea. References cited in the articles published by the faculty of the university were analyzed to produce MDS maps and network centralities. For the whole university research domain, six clusters were created including clusters of Biology related subjects, Medicine related subjects, Chemistry plus Engineering subjects, and multidisciplinary sciences plus other subjects of multidisciplinary nature. It was found that subjects of multidisciplinary nature and Biology related subjects function as central nodes in knowledge communication network in science and technology. Same analysis procedure was applied to two natural science disciplines and another two engineering disciplines to present knowledge structures of the departmental research domains.
초 록 이 연구에서는 한국의 과학 기술 중심 대학의 연구 영역 분석을 통해 과학 기술 분야의 지식 구조를 파악하고자 하였다. 해당 대학 교수들이 일정 기간 출판한 논문을 수집하여 분석에 이용하였고, 전체 대학과 학과의 두 수준에서 지식 구조를 파악하였다. 분석 기법으로는 논문에서 인용한 학술지의 주제 범주에 대한 동시인용 분석을 통해 주제들의 연관성을 다차원 지도상에 표현하였고, 사회연결망 분석에서 사용하는 중앙성 척도를 사용하여 관련 주제들의 위치를 파악하였다. 분석 결과 다학문적 성격을 띠는 주제와 생물학 관련 주제들이 전체 과학 기술 분야 및 화학과 물리학 영역의 지식 구조에서 중요한 역할을 하는 것으로 파악되었다. Keywords: knowledge structure, science mapping, MDS map, closeness centrality, betweenness centrality, social network analysis 지식 구조, 과학 지도, 다차원척도 지도, 인접중앙성, 사이중앙성, 사회연결망 분석
* Professor, Dept. of Library and Information Science, Yonsei University([email protected]) ** The Graduate School, Yonsei University([email protected]) ■ Received
■ Revised : 3 June 2009 ■ Accepted : 10 June 2009 : 26 May 2009 of the Korean Society for Information Management, 26(2): 195-210, 2009. [DOI:10.3743/KOSIM. 2009.26.2.195]
■ Journal
196 Journal of the Korean Society for Information Management, 26(2), 2009
1. Introduction
The purpose of this study is to ascertain knowledge structures of science overall as well as specific
Many studies have applied cocitation analysis
disciplines using publication data of the faculty
techniques to map the intellectual structure of sci-
of a science & technology oriented university in
ence (Moya-Anegon, et al. 2004; Moya-Anegon,
Korea. Knowledge maps were drawn to display
et al. 2007), specific disciplines (White and McCain
core subjects of certain research domains of the
1998; White 2003; Moya-Anegon, et al. 2005;
university and the interdisciplinary relationships
Leydesdorff and Vaughan 2006), and smaller scien-
among the subjects on the basis of a cocitation
tific fields (Bayer, Smart, and McLaughlin 1990;
analysis of journal subject categories. To this aim,
Liu 2005; Fernandez-Alles and Ramos-Rodriques
we employed multidimensional scaling (MDS) and
2009) assuming that two or more documents, au-
cluster analysis methods provided by SPSS, and
thors, journals, or journal categories cited together
centrality measures of social network analysis of-
by others possess a certain degree of subject
fered by UCINET.
similarity. Recently the cocitation analysis has been employed to assess the relationship between different subject fields (Sugimoto, Pratt, and Hauser
2. Methodology
2008), to detect research fronts in certain research domains (Miguel, Moya-Anegon, and HerreroSolana 2005; Zhao and Strotmann 2007; Shibata,
2.1 Dataset Construction
et al. 2009), and to detect scientific specialties
The science & technology oriented university
or communities (Wallace, Gingras, Duhon 2009).
analyzed in this study consists of the College of
Miguel, Moya-Anegon, and Herrero-Solana
Natural Sciences containing four Departments of
(2008) attempted to explore the intellectual struc-
Mathematics, Physics, Chemistry, and Life Science
ture and research fronts of the Faculty of Natural
and the College of Engineering with six Departments
Sciences and Museum (FCNyM) of the National
of Materials Science & Engineering, Mechanical
University of La Plata, Argentina on the basis of
Engineering, Industrial & Management Engineering,
co-citation analysis of subject categories, journals,
Electronic & Electrical Engineering, Computer
and authors of the university publications. The
Science & Engineering, and Chemical Engineering.
FCNyM encompasses several disciplines and sci-
The number of faculty members of the two colleges
entific specialties in natural science. The result
is equal to 229.
of their study revealed that FCNyM had a heteroge-
The 2005-2007 edition of the SCI Expanded,
neous intellectual structure displaying a network
one of the ISI's citation index databases provided
of interdisciplinary relations in natural sciences.
online by Web of Science, was queried by combin-
Mapping Knowledge Structure of Science and Technology Based on University Research Domain Analysis 197
ing the search terms representing the university
percentile of the total citations were used to produce
address to collect research articles written by the
a document-subject matrix. For the departmental
faculty of the sample university. Since the SCI
analysis, we used articles within top 50% after
2005-2007 edition includes citation data of the ar-
being sorted in the order of citation frequency.
ticles whose registration dates belong to this period,
In case of a department where the proportion of
the actual publication years range from 2004 to
the articles with no citation exceeds 50%, all the
2008. The collected articles published in the 5-year
articles were included in the analysis.
period include 79, 770, 813, 784, and 9 articles, respectively, with the total of 2,455 articles.
In the dataset, each article has the subject categories assigned to the cited journals. From the ar-
cited in the collected articles into publication types
trix was constructed using SAS IML (9.1). In the
such as journal articles, patents, monographs, re-
cocitation matrix, the off-diagonal cells are filled
ports, conference proceedings, standards, and the-
with raw cocitation frequencies of row and column
sis, we generated a dataset consisting of the refer-
categories resulting in a symmetric matrix. It is
ences to the journal articles for the analysis. Each
problematic to determine the value of the diagonal
bibliographic reference in the dataset was assigned
cells in such a symmetric matrix, so various meth-
the corresponding ISI-JCR journal categories.
ods have been suggested to deal with this problem.
Since journals may have multiple ISI subject cate-
They include treating the diagonal cell values as
gories in JCR, more than one category could be
missing data, computing the diagonal values from
assigned to the references published in such
the off-diagonal cell values, and placing the highest
journals. The original dataset used for the analysis
off-diagonal cocitation counts in cells (Eom 2009).
in this study includes 2,455 articles collected from
In this study, the highest off-diagonal cell value
the SCI database and 54,158 references cited in
approach was employed to fill the diagonal cells.
the 2,455 articles, which were published in 2,214 different journals. The number of subject categories assigned to the references are 175.
2.2 Analysis Methods
However, not all the articles were used in con-
The subject category cocitation matrices gen-
structing matrices due to the large number of refer-
erated earlier were converted to proximity matrices
ences to be handled in our analysis procedure. Thus
with Pearson's correlation coefficient values in
we set a citation threshold to be applied to the
cells for further analysis by SPSS. ALSCAL and
articles for each research domain analysis. In the
CLUSTER routines in SPSS were used to generate
analysis of the whole university domain, articles
MDS maps and to group subject categories by
within the top 30th NCR(National Citation Report)
Ward clustering method. MDS technique is used
198 Journal of the Korean Society for Information Management, 26(2), 2009
to create visual maps from proximity matrices dis-
While closeness centrality provides a global in-
playing the underlying structure within a set of
dicator about the position of a node(subject) by
objects (McCain 1990). In the subject category
measuring the distance of a node from all other
maps, categories heavily cocited appear grouped
nodes in a network, betweenness centrality is a
in a map, and subject categories with many links
measure of how often a node is located on the
to others tend to be in central positions. Thus,
shortest path between other pairs of nodes in the
highly related subject categories can be identified
network (Leydesdorff 2007). The betweenness of
in a MDS map. The weakness of MDS mapping
a node measures the extent to which a node or
is that the original data could be distorted by repre-
agent can play the part of a gatekeeper with a
senting objects in only two dimensions. To measure
potential for control over others (Scott 2000). Power
the overall 'goodness of fit' in mapping, stress meas-
centrality or prestige index was offered by Bonacich
ures such as Kruskal's stress and Young's S-stress
(1987) as an alternative measure which uses weight-
and the proportion of variance explained (R Square
ed scores.
in ALSCAL) are used. In this study, Young's
Leydesdorff (2007) mentioned that closeness
S-stress and RSQ were computed to evaluate the
may be used as a measure of multidisciplinarity
acceptability of MDS maps.
and betweenness as a measure of specific inter-
Social network analysis has been employed in many recent studies for science mapping (Boyack,
disciplinarity at interfaces of subject categories in a knowledge network.
Klavans, and Borner 2005; Samoylenko, et al. 2006;
In this study, closeness and betweenness central-
Leydesdorff 2007; Leydesdorff and Rafols 2009;
ities were computed by Pajek and power centrality
Klavans and Boyack 2009). Social network analysis
by UCINET 6.211 version.
provides a set of centrality measures such as degree, betweenness, and closeness centrality, and centrality in terms of the projection on the first eigenvector
3. Results
of the matrix or Bonacich power. In science mapping, centrality measures represent the relative positions of authors, journals, subject categories, or other data units in a citation-based network. In
3.1 Knowledge Structure based on University Research Domain
this study, we calculated closeness centrality, be-
The total of 663 highly cited articles within the
tweenness centrality, and power centrality to de-
range of top 30th NCR percentile were selected
termine the relative positions of subjects or dis-
for the analysis. They cited 1,206 journals in refer-
ciplines represented by ISI subject categories of
ences to which the total of 147 subject categories
referenced journals in citation-based networks.
were assigned. After counting cocitation frequency
Mapping Knowledge Structure of Science and Technology Based on University Research Domain Analysis 199
of subject categories, a cocitation matrix was created
overlapped. Cluster 2 enlarged in Figure 2 includes
for MDS mapping. For a better visibility, the knowl-
various subject categories with several medicine
edge structure was mapped from 44 categories with-
related subjects such as Immunology, Oncology,
in top 30% of the citation counts. Figure 1 shows
Medicine-Research & Experimental, Pharmacology
a two-dimensional MDS map for the university
& Pharmacy, and Neurosciences. Cluster 4 also
research domain with six clusters representing the
enlarged in Figure 3 includes major Chemistry sub-
interdisciplinary relationships between the subjects
jects such as Organic Chemistry, Analytical
grouped in the same clusters. This map also displays
Chemistry, and Inorganic & Nuclear Chemistry
the relative distance between subject clusters.
as well as a few Engineering subjects like Chemical
Cluster 1 on the upper right section of the MDS
Engineering, Electrical & Electronic Engineering,
map contains Biology related subjects such as
and Metallurgy & Metallurgical Engineering.
Biophysics, Cell Biology, Biochemistry & Molec-
Although Clusters 5 and 6, two smallest clusters,
ular Biology whereas Cluster 3 positioned on the
do not reveal any noticeable characteristics of the
far left of the map includes subjects of multi-
clustered subjects, Atomic, Molecular & Chemical
disciplinary nature like Multidisciplinary Sciences,
Physics is in the same cluster as Nanoscience &
Chemistry-Multidisciplinary, Materials Science-
Nanotechnology, and Physics-Multidisciplinary is
Multidisciplinary, and Applied Physics. Clusters
grouped with Materials Science-Coating & Films
2 and 4 contains a large number of subjects which
reflecting the close relationships between the
are positioned nearby or some of which are even
subjects.
MDS map of university research domain
200 Journal of the Korean Society for Information Management, 26(2), 2009
Cluster 2 enlarged in university MDS map
Cluster 4 enlarged in university MDS map Table 1 shows top 10 subject categories with
as expected. As for power centrality, Physical
high centrality values. Multidiscipliplinary Sciences
Chemistry is in the first position implying its strong
has the highest closeness as well as betweenness
impact on other subjects. The table also tells us
centralities, reflecting its multidisciplinary nature
that in general, most of the subjects with high
occupying a central position in the knowledge net-
centralities belong to natural sciences and more
work for the university research domain. Closeness
specifically, many Chemistry, Physics, and Biology
centrality is also high for Biochemistry & Molecular
related subjects are included in the list.
Biology, Biophysics, and Chemistry-Multidisciplinary. Betweenness centrality is high for Computer Science-Interdisciplinary Applications and Chemistry-Multidisciplinary. We can see that subjects
3.2 Knowledge Structure of Departmental Research Domains
of multidisciplinary nature tend to have a high
In contrast to the earlier analysis based on the
degree of closeness and betweenness centralities
whole university research domain, we analyzed the
Mapping Knowledge Structure of Science and Technology Based on University Research Domain Analysis 201
Subject categories with high centrality values for university research domain closeness centrality 1 2 3 4 5 6 7 8 9 10
Biology plus Medicine related subjects, and another
research domain.
cluster of Physics subjects plus a few Engineering
This study presents that disciplines of multi-
subjects. The centrality values indicate that in addi-
disciplinary nature and Biology related subjects
tion to the other Chemistry subjects Chemistry-
play important roles in the whole science research
Multidisciplinary and other multidisciplinary sub-
domain as well as in specific research domains
jects such as Multidisciplinary Sciences and Physics-
in natural sciences such as Chemistry and Physics.
Multidisciplinary are in central or intermediary
We showed that it is possible to ascertain knowl-
positions.
edge structure of science and technology overall
The MDS map of Materials Science research do-
as well as those of specific disciplines by applying
main includes two Engineering related clusters, one
cocitation analysis of journal subject categories
Biology and Medicine related cluster, and one large
to institutional research data. The knowledge struc-
cluster containing Materials Science and other close-
tures reflecting institutional research domains can
ly related subjects such as Chemistry, Physics, and
be useful in understanding the current research
Nanoscience & Nanotechnology subjects indicating
trends of a given institution and predicting future
high cocitations among the subjects. The centrality
research directions as well.
values reveals that Chemistry and Physics subjects
Mapping Knowledge Structure of Science and Technology Based on University Research Domain Analysis 209
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