The minimum-entropy method is a promising technique for phase adjustment [7, 8]. It uses the principle that when ... In order to remove this limitation, a nonparametric method is presented to implement .... Due to this property, in ISAR imaging ...
Minimum-Entropy Phase Adjustment for ISAR Junfeng Wang, Xingzhao Liu and Zhixin Zhou
Abstract A new technique is developed for phase adjustment in ISAR imaging. The adjustment phase is found by iteratively solving an equation, which is derived by minimizing the entropy of the image. This technique can be used to estimate adjustment phases of any form. Moreover, the optimization method used in this technique is computationally more efficient than trial-and-error methods.
1. Introduction Inverse synthetic aperture radar (ISAR) utilizes the Fourier transform to resolve the scatterers in azimuth. Before taking the Fourier transform, translation compensation is used to remove the effect of the translation between the radar and the target in range. Translation compensation consists of range alignment, which aligns the signals from the same scatterer in range, and phase adjustment, which removes the translational Doppler phase. Typical methods for phase adjustment include the dominant-scatterer method [1], the scattering-centroid method [2], the phase-gradient method [3, 4], the time-frequency method [5], the maximum-contrast method [6] and the minimum-entropy method [7, 8]. These methods apply even if no prior knowledge is available about the translation. The minimum-entropy method is a promising technique for phase adjustment [7, 8]. It uses the principle that when the image is focused, the entropy of the image is a minimum.
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Originally, this technique is implemented using a parametric method [7]. A parametric model is used for the adjustment phase, and the parameters of this model are estimated. However, depending on the translation between the radar and the target in range, the adjustment phase may take any form. The parametric method does not work well if the adjustment phase does not fit the assumed model. In order to remove this limitation, a nonparametric method is presented to implement the minimum-entropy phase adjustment [8]. This method does not assume any parametric model of the adjustment phase and thus applies universally. However, in this method, the optimization problem is solved using a trial-and-error method, which is computationally inefficient. We develop a new technique for phase adjustment in ISAR imaging. The adjustment phase is found by iteratively solving an equation, which is derived by minimizing the entropy of the image. This technique can be used to estimate adjustment phases of any form. Moreover, the optimization method used in this technique is computationally more efficient than trial-and-error methods. Some results of this work and related work have been given in [9-11].
2. Fundamentals of ISAR ISAR uses the relative motion between the radar and the target to obtain the image of the target [12]. In ISAR imaging, the radar can be ground-based, airborne or space-borne. The platform can be stationary or moving. The beam tracks moving targets of interest. The targets range from man-made objects like ships, airplanes and satellites to natural
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objects like moons and planets. This paper treats ISAR. The ideas and methods discussed here, however, may also apply to some modes of synthetic aperture radar (SAR). Figure 1 gives a simplified geometry of ISAR. The coordinate system is chosen such that the origin is fixed at a point on the target and the y-axis is directed from the radar to this point. This coordinate system is also chosen as the frame of reference. Thus, no matter how the radar and the target move, only the rotation of the target around the origin and the translation of the radar along the y-axis are observed. We assume that the target is rigid and each scatterer has a constant scattering coefficient. It should be clarified that the target discussed here is actually the projection of the physical target on the imaging plane. y
Target
o
x
Radar Figure 1. Geometry of ISAR. We only consider the range-Doppler algorithm, which applies to small rotational angles [13]. For large rotational angles, typical algorithms include the subaperture algorithm, the subpatch algorithm, the polar-format algorithm and the back-projection algorithm [13]. 2.1. Rotation-Induced Imaging
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First consider the rotation of the target around the origin only. The translation between the radar and the target in range is ignored in this analysis. The scatterers with different ranges are resolved using different time delays. A wideband technique such as the matched-filter technique, the stretch technique or the steppedfrequency technique can be used to improve range resolution [2, 12]. When the rotational angle of the target is small, it is assumed that the signals from the same scatterer are centered at the same range bin in different echoes (See Figure 2. t and τ are called slow time and fast time, respectively, and for the purpose of clarity, only the amplitude of the signal is shown). τ
Echo 1
Echo 2
Echo 3 Range Range Range Bin 1 Bin 2 Bin 3
t
Figure 2. Range-Resolved Signal. In each range bin (Figure 2), the scatterers with different azimuths are resolved using different Doppler frequencies. The most widely used method is the Fourier transform. Other methods include modern spectral estimation [14] and time-frequency representation [15]. 2.2. Translation Compensation
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Only the rotation of the target around the origin is considered in the above analysis. Now we add the translation between the radar and the target in range. Range imaging is the same. Azimuth imaging, however, is complicated. The effect of the translation must be removed before taking the Fourier transform. This is called translation compensation. Translation compensation consists of range alignment, which aligns the signals from the same scatterer in range, and phase adjustment, which removes the translational Doppler phase. We only discuss this two-step scheme of translation compensation. However, it should be mentioned that range alignment and phase adjustment can also be carried out together in the domain of slow time and the frequency with respect to fast time [12]. The minimum-entropy translation compensation, which applies even if no prior knowledge is available about the translation, is essentially based on this scheme [12]. 2.3. Range Alignment Range Bins
Range Bins 1
1
Echoes 2
Echoes 2
3
3 Figure 3. Range Alignment.
One effect of the translation is that the signals from the same scatterer are centered at different range bins in different echoes. Thus, the echoes need to be shifted such that the signals from the same scatterer are aligned in range. This is called range alignment (See
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Figure 3. For clarity, only the amplitude of the signal is shown). If no prior knowledge is available about the translation, range alignment is usually based on the similarity of the envelopes of the echoes. Typical methods include the peak method [1], the maximumcorrelation method [1], the frequency-domain method [1], the Hough-transform method [16], the minimum-entropy method [8] and the global method [17]. 2.4. Phase Adjustment The other effect of the translation is that a time-varying translational Doppler phase is contained in the phase of the signal. Usually, the Doppler frequency corresponding to a scatterer is not a constant any more due to the translational Doppler phase. This means that the image will be blurred if the Fourier transform is directly used for azimuth imaging. Thus, before taking the Fourier transform, the translational Doppler phase should be removed, converted to a constant or linearized so that the Doppler frequency corresponding to a scatterer can be converted into a constant. This is called phase adjustment. Typical methods for phase adjustment include the dominant-scatterer method [1], the scattering-centroid method [2], the phase-gradient method [3, 4], the timefrequency method [5], the maximum-contrast method [6] and the minimum-entropy method [7, 8]. These methods apply even if no prior knowledge is available about the translation.
3. Minimum-Entropy Phase Adjustment Phase adjustment and azimuth imaging can be formulated as g(k, n ) =
M −1
2π
∑ f (m, n ) exp[ jϕ(m)] exp − j M km ,
m=0
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(1)
where m, n and k are the indices of echoes, range bins and Doppler frequency, respectively, f(m,n) is the signal resolved and aligned in range, ϕ(m) is the adjustment phase, and g(k,n) is the complex image. In (1), phase adjustment is first carried out by multiplying f(m,n) by exp[jϕ(m)], and azimuth imaging is then carried out by taking the Fourier transform of f(m,n)exp[jϕ(m)] with respect to m. The key to phase adjustment is the estimation of ϕ(m). In the minimum-entropy phase adjustment, ϕ(m) is designed to minimize the entropy of |g(k,n)|2. 3.1. Principle The entropy of |g(k,n)|2 is defined as
[
]
M −1 N −1
| g(k, n ) | 2 S ln , ε | g (k, n ) | = ∑∑ S | g(k, n ) | 2 k = 0 n =0 2
(2)
where M −1 N −1
S = ∑∑ | g (k , n ) | 2 .
(3)
k = 0 n =0
Entropy can be used to measure the smoothness of a distribution function. The smoother a distribution function is, the larger its entropy. Due to this property, in ISAR imaging, entropy can be used to measure the focus quality of an image [7-11]. Better focus results in a sharper image and thus smaller entropy. Thus, in phase adjustment, the adjustment phase can be designed to minimize the entropy of the image. (2) can be written as
[
]
ε | g (k , n ) | 2 = ln S −
1 M −1 N −1 ∑∑ | g(k, n ) |2 ln | g(k, n ) |2 . S k = 0 n =0
Since S is a constant in ISAR imaging, entropy can be redefined as
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(4)
[
]
M −1 N −1
ε′ | g (k , n ) | 2 = − ∑∑ | g (k , n ) | 2 ln | g (k , n ) | 2 .
(5)
k = 0 n =0
Thus, the minimum-entropy phase adjustment can be formulated as finding the adjustment phase that minimizes (5). 3.2. Equation of Adjustment Phase The ϕ(m) that minimizes ε′[|g(k,n)|2] satisfies
∂ε ′[| g(k, n ) | 2 ] = 0. ∂ϕ(m)
(6)
The derivative of ε′[|g(k,n)|2] with respect to ϕ(m) is obtained from (5), i.e., M −1 N −1 ∂ε ′[| g(k, n ) | 2 ] ∂ | g(k, n ) | 2 . = − ∑∑ 1 + ln | g(k, n ) | 2 ∂ϕ(m) ∂ϕ(m) k = 0 n =0
[
]
(7)
Since |g(k,n)|2=g(k,n)g*(k,n), ∂ | g (k, n ) | 2 ∂g (k , n ) = 2 Re g * (k , n ) . ∂ϕ(m) ∂ϕ(m)
(8)
Substituting (8) into (7), one obtains M −1 N −1 ∂ε ′[| g (k, n ) | 2 ] ∂g (k , n ) = −2 Re∑∑ 1 + ln | g (k , n ) | 2 g * (k , n ) . ∂ϕ(m) ∂ϕ(m) k =0 n =0
[
]
(9)
Substituting m′ for m in (1), one obtains g(k, n ) =
M −1
2π
∑ f (m ′, n ) exp[ jϕ(m ′)] exp − j M km ′ .
(10)
m′ = 0
The derivative of g(k,n) with respect to ϕ(m) is obtained from (10), i.e.,
∂g(k, n ) 2π km . = jf (m, n ) exp[ jϕ(m)] exp − j ∂ϕ(m) M
(11)
In order to obtain (11), it should be noted that m is only a sample of m′ here. Substituting (11) into (9), one obtains
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∂ε ′[| g(k, n ) | 2 ] = 2M Im exp[ jϕ(m)]a * (m) , ∂ϕ(m)
{
}
(12)
where N −1
a ( m ) = ∑ f * ( m, n ) n =0
[
]
(13)
ϕ(m) = lπ + ∠a (m) ,
(14)
1 M −1 2π 1 + ln | g (k , n ) | 2 g (k , n ) exp j km . ∑ M k =0 M
Substituting (12) into (6), one obtains
where l is an arbitrary integer, and ∠a(m) denotes the phase of a(m). The simplest form of (14), which works very well in our test, is ϕ(m) = ∠a (m) .
(15)
3.3. Algorithm (15) is an implicit expression of ϕ(m) because calculating a(m) requires ϕ(m) (See (13) and (1)). This equation can be solved using the fix-point iteration algorithm in Figure 4.
Initialize ϕ(m). Compute g(k,n) from (1). Compute a(m) from (13). Compute ϕ(m) from (15). N
ϕ(m) Accurate Enough? Y End Figure 4. Estimation of ϕ(m).
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ϕ(m) is initialized as zero or the phase obtained by a simple phase-adjustment method like the dominant-scatterer method [1]. Our tests show that this can usually guarantee the convergence of ϕ(m) to the desired optimal value. Our tests involve about twenty sets of field data and simulated data. For each data set, ϕ(m) is initialized as zero and the phase obtained by the dominant-scatterer method, respectively. ϕ(m) converges to the desired optimal value in each of these tests. The convergence is faster when ϕ(m) is initialized as the phase obtained by the dominant-scatterer method. The iteration is carried out until the following condition is satisfied M −1
max{| exp[ jϕ i (m)] − exp[ jϕ i −1 (m)] |} ≤ µ , m =0
(16)
where ϕi(m) and ϕi-1(m) are the values of ϕ(m) after the current iteration and the previous iteration, respectively, and µ is the threshold of accuracy. (16) is also written as M −1 ϕ (m) − ϕ i −1 (m) µ max sin i ≤ 2. m =0 2
(17)
If a ϕ(m) minimizes ε′[|g(k,n)|2], then this ϕ(m) plus a linear phase can also minimize ε′[|g(k,n)|2]. The reason is that this linear phase only results in a circular shift of the image in azimuth but does not change ε′[|g(k,n)|2]. Thus, there is an infinite number of ϕ(m) that can minimize ε′[|g(k,n)|2], and what is obtained in this algorithm may be any of them. Since these different ϕ(m) may result in different circular shifts of the image in azimuth, the azimuth position of the image is uncertain. In order to avoid this effect, the image is circularly shifted in azimuth to locate the strongest scatterer in the middle of the image.
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In our algorithm, ϕ(m) is estimated from all the range bins. In order to improve the efficiency of the algorithm, ϕ(m) can also be estimated from a part of the range bins. However, using too few range bins may degrade the focus quality of the image because the estimated adjustment phase is optimal only for the range bins in use but not for all the range bins. 3.4. Comparison Originally, the minimum-entropy phase adjustment is implemented using a parametric method [7]. A parametric model is used for the adjustment phase, and the parameters of this model are estimated. However, depending on the translation between the radar and the target in range, the adjustment phase may take any form. The parametric method does not work well if the adjustment phase does not fit the assumed model. In order to remove this limitation, a nonparametric method is presented to implement the minimum-entropy phase adjustment [8]. First, ϕ(0) is kept unchanged, decreased by ∆ or increased by ∆ based on which way minimizes the entropy of the image, where ∆ is the initial step size. Then, ϕ(1), ϕ(2), … , ϕ(M-1) are treated in the same way to complete one round of adjustment. More rounds of adjustment are carried out until the entropy of the image is minimized. Next, the above process is repeated for step sizes ∆/2, ∆/4, and so on. This method does not assume any parametric model of the adjustment phase and thus applies universally. This trial-and-error method, however, is computationally inefficient. Each time when a sample of ϕ(m) is adjusted, two imaging processes are required. Each round of adjustment thus requires 2M imaging processes. If there are L rounds of adjustment in all, the total number of imaging processes will be 2ML. The computation of an imaging process is given in (1).
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Our method is also nonparametric. Like the nonparametric method in [8], it does not assume any parametric model of the adjustment phase and thus applies universally. In addition, our optimization method is computationally more efficient than the trial-anderror method in [8]. In our optimization method, the computation in each round of adjustment, which is mainly the computation in (1) and (13), is approximately equivalent to that of two imaging processes. If there are L′ rounds of adjustment in all, the total number of imaging processes will be 2L′. Generally, 2L′ is much smaller than 2ML, the total number of imaging processes required by the trial-and-error method in [8].
4. Maximum-Contrast Phase Adjustment When the minimum-entropy method is discussed, the maximum-contrast method [6], a similar method, needs to be mentioned. This method uses the principle that the contrast of the image is a maximum when the image is focused. 4.1. Principle The contrast of |g(k,n)|2 is defined as c[| g (k , n ) | 2 ] =
σ[| g (k , n ) | 2 ] . E[| g (k , n ) | 2 ]
(18)
E[|g(k,n)|2] is the mean of | g(k,n)|2 with respect to k and n, i.e. E[| g (k , n ) | 2 ] =
1 M −1 N −1 | g(k, n ) | 2 . ∑∑ MN k = 0 n =0
(19)
σ[| g(k,n)|2] is the standard deviation of | g(k,n)|2 with respect to k and n, i.e. 2
σ[| g (k, n ) | ] = 2
1 M −1 N −1 1 M −1 N −1 2 | g ( k , n ) | − | g (k ′, n ′) | 2 , ∑∑ ∑ ∑ MN k =0 n =0 MN k′=0 n′=0
which is also written as
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(20)
2
σ[| g (k, n ) | ] = 2
1 M −1 N −1 1 M −1 N −1 4 − | g ( k , n ) | | g (k, n ) | 2 . ∑∑ ∑∑ MN k =0 n =0 MN k =0 n =0
(21)
Contrast can be used to measure the sharpness of a distribution function. The sharper a distribution function is, the larger its contrast. Due to this property, in ISAR imaging, contrast can be used to measure the focus quality of an image [6]. Better focus results in a sharper image and thus larger contrast. Thus, in phase adjustment, the adjustment phase can be designed to maximize the contrast of the image. Substituting (19) and (21) into (18), one obtains
c[| g(k, n ) | ] = 2
MN M −1 N −1 | g(k, n ) | 4 − 1 . 2 ∑∑ S k = 0 n =0
(22)
Since S is a constant in ISAR imaging, contrast can be redefined as M −1 N −1
c′[| g (k , n ) | 2 ] = ∑∑ | g (k , n ) | 4 .
(23)
k =0 n = 0
Thus, the maximum-contrast phase adjustment can be formulated as finding the adjustment phase that maximizes (23). 4.2. Algorithm The maximum-contrast phase adjustment can be implemented by a parametric method [6]. That is, a parametric model is used for the adjustment phase, and the parameters of this model are estimated. The parametric method fails if the adjustment phase does not fit the assumed model. Inspired by our minimum-entropy method (Section 3), we develop a new technique to carry out the maximum-contrast phase adjustment. The adjustment phase is found by iteratively solving an equation, which is derived by maximizing the contrast of the image. This technique can be used to estimate adjustment phases of any form.
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The ϕ(m) that maximizes c′[|g(k,n)|2] satisfies
∂c′[| g(k, n ) | 2 ] = 0. ∂ϕ(m)
(24)
Using the method in Section 3.2, we can derive the equation of the adjustment phase, i.e., ϕ(m) = ∠b(m) ,
(25)
where N −1
b ( m ) = ∑ f * ( m, n ) n =0
1 M −1 2π | g (k , n ) | 2 g (k , n ) exp j km . ∑ M k =0 M
(26)
Then, an algorithm, which is similar to that in Section 3.3, can be developed for the maximum-contrast phase adjustment. 4.3. Comparison Under the same threshold of accuracy, the maximum-contrast method needs a smaller number of iterations to converge than the minimum-entropy method. However, we notice that when the target has a dominant scatterer, the maximum-contrast method cares about the dominant scatterer too much. In the image obtained by the maximum-contrast method, other scatterers may not be as well focused as the dominant scatterer. The minimumentropy method, however, avoids this problem. It can attain a better compromise among all the scatterers and result in a globally good image.
5. Results The field data of a Boeing-727 aircraft [18], provided by Professor B. D. Steinberg of the University of Pennsylvania, are used to evaluate our method. The aircraft was 2.7 km away from the radar and flew at a speed of 147 m/s. The radar transmitted short pulses at a wavelength of 3.123 cm and a width of 7 ns, and the echoes were sampled at an interval
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of 5 ns. The pulse repetition frequency was 400 Hz. 512 echoes with 120 range bins each were recorded. The 512 echoes are divided into four equal segments, and each segment is processed individually. In all the imaging processes, range alignment is carried out by the global method [17]. Figure 5 shows the images obtained by the minimum-entropy method. The adjustment phase is initialized as zero, and the threshold of accuracy is chosen as 0.01. Under these conditions, the numbers of iterations are 108, 90, 64 and 94 for the four data segments, respectively. When the adjustment phase is initialized as the phase obtained by the dominant-scatterer method [1], the numbers of iterations are reduced to 37, 26, 20 and 11 for the four data segments, respectively. Figure 6 shows the images obtained by the dominant-scatterer method [1]. Due to the existence of a dominant scatterer, the dominant-scatterer method works well for these data. Nevertheless, as we see, its focus quality is inferior to that of the minimum-entropy method. Figure 7 shows the images obtained by the maximum-contrast method given in Section 4. The adjustment phase is initialized as zero, and the threshold of accuracy is chosen as 0.01. Under these conditions, the numbers of iterations are 9, 17, 7 and 7 for the four data segments, respectively. Evidently, the maximum-contrast method converges faster than the minimum-entropy method. However, as we see, the focus quality of the maximumcontrast method is inferior to that of the minimum-entropy method. This conclusion is also drawn by each of over sixty people who are asked to evaluate the focus quality of the two methods. When the numbers of iterations are further increased, no matter how big the numbers of iterations are, the images keep unchanged visually.
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Range
Echoes 128-255
Range
Echoes 0-127
Echoes 256-383
Echoes 384-511
Range
Azimuth
Range
Azimuth
Azimuth
Azimuth
Figure 5. Images Obtained by Minimum-Entropy Method.
Range
Echoes 128-255
Range
Echoes 0-127
Echoes 256-383
Echoes 384-511
Range
Azimuth
Range
Azimuth
Azimuth
Azimuth
Figure 6. Images Obtained by Dominant-Scatterer Method.
16
Range
Echoes 128-255
Range
Echoes 0-127
Echoes 256-383
Echoes 384-511
Range
Azimuth
Range
Azimuth
Azimuth
Azimuth
Figure 7. Images Obtained by Maximum-Contrast Method.
Range
Echoes 128-255
Range
Echoes 0-127
Echoes 256-383
Echoes 384-511
Range
Azimuth
Range
Azimuth
Azimuth
Azimuth
Figure 8. Images Obtained by Minimum-Entropy Method from Simulated Data.
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Range
Echoes 128-255
Range
Echoes 0-127
Echoes 256-383
Echoes 384-511
Range
Azimuth
Range
Azimuth
Azimuth
Azimuth
Figure 9. Images Obtained by Minimum-Entropy Method when µ=0.0123.
Range
Echoes 128-255
Range
Echoes 0-127
Echoes 256-383
Echoes 384-511
Range
Azimuth
Range
Azimuth
Azimuth
Azimuth
Figure 10. Images Obtained by Minimum-Entropy Method in [8].
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A sinusoidal translational Doppler phase is added to the phase of the original signal by simulation. Figure 8 shows the images obtained by the minimum-entropy method from these simulated data. We can see that the images are still focused. In fact, this algorithm is applied to about twenty sets of field data and simulated data and always works well. It does not assume any parametric model of the adjustment phase and applies universally. Figure 9 shows the images obtained by the minimum-entropy method when µ in (16), the threshold of accuracy, is chosen as 0.0123. The corresponding error of the adjustment phase, according to (17), is π/256. Figure 10 shows the images obtained by the minimumentropy method in [8]. Here, the smallest step size of the adjustment phase is chosen as π/256. Under the same accuracy, for the four data segments, our method takes 1/98, 1/81, 1/120 and 1/64 as much time as the method in [8], respectively. Evidently, our method is computationally more efficient than the method in [8].
6. Conclusions The minimum-entropy method is effective and efficient for phase adjustment in ISAR imaging. The adjustment phase is found by iteratively solving an equation, which is derived by minimizing the entropy of the image. This technique can be used to estimate adjustment phases of any form. Moreover, the optimization method used in this technique is computationally more efficient than trial-and-error methods.
Acknowledgment The authors appreciate the valuable suggestions from Dr. Kasilingam of the University of Massachusetts Dartmouth.
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[16] T. Sauer and A. Schroth, “Robust Range Alignment Algorithm via Hough Transform in an ISAR Imaging System,”IEEE Transactions on Aerospace and Electronic Systems, Volume 31, Number 3, July 1995, Pages 1173-1177. [17] J. Wang and D. Kasilingam, “Global Range Alignment for ISAR,”IEEE Transactions on Aerospace and Electronic Systems, Volume 39, Number 1, January 2003, Pages 351-357. [18] B. D. Steinberg and H. M. Subbaram, “Microwave Imaging Techniques,”John Wiley & Sons, 1991.
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